Funds › Warberg Asset Management LLC
Warberg Asset Management LLC
13F for Q3 2026, filed Nov 2, 2026. 140 positions worth $755.1M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 2, 2026
Reported value
$755.1M
+$204.0M (37.0%) vs Q2 2026
Positions
140
119 in Q2 2026
Top 10 share
10.8%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | NN NextNav Inc. | 1.48M | $21.3M | 2.8% | +72.4% | 13F ↗ |
| 2 | Hewlett Packard Enterprise C 7.625 Mand Conv | 100,154 | $16.4M | 2.2% | Unchanged | 13F ↗ |
| 3 | CLM Cornerstone Strategic Investment Fund, Inc. | 2.17M | $13.9M | 1.8% | +18.4% | 13F ↗ |
| 4 | WELL Welltower Inc. | 42,031 | $9.7M | 1.3% | New | 13F ↗ |
| 5 | PEN Penumbra, Inc. | 25,100 | $8.0M | 1.1% | New | 13F ↗ |
| 6 | CORZW Core Scientific, Inc. · *W Exp 01/23/202 | 383,028 | $3.6M | 0.5% | -0.5% | 13F ↗ |
| 7 | iShares Tr Etf | 36,000 | $2.8M | 0.4% | New | 13F ↗ |
| 8 | Epr Pptys Pfd C Cv 5.75% | 107,385 | $2.7M | 0.4% | -6.6% | 13F ↗ |
| 9 | Epr Pptys Conv Pfd 9% Sr E | 54,398 | $1.7M | 0.2% | Unchanged | 13F ↗ |
| 10 | Bank of America Corp 7.25%CNV Pfd L | 1,180 | $1.4M | 0.2% | Unchanged | 13F ↗ |
| 11 | STXS Stereotaxis, Inc. | 1.13M | $1.4M | 0.2% | +2.0% | 13F ↗ |
| 12 | XSLL Xsolla SPAC 1 | 138,416 | $1.4M | 0.2% | -0.2% | 13F ↗ |
| 13 | Albemarle Corp 7.25% Dep Shs A | 30,305 | $1.4M | 0.2% | Unchanged | 13F ↗ |
| 14 | FGII FG Imperii Acquisition Corp. | 131,674 | $1.3M | 0.2% | -12.2% | 13F ↗ |
| 15 | VNME Vendome Acquisition Corporation I | 106,152 | $1.1M | 0.1% | -4.5% | 13F ↗ |
| 16 | RVMDW Revolution Medicines, Inc. · *W Exp 12/17/202 | 94,797 | $1.1M | 0.1% | Unchanged | 13F ↗ |
| 17 | NEN New England Realty Associates Limited Partnership · Depositry Rcpt | 19,690 | $1.0M | 0.1% | +30.4% | 13F ↗ |
| 18 | CAII Collective Acquisition Corp. II | 99,668 | $997.7K | 0.1% | New | 13F ↗ |
| 19 | PTOR Praetorian Acquisition Corp. | 99,899 | $994.5K | 0.1% | -0.1% | 13F ↗ |
| 20 | ORIQ Origin Investment Corp I | 83,610 | $870.4K | 0.1% | Unchanged | 13F ↗ |
| 21 | BKHA Black Hawk Acquisition Corporation | 70,102 | $865.8K | 0.1% | -2.5% | 13F ↗ |
| 22 | Kimco Realty Corp | 13,707 | $827.5K | 0.1% | Unchanged | 13F ↗ |
| 23 | DBCA D. Boral Acquisition I Corp. | 76,851 | $769.3K | 0.1% | Unchanged | 13F ↗ |
| 24 | KCHV Kochav Defense Acquisition Corp. | 73,072 | $765.4K | 0.1% | Unchanged | 13F ↗ |
| 25 | XCBE X3 Acquisition Corp. Ltd. | 75,000 | $752.6K | 0.1% | Unchanged | 13F ↗ |
| 26 | ACGC ACP Holdings Acquisition Corp. | 71,071 | $715.0K | 0.1% | -4.2% | 13F ↗ |
| 27 | RFAM RF Acquisition Corp III | 69,949 | $698.8K | 0.1% | Unchanged | 13F ↗ |
| 28 | VHCP Vine Hill Capital Investment Corp. II | 67,463 | $679.4K | 0.1% | -4.3% | 13F ↗ |
| 29 | LEDRU Leader's Advantage Acquisition Corp. Units · Units | 65,000 | $647.4K | 0.1% | New | 13F ↗ |
| 30 | NSAIU NorthStrive Acquisition Corp I. Units · Units | 61,106 | $614.7K | 0.1% | New | 13F ↗ |
| 31 | SVAQ Silicon Valley Acquisition Corp. | 60,377 | $611.0K | 0.1% | -8.9% | 13F ↗ |
| 32 | LNTH Lantheus Holdings, Inc. · Commonstock | 5,600 | $557.4K | 0.1% | New | 13F ↗ |
| 33 | CRAQ Cal Redwood Acquisition Corp. | 49,594 | $514.8K | 0.1% | -0.6% | 13F ↗ |
| 34 | BRKH Burtech Acquisition Corp II | 50,000 | $500.5K | 0.1% | New | 13F ↗ |
| 35 | PLCI Pelican Acquisition II Corporation | 50,000 | $495.3K | 0.1% | New | 13F ↗ |
| 36 | CRAC Crown Reserve Acquisition Corp. I | 47,102 | $482.8K | 0.1% | Unchanged | 13F ↗ |
| 37 | CTAA ClearThink 1 Acquisition Corp. | 47,995 | $477.6K | 0.1% | Unchanged | 13F ↗ |
| 38 | ARTC Art Technology Acquisition Corp. | 47,480 | $474.6K | 0.1% | -5.0% | 13F ↗ |
| 39 | ATLQ JAB Acquisition Corp I | 46,875 | $466.9K | 0.1% | New | 13F ↗ |
| 40 | SCII SC II Acquisition Corp. | 45,800 | $466.3K | 0.1% | -0.9% | 13F ↗ |
| 41 | TVAI Thayer Ventures Acquisition Corporation II | 44,699 | $465.1K | 0.1% | Unchanged | 13F ↗ |
| 42 | INAC Indigo Acquisition Corp. | 44,612 | $463.1K | 0.1% | Unchanged | 13F ↗ |
| 43 | LKSP Lake Superior Acquisition Corp. | 44,947 | $460.7K | 0.1% | Unchanged | 13F ↗ |
| 44 | MMTX Miluna Acquisition Corp | 42,966 | $438.5K | 0.1% | -6.6% | 13F ↗ |
| 45 | DAVEW Dave Inc. · Spac Combination | 389,498 | $381.7K | 0.1% | New | 13F ↗ |
| 46 | GTERA Globa Terra Acquisition Corporation | 36,284 | $378.8K | 0.1% | Unchanged | 13F ↗ |
| 47 | I-80 Gold Corp *W Exp 11/16/202 | 372,290 | $368.6K | <0.1% | +1.2% | 13F ↗ |
| 48 | OTGA OTG Acquisition Corp. I | 35,438 | $363.9K | <0.1% | Unchanged | 13F ↗ |
| 49 | YCY AA Mission Acquisition Corp. II | 34,985 | $360.3K | <0.1% | Unchanged | 13F ↗ |
| 50 | CHPG ChampionsGate Acquisition Corporation | 34,442 | $359.9K | <0.1% | Unchanged | 13F ↗ |
Showing the top 50 of 140 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
42 new, 10 added to, 42 trimmed, 21 exited, 46 unchanged. By estimated dollars.
New positions (42)
| WELL Welltower Inc. | 42,031 | New | $9.7M |
| PEN Penumbra, Inc. | 25,100 | New | $8.0M |
| iShares Tr Etf | 36,000 | New | $2.8M |
| CAII Collective Acquisition Corp. II | 99,668 | New | $997.7K |
| LEDRU Leader's Advantage Acquisition Corp. Units · Units | 65,000 | New | $647.4K |
| NSAIU NorthStrive Acquisition Corp I. Units · Units | 61,106 | New | $614.7K |
| LNTH Lantheus Holdings, Inc. · Commonstock | 5,600 | New | $557.4K |
| BRKH Burtech Acquisition Corp II | 50,000 | New | $500.5K |
| PLCI Pelican Acquisition II Corporation | 50,000 | New | $495.3K |
| ATLQ JAB Acquisition Corp I | 46,875 | New | $466.9K |
Added to (10)
| NN NextNav Inc. | 1.48M | +72.4% | $9.0M |
| CLM Cornerstone Strategic Investment Fund, Inc. | 2.17M | +18.4% | $2.2M |
| NEN New England Realty Associates Limited Partnership · Depositry Rcpt | 19,690 | +30.4% | $241.2K |
| DUKRW DUKE Robotics Corp. · *W Exp 05/06/203 | 164,935 | +246% | $172.4K |
| GLNDW Greenland Energy Company · Spac Combination | 183,300 | +79.0% | $94.6K |
| Bimergen Energy Corp *W Exp 12/12/203 | 124,000 | +71.6% | $66.7K |
| EXYNW Exyn Technologies, Inc. · *W Exp 04/21/203 | 268,746 | +111% | $56.7K |
| STXS Stereotaxis, Inc. | 1.13M | +2.0% | $27.7K |
| BCTXL BriaCell Therapeutics Corp. · *W Exp 01/15/203 | 181,612 | +13.8% | $25.6K |
| I-80 Gold Corp *W Exp 11/16/202 | 372,290 | +1.2% | $4,421 |
Trimmed (42)
| Vaneck ETF Trust Junior Gold Mine | 2,700 | -56.6% | -$401.3K |
| AMPX Amprius Technologies, Inc. | 17,000 | -63.8% | -$290.1K |
| Epr Pptys Pfd C Cv 5.75% | 107,385 | -6.6% | -$194.5K |
| Infleqtion Inc Warrants | 10,000 | -75.1% | -$188.1K |
| FGII FG Imperii Acquisition Corp. | 131,674 | -12.2% | -$182.8K |
| SVAQ Silicon Valley Acquisition Corp. | 60,377 | -8.9% | -$59.4K |
| BIVIW BioVie Inc. · *W Exp 08/08/203 | 435,825 | -29.0% | -$56.1K |
| RGNT Regentis Biomaterials Ltd. | 58,526 | -32.7% | -$52.9K |
| VNME Vendome Acquisition Corporation I | 106,152 | -4.5% | -$52.0K |
| ACGC ACP Holdings Acquisition Corp. | 71,071 | -4.2% | -$31.2K |
Exited (21)
| Apollo Global Management Inc | 110,589 | Exited | -$6.7M |
| CAIIU Collective Acquisition Corp. II Units · Units | 99,668 | Exited | -$1.0M |
| Amplitech Group Inc Rights | 309,044 | Exited | -$596.4K |
| Valaris Ltd | 62,800 | Exited | -$516.6K |
| ATLQU JAB Acquisition Corp I Units · Units | 51,168 | Exited | -$513.2K |
| BRKHU Burtech Acquisition Corp II Units · Units | 50,000 | Exited | -$502.5K |
| CEPO Cantor Equity Partners I, Inc. | 42,252 | Exited | -$443.6K |
| Occidental Petroleum Corp | 15,292 | Exited | -$407.1K |
| ALPXU Alpex Acquisition Corporation Units · Units | 40,000 | Exited | -$400.8K |
| CCAQ Collective Acquisition Corp. | 27,601 | Exited | -$288.2K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Every position, puts and calls. Part of Premium.
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Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 2, 2026 | 13F-HR | 201 | $755.1M | Current | SEC ↗ |
| Q2 2026 | Aug 11, 2026 | 13F-HR | 170 | $551.1M | Current | SEC ↗ |
| Q1 2026 | May 7, 2026 | 13F-HR | 192 | $599.6M | Current | SEC ↗ |
| Q4 2025 | Feb 13, 2026 | 13F-HR | 181 | $831.2M | Current | SEC ↗ |
| Q3 2025 | Nov 6, 2025 | 13F-HR | 188 | $626.9M | Current | SEC ↗ |
| Q2 2025 | Aug 12, 2025 | 13F-HR | 182 | $643.2M | Current | SEC ↗ |
| Q1 2025 | May 9, 2025 | 13F-HR | 191 | $605.4M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer