NasdaqMIAMI BEACH, FL

Herzfeld Credit Income Fund, Inc. HERZ

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No share count in the company’s recent SEC filingsCIK 880406

Insider trades, 12 mo

8 buys · 0 sells

$191.8K bought, open market

Congress trades, 24 mo

—

No disclosed trades

13F holders, Q3 2026

3 added · 3 trimmed

13F holders

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Lobbying, 12 mo

—

No lobbying filings

Federal contracts, 12 mo

—

None matched

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Latest 10-Q

What changed in Herzfeld Credit Income Fund, Inc.'s latest quarterly report, compared with the one before.

We have not read a recent 10-Q for this company yet.

Insider trades

8 in 12 mo

Open-market trades from Form 4. 10b5-1 marks a plan set in advance.

No open-market insider trades reported since Apr 15, 2026. Insiders have two business days to file.

Recent insider trades

Ryan M. Paylor	Apr 15 Form 4 ↗	Buy	+$6,244 390 sh @ $16.01	-24.7%
Thomas J. Herzfeld	Apr 15 Form 4 ↗	Buy	+$57.8K 3,610 sh @ $16.01	-24.7%
Ryan M. Paylor	Mar 27 Form 4 ↗	Buy	+$1,488 96 sh @ $15.50	-33.5%
Thomas J. Herzfeld	Mar 27 Form 4 ↗	Buy	+$46.1K 2,974 sh @ $15.50	-33.5%
Ryan M. Paylor	Mar 3 Form 4 ↗	Buy	+$632 40 sh @ $15.81	-28.0%

All HERZ insider trades →Planned sales (Form 144): see notices

Insider trades

Open-market trades from Form 4. 10b5-1 marks a plan set in advance.

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13F holders

861,961 shares

9 funds report HERZ. Values checked against market prices.

Q3 2026. 1 new, 3 added to, 3 trimmed, 5 exited since Q2 2026.

Top 13F holders
#
1	Thomas J. Herzfeld Advisors, Inc. 13F ↗	782,081	$11.8M	-4.3%
2	Choreo, LLC 13F ↗	47,649	$717.8K	+1.4%
3	Private Advisor Group, LLC 13F ↗	20,147	$302.8K	-2.0%
4	Osaic Holdings, Inc. 13F ↗	5,105	$77.4K	+6.9%
5	Blue Bell Private Wealth Management, LLC 13F ↗	2,997	$45.0K	unchanged
6	Morgan Stanley 13F ↗	2,614	$39.3K	unchanged
7	Rockefeller Capital Management L.P. 13F ↗	1,311	$19.7K	+17.9%
8	JPMorgan Chase & Co 13F ↗	52	$800	-14.8%
9	Northwestern Mutual Wealth Management Co 13F ↗	5	$75	New

Download CSV Every fund that holds HERZ, not only these ten. A download holds at most 10,000 rows; narrow the filters to get a smaller slice.

13F holders

Funds that report this stock, checked against market prices.

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Trades by members of Congress

Disclosed in dollar ranges, up to 45 days after the trade.

No recent congressional trades for this company.

Trades by members of Congress

Disclosed in dollar ranges, up to 45 days after the trade.

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Lobbying

What Herzfeld Credit Income Fund, Inc. and its lobbying firms report each quarter.

No recent lobbying filings for this company.

Lobbying

What Herzfeld Credit Income Fund, Inc. and its lobbying firms report each quarter.

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Institutional ownership over time

How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.

Funds holding the stock

Shares they report

Funds holding the stock by quarter

Q1 2026	12	—	1.17M	$18.1M
Q2 2026	13	+1	1.21M	$20.8M
Q3 2026	9	-4	861,961	$13.0M

Each point is a quarter-end, from Q1 2026 to Q3 2026. A fund's 13F lists its long positions in US-listed securities as of the last day of the quarter and arrives up to 45 days later, so each point shows holdings at quarter-end, not on the day they were reported.

Common shares only; options and bonds are left out. When a fund amends a report, the amended version is the one counted.

The history follows the company's current CUSIP number (42804T205). If the company's shares were ever re-issued under a different CUSIP, the quarters before the change are not part of this series, so the first point (Q1 2026) can be later than the stock's first appearance in 13F reports.

Share counts are adjusted for stock splits; none took place between these quarters. Values are in dollars as reported at the time and are not adjusted.

A quarter appears once our daily update has built its summary. If a summary cannot be built, older reports are kept and the chart shows the quarters it has until the next update repairs it.

Institutional ownership over time

How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.

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More filings and data

Each opens the table.

Ownership stakes23 in 12 mo 8-K eventsNone in 90 days PatentsNone on record Short interestFINRA · updated Oct 15 Planned insider salesNone in 12 mo Executive payNone on record Wikipedia attentionNone on record SEC enforcementNone on record Pending deal1 deal filed lately Ownership stakes…8-K events…Patents…Short interest…Planned insider sales…Executive pay…Wikipedia attention…SEC enforcement…

About the company

The basics from the company’s SEC registration.

Legal name: Herzfeld Credit Income Fund, Inc
Address: 119 WASHINGTON AVENUE, SUITE 405, MIAMI BEACH, FL
Phone: 305-777-1660
Fiscal year ends: Jun 30
Incorporated in: MD
Listed as: HERZ (Nasdaq)
Former names: HERZFELD CARIBBEAN BASIN FUND INC (until 2025)
SEC filings: All filings on SEC EDGAR ↗

About the company

The basics from the company’s SEC registration.

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$13.25+$0.10 (+0.76%) Nov 13 close

1M3M1Y

Oct 13, 2026Low $13.08 · High $15.22Nov 13, 2026

Aug 13, 2026Low $13.08 · High $16.60Nov 13, 2026

Nov 13, 2025Low $13.08 · High $27.60Nov 13, 2026

Congress purchase Congress sale Insider sale over $1M

Adjusted for stock splits; not for dividends. The stock split 1-for-10 on Feb 9, 2026; earlier prices are shown divided by the split ratio. Where prices come from.

Live chart

Intraday and historical prices from TradingView. Quotes may be delayed.

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Information, not investment advice. Company matching is automatic; check the source before relying on one row.