Funds › Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P.
13F for Q3 2026, filed Nov 13, 2026. 4,861 positions worth $68.5B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 13, 2026
Reported value
$68.5B
+$3.3B (5.1%) vs Q2 2026
Positions
4,861
4,730 in Q2 2026
Top 10 share
23.0%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | AAPL Apple Inc. | 7.43M | $2.5B | 3.6% | +5.0% | 13F ↗ |
| 2 | NVDA NVIDIA Corporation | 9.40M | $2.1B | 3.1% | +1.4% | 13F ↗ |
| 3 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 2.80M | $2.1B | 3.1% | -1.1% | 13F ↗ |
| 4 | MSFT Microsoft Corporation | 3.86M | $2.0B | 2.9% | -1.9% | 13F ↗ |
| 5 | AMZN Amazon.com, Inc. | 6.15M | $1.5B | 2.2% | +1.1% | 13F ↗ |
| 6 | GOOGL Alphabet Inc. Class A | 4.35M | $1.5B | 2.2% | +2.3% | 13F ↗ |
| 7 | AVGO Broadcom Inc. | 3.16M | $1.1B | 1.6% | +4.8% | 13F ↗ |
| 8 | Vanguard Index Fds S&P 500 Etf Shs | 1.49M | $1.0B | 1.5% | +2.8% | 13F ↗ |
| 9 | iShares Tr Core S&P500 Etf | 1.24M | $953.4M | 1.4% | +3.5% | 13F ↗ |
| 10 | META Meta Platforms, Inc. | 1.20M | $868.8M | 1.3% | +12.2% | 13F ↗ |
| 11 | JPM JPMorgan Chase & Co. | 2.61M | $863.8M | 1.3% | +6.2% | 13F ↗ |
| 12 | Invesco Qqq Tr | 1.17M | $863.8M | 1.3% | +1.5% | 13F ↗ |
| 13 | GOOG Alphabet Inc. Class C | 2.15M | $731.0M | 1.1% | -2.2% | 13F ↗ |
| 14 | LLY Eli Lilly and Company | 614,107 | $710.6M | 1.0% | +9.8% | 13F ↗ |
| 15 | Tidal Trust III Rock Gl Equi Etf | 18.77M | $658.1M | 1.0% | -1.4% | 13F ↗ |
| 16 | iShares Tr Rus 1000 Grw Etf | 5.13M | $642.7M | 0.9% | +11.2% | 13F ↗ |
| 17 | Tidal Trust III Rock Us Smal Etf | 21.25M | $581.0M | 0.8% | -0.5% | 13F ↗ |
| 18 | V Visa Inc. | 1.49M | $533.8M | 0.8% | +6.6% | 13F ↗ |
| 19 | TSM Taiwan Semiconductor Manufacturing Company Ltd. | 1.16M | $531.7M | 0.8% | +21.3% | 13F ↗ |
| 20 | CRWD CrowdStrike Holdings, Inc. | 1.88M | $497.8M | 0.7% | -9.2% | 13F ↗ |
| 21 | Vanguard Index Fds Mrngstr Ttl Stk | 1.17M | $437.3M | 0.6% | +1.6% | 13F ↗ |
| 22 | GEV GE Vernova Inc. | 456,713 | $434.1M | 0.6% | +8.6% | 13F ↗ |
| 23 | AMD Advanced Micro Devices, Inc. | 677,822 | $414.7M | 0.6% | -15.8% | 13F ↗ |
| 24 | MU Micron Technology, Inc. | 385,391 | $410.5M | 0.6% | +6.8% | 13F ↗ |
| 25 | COST Costco Wholesale Corporation | 441,566 | $402.0M | 0.6% | +2.1% | 13F ↗ |
| 26 | iShares Tr Rus 1000 Val Etf | 1.56M | $387.7M | 0.6% | +1.9% | 13F ↗ |
| 27 | GLD SPDR Gold Shares · Gold Shs | 982,246 | $374.1M | 0.5% | +3.2% | 13F ↗ |
| 28 | PANW Palo Alto Networks, Inc. | 935,670 | $371.8M | 0.5% | -4.8% | 13F ↗ |
| 29 | Select Sector Spdr Tr St Str Techn Etf | 1.88M | $367.5M | 0.5% | -1.8% | 13F ↗ |
| 30 | Vanguard Tax-Managed Fds | 5.15M | $363.5M | 0.5% | +5.7% | 13F ↗ |
| 31 | Invesco Exchange Traded Fd T S&P500 Eql Wgt | 1.71M | $355.6M | 0.5% | +3.2% | 13F ↗ |
| 32 | XOM ExxonMobil Holdings Corporation | 2.12M | $345.0M | 0.5% | New | 13F ↗ |
| 33 | Vanguard Index Fds Mrngstr Grwt Etf | 3.70M | $333.7M | 0.5% | +0.7% | 13F ↗ |
| 34 | iShares Tr Msci Eafe Etf | 3.17M | $329.3M | 0.5% | -1.5% | 13F ↗ |
| 35 | Vanguard Index Fds Mrngstr Val Etf | 1.51M | $326.6M | 0.5% | +1.9% | 13F ↗ |
| 36 | CVX Chevron Corporation | 1.58M | $322.9M | 0.5% | +0.6% | 13F ↗ |
| 37 | JNJ Johnson & Johnson | 1.21M | $321.5M | 0.5% | +6.7% | 13F ↗ |
| 38 | BRK-B Berkshire Hathaway Inc. Class B | 633,581 | $315.5M | 0.5% | +4.9% | 13F ↗ |
| 39 | iShares Tr Core Msci Eafe | 3.25M | $314.9M | 0.5% | +3.5% | 13F ↗ |
| 40 | HD Home Depot, Inc. | 1.09M | $311.5M | 0.5% | +6.1% | 13F ↗ |
| 41 | Tidal Trust III | 12.87M | $301.4M | 0.4% | +17.5% | 13F ↗ |
| 42 | iShares Tr Core S&P Mcp Etf | 4.14M | $297.8M | 0.4% | +11.8% | 13F ↗ |
| 43 | Vanguard World Fd Inf Tech Etf | 2.36M | $297.2M | 0.4% | -0.5% | 13F ↗ |
| 44 | ANET Arista Networks, Inc. | 1.43M | $291.8M | 0.4% | -0.1% | 13F ↗ |
| 45 | ABBV AbbVie Inc. | 1.08M | $282.9M | 0.4% | +10.3% | 13F ↗ |
| 46 | KO Coca-Cola Company | 3.28M | $282.6M | 0.4% | +6.0% | 13F ↗ |
| 47 | UBER Uber Technologies, Inc. | 4.11M | $281.3M | 0.4% | +10.9% | 13F ↗ |
| 48 | iShares Tr Ishares Semicdtr | 487,658 | $277.3M | 0.4% | +12.4% | 13F ↗ |
| 49 | TMO Thermo Fisher Scientific Inc | 408,954 | $276.1M | 0.4% | -4.0% | 13F ↗ |
| 50 | PLTR Palantir Technologies Inc. | 1.48M | $276.1M | 0.4% | +6.2% | 13F ↗ |
Showing the top 50 of 4,861 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
321 new, 2,613 added to, 1,267 trimmed, 190 exited, 664 unchanged. By estimated dollars.
New positions (321)
| XOM ExxonMobil Holdings Corporation | 2.12M | New | $345.0M |
| SKHY SK hynix Inc. · American Deposit | 257,408 | New | $47.4M |
| OKE ONEOK, Inc. | 470,316 | New | $40.1M |
| Vanguard Malvern Fds Shor Dura Bd Etf | 321,612 | New | $24.0M |
| Dfa Invt Dimensions Group In U.S. Sml Cp Val | 445,366 | New | $16.7M |
| Vanguard Malvern Fds CORE-PLUS Bd Etf | 215,061 | New | $15.9M |
| ETON Eton Pharmaceuticals, Inc. | 223,699 | New | $11.5M |
| Northern Lts Fd Tr III Coun Qua Equ Etf | 176,926 | New | $9.1M |
| Dfa Invt Dimensions Group In U.S. High Relati | 151,916 | New | $6.4M |
| BWFG Bankwell Financial Group, Inc. | 36,010 | New | $2.3M |
Added to (2,613)
| SPCX Space Exploration Technologies Corp. | 1.15M | +2198% | $165.3M |
| AAPL Apple Inc. | 7.43M | +5.0% | $117.6M |
| APH Amphenol Corporation | 2.61M | +85.9% | $101.7M |
| META Meta Platforms, Inc. | 1.20M | +12.2% | $94.5M |
| TSM Taiwan Semiconductor Manufacturing Company Ltd. | 1.16M | +21.3% | $93.3M |
| iShares Tr Rus 1000 Grw Etf | 5.13M | +11.2% | $64.9M |
| LLY Eli Lilly and Company | 614,107 | +9.8% | $63.4M |
| AVGO Broadcom Inc. | 3.16M | +4.8% | $50.4M |
| JPM JPMorgan Chase & Co. | 2.61M | +6.2% | $50.1M |
| IESC IES Holdings, Inc. | 144,768 | +18652% | $46.2M |
Trimmed (1,267)
| TEL TE Connectivity plc | 210,423 | -72.6% | -$117.6M |
| AMD Advanced Micro Devices, Inc. | 677,822 | -15.8% | -$77.6M |
| MCD McDonald's Corporation | 568,188 | -28.4% | -$52.0M |
| CRWD CrowdStrike Holdings, Inc. | 1.88M | -9.2% | -$50.4M |
| Ea Series Trust Alpha Arch 1-3 | 350,000 | -49.6% | -$40.8M |
| JCI Johnson Controls International plc | 312,853 | -45.6% | -$39.0M |
| MSFT Microsoft Corporation | 3.86M | -1.9% | -$38.8M |
| CMCSA Comcast Corporation | 321,347 | -84.2% | -$37.3M |
| COIN Coinbase Global, Inc. | 95,977 | -66.3% | -$35.2M |
| CHKP Check Point Software Technologies Ltd. | 37,670 | -86.9% | -$31.9M |
Exited (190)
| Exxon Mobil Corp | 2.05M | Exited | -$279.8M |
| Oneok Inc | 463,433 | Exited | -$40.3M |
| Dimensional ETF Trust Us Small Cap Etf | 446,524 | Exited | -$17.3M |
| Dimensional ETF Trust Us High Prof Etf | 151,985 | Exited | -$6.3M |
| Digitalbridge Group Inc | 385,323 | Exited | -$6.1M |
| PLPC Preformed Line Products Company | 10,000 | Exited | -$4.1M |
| Avalonbay Communities Inc Reit | 20,175 | Exited | -$3.8M |
| Topbuild Corp | 10,057 | Exited | -$3.6M |
| Chart Industries Inc | 10,364 | Exited | -$2.2M |
| Electronic Arts Inc | 7,540 | Exited | -$1.5M |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 13, 2026 | 13F-HR | 4,865 | $68.5B | Current | SEC ↗ |
| Q2 2026 | Aug 13, 2026 | 13F-HR | 4,732 | $65.2B | Current | SEC ↗ |
| Q1 2026 | May 14, 2026 | 13F-HR | 4,684 | $56.4B | Current | SEC ↗ |
| Q4 2025 | Mar 17, 2026 | 13F-HR/A (restatement) | 4,670 | $55.5B | Current | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | 13F-HR | 4,673 | $55.5B | Replaced | SEC ↗ |
| Q3 2025 | Nov 14, 2025 | 13F-HR | 4,427 | $51.1B | Current | SEC ↗ |
| Q2 2025 | Aug 14, 2025 | 13F-HR/A (new holdings) | 1,714 | $45.6B | Current | SEC ↗ |
| Q2 2025 | Aug 8, 2025 | 13F-HR | 1,652 | $39.8B | Current | SEC ↗ |
| Q1 2025 | May 14, 2025 | 13F-HR | 1,654 | $40.5B | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer