Funds › Berthel, Fisher & Company Financial Services, Inc.
Berthel, Fisher & Company Financial Services, Inc.
13F for Q3 2026, filed Nov 13, 2026. 1,461 positions worth $373.7M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 13, 2026
Reported value
$373.7M
−$369.6M (49.7%) vs Q2 2026
Positions
1,461
2,381 in Q2 2026
Top 10 share
31.6%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | NVDA NVIDIA Corporation | 149,916 | $34.2M | 9.2% | -59.1% | 13F ↗ |
| 2 | AAPL Apple Inc. | 101,264 | $33.7M | 9.0% | -17.8% | 13F ↗ |
| 3 | MSFT Microsoft Corporation | 20,238 | $10.4M | 2.8% | -12.2% | 13F ↗ |
| 4 | AMZN Amazon.com, Inc. | 36,211 | $9.0M | 2.4% | +8.9% | 13F ↗ |
| 5 | GOOGL Alphabet Inc. Class A | 20,234 | $7.0M | 1.9% | +9.5% | 13F ↗ |
| 6 | Invesco Qqq Tr | 7,374 | $5.5M | 1.5% | -69.8% | 13F ↗ |
| 7 | iShares Tr Core S&P500 Etf | 7,033 | $5.4M | 1.4% | +81.4% | 13F ↗ |
| 8 | Select Sector Spdr Tr St Str Techn Etf | 23,834 | $4.7M | 1.2% | +71.6% | 13F ↗ |
| 9 | CRWD CrowdStrike Holdings, Inc. | 15,838 | $4.2M | 1.1% | -40.7% | 13F ↗ |
| 10 | ABBV AbbVie Inc. | 15,978 | $4.2M | 1.1% | +28.4% | 13F ↗ |
| 11 | TSM Taiwan Semiconductor Manufacturing Company Ltd. | 7,763 | $3.5M | 0.9% | -83.5% | 13F ↗ |
| 12 | PG Procter & Gamble Company | 24,075 | $3.5M | 0.9% | +45.9% | 13F ↗ |
| 13 | Vaneck ETF Trust Semiconductr Etf | 5,363 | $3.3M | 0.9% | -14.7% | 13F ↗ |
| 14 | iShares Tr Rus 1000 Grw Etf | 25,424 | $3.2M | 0.9% | +31.9% | 13F ↗ |
| 15 | Fidelity Comwlth Tr Nasdaq Compsit | 29,818 | $3.2M | 0.8% | -48.4% | 13F ↗ |
| 16 | Capital Group Dividend Value Units | 64,015 | $3.1M | 0.8% | +278% | 13F ↗ |
| 17 | Pacer Fds Tr Trendpilot 100 | 32,685 | $2.9M | 0.8% | +6.8% | 13F ↗ |
| 18 | BRK-B Berkshire Hathaway Inc. Class B | 5,582 | $2.8M | 0.7% | -28.1% | 13F ↗ |
| 19 | META Meta Platforms, Inc. | 3,735 | $2.7M | 0.7% | -41.6% | 13F ↗ |
| 20 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 3,547 | $2.7M | 0.7% | -64.1% | 13F ↗ |
| 21 | iShares Tr Us Aer Def Etf | 12,965 | $2.7M | 0.7% | -4.1% | 13F ↗ |
| 22 | GLD SPDR Gold Shares · Gold Shs | 6,865 | $2.6M | 0.7% | +93.8% | 13F ↗ |
| 23 | iShares Tr Rus 1000 Val Etf | 10,178 | $2.5M | 0.7% | +253% | 13F ↗ |
| 24 | GOOG Alphabet Inc. Class C | 7,228 | $2.5M | 0.7% | -61.9% | 13F ↗ |
| 25 | PANW Palo Alto Networks, Inc. | 6,185 | $2.5M | 0.7% | -40.3% | 13F ↗ |
| 26 | Flexshares Tr Ultr Sho Inc Fd | 31,085 | $2.3M | 0.6% | +5306% | 13F ↗ |
| 27 | iShares Tr 0-3 Mth Treasury | 23,203 | $2.3M | 0.6% | +124% | 13F ↗ |
| 28 | NET Cloudflare, Inc. | 6,710 | $2.3M | 0.6% | -0.4% | 13F ↗ |
| 29 | AMD Advanced Micro Devices, Inc. | 3,753 | $2.3M | 0.6% | -60.9% | 13F ↗ |
| 30 | iShares Tr Msci Eafe Etf | 21,398 | $2.2M | 0.6% | +45.3% | 13F ↗ |
| 31 | Invesco Exchange Traded Fd T S&P500 Pur Gwt | 37,571 | $2.2M | 0.6% | +0.6% | 13F ↗ |
| 32 | iShares Tr Rus TP200 Gr Etf | 7,394 | $2.2M | 0.6% | +12.9% | 13F ↗ |
| 33 | TSLA Tesla, Inc. | 6,134 | $2.2M | 0.6% | -29.4% | 13F ↗ |
| 34 | Vanguard Index Fds S&P 500 Etf Shs | 3,069 | $2.2M | 0.6% | -66.4% | 13F ↗ |
| 35 | PHYS Sprott Physical Gold Trust ETV · Physical Gold Tr | 68,154 | $2.1M | 0.6% | +3052% | 13F ↗ |
| 36 | CNQ Canadian Natural Resources Limited | 43,221 | $2.0M | 0.5% | -1.2% | 13F ↗ |
| 37 | MU Micron Technology, Inc. | 1,803 | $1.9M | 0.5% | -4.3% | 13F ↗ |
| 38 | PLTR Palantir Technologies Inc. | 10,024 | $1.9M | 0.5% | -70.8% | 13F ↗ |
| 39 | Capital Group Growth ETF Units | 38,201 | $1.8M | 0.5% | +134% | 13F ↗ |
| 40 | XOM ExxonMobil Holdings Corporation | 10,735 | $1.7M | 0.5% | New | 13F ↗ |
| 41 | Spdr Series Trust S&P Semicndctr | 3,251 | $1.7M | 0.5% | -41.0% | 13F ↗ |
| 42 | URI United Rentals, Inc. | 1,625 | $1.6M | 0.4% | -4.5% | 13F ↗ |
| 43 | AVGO Broadcom Inc. | 4,521 | $1.6M | 0.4% | -75.4% | 13F ↗ |
| 44 | V Visa Inc. | 4,407 | $1.6M | 0.4% | -20.9% | 13F ↗ |
| 45 | Vaneck ETF Trust Mrngstr Wde Moat | 14,579 | $1.5M | 0.4% | +6026% | 13F ↗ |
| 46 | C Citigroup, Inc. | 11,823 | $1.5M | 0.4% | +5.4% | 13F ↗ |
| 47 | Vanguard Index Fds Mrngstr Val Etf | 6,781 | $1.5M | 0.4% | +33.4% | 13F ↗ |
| 48 | PECO Phillips Edison & Company, Inc. | 38,460 | $1.4M | 0.4% | -11.7% | 13F ↗ |
| 49 | SLV iShares Silver Trust · Ishares | 25,801 | $1.4M | 0.4% | +285% | 13F ↗ |
| 50 | COST Costco Wholesale Corporation | 1,529 | $1.4M | 0.4% | -30.0% | 13F ↗ |
Showing the top 50 of 1,461 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
361 new, 392 added to, 644 trimmed, 1,281 exited, 66 unchanged. By estimated dollars.
New positions (361)
| XOM ExxonMobil Holdings Corporation | 10,735 | New | $1.7M |
| Goldman Sachs ETF Tr Acces Treasury | 8,150 | New | $815.9K |
| Invesco Exch Traded Fd Tr II Pfd Etf | 64,133 | New | $645.8K |
| iShares Tr Trust Ishare 0-1 | 5,050 | New | $557.1K |
| NUV Nuveen Municipal Value Fund, Inc. | 60,300 | New | $499.9K |
| MMU Western Asset Managed Municipals Fund, Inc. | 52,541 | New | $469.2K |
| AGI Alamos Gold Inc. | 12,242 | New | $396.5K |
| SA Seabridge Gold, Inc. | 13,000 | New | $368.4K |
| PPTA Perpetua Resources Corp. | 16,721 | New | $360.7K |
| First Tr Exchange-Traded Fd Ft Vest S&P 500 | 7,027 | New | $338.3K |
Added to (392)
| iShares Tr Core S&P500 Etf | 7,033 | +81.4% | $2.4M |
| Capital Group Dividend Value Units | 64,015 | +278% | $2.3M |
| Flexshares Tr Ultr Sho Inc Fd | 31,085 | +5306% | $2.3M |
| PHYS Sprott Physical Gold Trust ETV · Physical Gold Tr | 68,154 | +3052% | $2.1M |
| Select Sector Spdr Tr St Str Techn Etf | 23,834 | +71.6% | $1.9M |
| iShares Tr Rus 1000 Val Etf | 10,178 | +253% | $1.8M |
| Vaneck ETF Trust Mrngstr Wde Moat | 14,579 | +6026% | $1.5M |
| iShares Tr Trs Flt Rt Bd | 26,370 | +5559% | $1.3M |
| iShares Tr 0-3 Mth Treasury | 23,203 | +124% | $1.3M |
| GLD SPDR Gold Shares · Gold Shs | 6,865 | +93.8% | $1.3M |
Trimmed (644)
| NVDA NVIDIA Corporation | 149,916 | -59.1% | -$49.5M |
| TSM Taiwan Semiconductor Manufacturing Company Ltd. | 7,763 | -83.5% | -$17.9M |
| Vanguard Specialized Funds Div App Etf | 3,461 | -94.5% | -$13.8M |
| Invesco Qqq Tr | 7,374 | -69.8% | -$12.6M |
| AAPL Apple Inc. | 101,264 | -17.8% | -$7.3M |
| Proshares Tr S&P 500 Dv Arist | 731 | -99.4% | -$7.0M |
| BX Blackstone Inc. | 2,654 | -94.5% | -$5.2M |
| Schwab Strategic Tr Us Dividend Eq | 32,772 | -82.7% | -$5.1M |
| AVGO Broadcom Inc. | 4,521 | -75.4% | -$4.9M |
| SPY State Street SPDR S&P 500 ETF Trust · Trust units | 3,547 | -64.1% | -$4.8M |
Exited (1,281)
| Vanguard Whitehall Fds Etf | 43,125 | Exited | -$4.2M |
| Trust For Professional Manag Activepassive Us | 76,081 | Exited | -$3.5M |
| Vanguard Mun Bd Fds Tax Exempt Bd | 66,104 | Exited | -$3.3M |
| Invesco Exch Traded Fd Tr II S&P 500 Revenue | 22,745 | Exited | -$2.9M |
| Exxon Mobil Corp | 20,250 | Exited | -$2.8M |
| Proshares Tr S&P Tech Dividen | 26,563 | Exited | -$2.8M |
| Fidelity Covington Trust High Divid Etf | 45,269 | Exited | -$2.7M |
| Vaneck ETF Trust Preferred | 132,933 | Exited | -$2.4M |
| Fidelity Covington Trust Enhanced Intl | 53,224 | Exited | -$2.1M |
| Pacer Fds Tr Globl Cash Etf | 48,810 | Exited | -$2.1M |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Every position, puts and calls. Part of Premium.
Compare two quarters
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Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 13, 2026 | 13F-HR | 1,473 | $373.7M | Current | SEC ↗ |
| Q2 2026 | Oct 30, 2026 | 13F-HR | 2,389 | $743.2M | Current | SEC ↗ |
| Q1 2026 | Oct 30, 2026 | 13F-HR | 2,458 | $740.6M | Current | SEC ↗ |
| Q4 2025 | Oct 30, 2026 | 13F-HR | 2,673 | $759.2M | Current | SEC ↗ |
| Q3 2025 | Oct 30, 2026 | 13F-HR | 2,424 | $706.1M | Current | SEC ↗ |
| Q2 2025 | Oct 30, 2026 | 13F-HR | 2,348 | $637.8M | Current | SEC ↗ |
| Q1 2025 | Oct 30, 2026 | 13F-HR | 2,255 | $602.8M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer