Funds › Thomas J. Herzfeld Advisors, Inc.
Thomas J. Herzfeld Advisors, Inc.
13F for Q3 2026, filed Nov 10, 2026. 130 positions worth $285.6M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 10, 2026
Reported value
$285.6M
−$40.1M (12.3%) vs Q2 2026
Positions
130
129 in Q2 2026
Top 10 share
53.1%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | FSSL FS Specialty Lending Fund · Com Sh Ben Int | 2.62M | $30.4M | 10.7% | -9.8% | 13F ↗ |
| 2 | PDX PIMCO Dynamic Income Strategy Fund · Com Shs Ben Int | 1.04M | $21.1M | 7.4% | -5.2% | 13F ↗ |
| 3 | FSCO FS Credit Opportunities Corp. | 3.85M | $19.8M | 6.9% | -1.9% | 13F ↗ |
| 4 | HFRO Highland Opportunities and Income Fund · Highland Income | 2.59M | $17.3M | 6.0% | -3.2% | 13F ↗ |
| 5 | GOF Guggenheim Strategic Opportunities Fund · Com Sbi | 1.78M | $15.1M | 5.3% | +32.9% | 13F ↗ |
| 6 | HERZ Herzfeld Credit Income Fund, Inc. | 782,081 | $11.8M | 4.1% | -4.3% | 13F ↗ |
| 7 | Im Global Partner Funds Imgp Dbi Man Etf | 329,670 | $10.7M | 3.8% | New | 13F ↗ |
| 8 | PDI PIMCO Dynamic Income Fund | 662,378 | $9.3M | 3.3% | +70.4% | 13F ↗ |
| 9 | JFR Nuveen Floating Rate Income Fund | 1.10M | $8.2M | 2.9% | -1.3% | 13F ↗ |
| 10 | BRW Saba Capital Income & Opportunities Fund SBI | 1.34M | $8.1M | 2.8% | -13.3% | 13F ↗ |
| 11 | NSLR Neostellar Capital Corp. | 793,326 | $6.1M | 2.1% | +0.6% | 13F ↗ |
| 12 | SABA Saba Capital Income & Opportunities Fund II | 723,046 | $5.8M | 2.0% | -18.9% | 13F ↗ |
| 13 | BPRE Bluerock Private Real Estate Fund | 441,565 | $5.5M | 1.9% | +45.6% | 13F ↗ |
| 14 | EIC Eagle Point Income Company | 505,967 | $4.7M | 1.6% | -43.6% | 13F ↗ |
| 15 | DPG Duff & Phelps Utility and Infrastructure Fund Inc. | 356,335 | $4.6M | 1.6% | -1.2% | 13F ↗ |
| 16 | RA Brookfield Real Assets Income Fund Inc. · Shs Ben Int | 361,294 | $4.2M | 1.5% | -2.1% | 13F ↗ |
| 17 | ASA ASA Gold and Precious Metals Limited | 72,192 | $4.0M | 1.4% | +8.1% | 13F ↗ |
| 18 | KYN Kayne Anderson Energy Infrastructure Fund, Inc. | 290,530 | $4.0M | 1.4% | +5.2% | 13F ↗ |
| 19 | BGR BlackRock Energy and Resources Trust | 233,309 | $3.9M | 1.4% | -2.0% | 13F ↗ |
| 20 | PAXS PIMCO Access Income Fund · Shs Benfin Int | 297,773 | $3.9M | 1.4% | -4.5% | 13F ↗ |
| 21 | EMO ClearBridge Energy Midstream Opportunity Fund Inc. | 77,363 | $3.9M | 1.4% | +5.8% | 13F ↗ |
| 22 | NML Neuberger Energy Infrastructure and Income Fund Inc. | 386,948 | $3.8M | 1.3% | +9.7% | 13F ↗ |
| 23 | XFLT XAI Floating Rate & Alternative Income Trust · Com Shs Benf Int | 194,817 | $3.7M | 1.3% | -1.9% | 13F ↗ |
| 24 | NCV Virtus Convertible & Income Fund | 232,962 | $3.5M | 1.2% | +25.3% | 13F ↗ |
| 25 | NCZ Virtus Convertible & Income Fund II | 244,762 | $3.5M | 1.2% | +18.9% | 13F ↗ |
| 26 | STK Columbia Seligman Premium Technology Growth Fund Inc | 58,937 | $3.2M | 1.1% | -54.4% | 13F ↗ |
| 27 | Eaton Vance Tax Advt Div Inc | 112,070 | $3.1M | 1.1% | New | 13F ↗ |
| 28 | DXYZ Destiny Tech100 Inc. | 99,524 | $3.1M | 1.1% | +1411% | 13F ↗ |
| 29 | FFA First Trust Enhanced Equity Income Fund | 137,774 | $3.1M | 1.1% | New | 13F ↗ |
| 30 | BTX BlackRock Technology and Private Equity Term Trust · Shs Ben Int | 337,409 | $3.0M | 1.1% | -34.5% | 13F ↗ |
| 31 | BSTZ BlackRock Science and Technology Term Trust · Shs Ben Int | 100,653 | $3.0M | 1.0% | -39.4% | 13F ↗ |
| 32 | GAM General American Investors, Inc. | 44,069 | $2.8M | 1.0% | +38.0% | 13F ↗ |
| 33 | LDP Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. | 134,404 | $2.6M | 0.9% | -2.4% | 13F ↗ |
| 34 | PTY Pimco Corporate & Income Opportunity Fund | 235,200 | $2.6M | 0.9% | -6.9% | 13F ↗ |
| 35 | TBLD Thornburg Income Builder Opportunities Trust | 126,032 | $2.6M | 0.9% | +56.6% | 13F ↗ |
| 36 | FINS Angel Oak Financial Strategies Income Term Trust · Com Ben Int | 213,938 | $2.6M | 0.9% | -3.8% | 13F ↗ |
| 37 | RFMZ RiverNorth Flexible Municipal Income Fund II, Inc. | 217,179 | $2.5M | 0.9% | -10.9% | 13F ↗ |
| 38 | TWN Taiwan Fund, Inc. | 23,214 | $2.4M | 0.8% | -51.1% | 13F ↗ |
| 39 | GHY PGIM Global High Yield Fund, Inc. | 209,123 | $2.3M | 0.8% | -2.9% | 13F ↗ |
| 40 | BGB Blackstone Strategic Credit 2027 Term Fund · Com Shs Ben In | 185,274 | $2.1M | 0.7% | +64.4% | 13F ↗ |
| 41 | SDHY PGIM Short Duration High Yield Opportunities Fund | 123,797 | $1.9M | 0.7% | -10.4% | 13F ↗ |
| 42 | BGX Blackstone Long Short Credit Income Fund · Com Shs Bn Int | 174,430 | $1.8M | 0.6% | -1.5% | 13F ↗ |
| 43 | ARDC Ares Dynamic Credit Allocation Fund, Inc. | 155,023 | $1.8M | 0.6% | +2.9% | 13F ↗ |
| 44 | MEGI NYLIM CBRE Global Infrastructure Megatrends Term Fund | 126,754 | $1.7M | 0.6% | -2.2% | 13F ↗ |
| 45 | MFM Aberdeen Municipal Income Fund · Sh Ben Int | 311,887 | $1.5M | 0.5% | -9.7% | 13F ↗ |
| 46 | PNI Pimco New York Municipal Income Fund II | 241,505 | $1.5M | 0.5% | +4.4% | 13F ↗ |
| 47 | Pimco Calif Mun Income Fd | 169,213 | $1.3M | 0.5% | -8.8% | 13F ↗ |
| 48 | DSM BNY Mellon Strategic Municipal Bond Fund, Inc. | 242,252 | $1.3M | 0.4% | +23.7% | 13F ↗ |
| 49 | BTT BlackRock Municipal 2030 Target Term Trust · Com Shs Ben In | 56,528 | $1.2M | 0.4% | -0.1% | 13F ↗ |
| 50 | Exchange Listed Fds Tr Saba Int Rate | 50,283 | $1.2M | 0.4% | -19.0% | 13F ↗ |
Showing the top 50 of 130 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
16 new, 45 added to, 45 trimmed, 15 exited, 24 unchanged. By estimated dollars.
New positions (16)
| Im Global Partner Funds Imgp Dbi Man Etf | 329,670 | New | $10.7M |
| Eaton Vance Tax Advt Div Inc | 112,070 | New | $3.1M |
| FFA First Trust Enhanced Equity Income Fund | 137,774 | New | $3.1M |
| BMEZ BlackRock Health Sciences Term Trust | 11,820 | New | $197.4K |
| ACP abrdn Income Credit Strategies Fund | 35,273 | New | $157.0K |
| PWRL Powerlaw Corp. · Com *A* | 6,416 | New | $70.6K |
| Western Asset Inflt Lnk Inc Com Sh Ben Int | 2,999 | New | $23.6K |
| Proshares Tr Short Msci Emrng | 884 | New | $13.9K |
| VGI Virtus Global Multi-Sector Income Fund | 1,647 | New | $11.1K |
| Alliancebernstein Global Hig | 1,138 | New | $11.1K |
Added to (45)
| PDI PIMCO Dynamic Income Fund | 662,378 | +70.4% | $3.8M |
| GOF Guggenheim Strategic Opportunities Fund · Com Sbi | 1.78M | +32.9% | $3.7M |
| DXYZ Destiny Tech100 Inc. | 99,524 | +1411% | $2.9M |
| BPRE Bluerock Private Real Estate Fund | 441,565 | +45.6% | $1.7M |
| TBLD Thornburg Income Builder Opportunities Trust | 126,032 | +56.6% | $925.6K |
| BGB Blackstone Strategic Credit 2027 Term Fund · Com Shs Ben In | 185,274 | +64.4% | $816.1K |
| GAM General American Investors, Inc. | 44,069 | +38.0% | $769.8K |
| NCV Virtus Convertible & Income Fund | 232,962 | +25.3% | $711.0K |
| NCZ Virtus Convertible & Income Fund II | 244,762 | +18.9% | $548.3K |
| JLS Nuveen Mortgage and Income Fund | 74,449 | +65.8% | $483.8K |
Trimmed (45)
| STK Columbia Seligman Premium Technology Growth Fund Inc | 58,937 | -54.4% | -$3.8M |
| EIC Eagle Point Income Company | 505,967 | -43.6% | -$3.6M |
| FSSL FS Specialty Lending Fund · Com Sh Ben Int | 2.62M | -9.8% | -$3.3M |
| KF Korea Fund, Inc. | 402 | -99.2% | -$3.2M |
| TWN Taiwan Fund, Inc. | 23,214 | -51.1% | -$2.5M |
| BSTZ BlackRock Science and Technology Term Trust · Shs Ben Int | 100,653 | -39.4% | -$1.9M |
| BTX BlackRock Technology and Private Equity Term Trust · Shs Ben Int | 337,409 | -34.5% | -$1.6M |
| SABA Saba Capital Income & Opportunities Fund II | 723,046 | -18.9% | -$1.3M |
| BRW Saba Capital Income & Opportunities Fund SBI | 1.34M | -13.3% | -$1.2M |
| PDX PIMCO Dynamic Income Strategy Fund · Com Shs Ben Int | 1.04M | -5.2% | -$1.1M |
Exited (15)
| PSUS Pershing Square USA, Ltd. | 285,421 | Exited | -$10.7M |
| TYG Tortoise Energy Infrastructure Corporation | 100,275 | Exited | -$4.3M |
| NXG NXG NextGen Infrastructure Income Fund | 53,297 | Exited | -$3.4M |
| Calamos Conv & High Income F | 245,638 | Exited | -$3.3M |
| BCX BlackRock Resources | 238,622 | Exited | -$2.7M |
| BTZ BlackRock Credit Allocation Income Trust | 245,318 | Exited | -$2.5M |
| CCIF Carlyle Credit Income Fund · Shs Ben Int | 263,404 | Exited | -$734.9K |
| PMM Franklin Managed Municipal Income Trust | 89,911 | Exited | -$588.0K |
| CEF Sprott Physical Gold & Silver Trust · Physical Gold An | 8,000 | Exited | -$321.8K |
| HQL abrdn Life Sciences Investors · Sh Ben Int | 9,191 | Exited | -$183.9K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 10, 2026 | 13F-HR | 130 | $285.6M | Current | SEC ↗ |
| Q2 2026 | Aug 10, 2026 | 13F-HR | 129 | $325.8M | Current | SEC ↗ |
| Q1 2026 | May 12, 2026 | 13F-HR | 115 | $294.0M | Current | SEC ↗ |
| Q4 2025 | Feb 13, 2026 | 13F-HR | 107 | $295.6M | Current | SEC ↗ |
| Q3 2025 | Nov 12, 2025 | 13F-HR | 104 | $291.7M | Current | SEC ↗ |
| Q2 2025 | Aug 13, 2025 | 13F-HR | 108 | $280.4M | Current | SEC ↗ |
| Q1 2025 | May 14, 2025 | 13F-HR | 128 | $294.0M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer