Funds › Caldwell Sutter Capital, Inc.
Caldwell Sutter Capital, Inc.
13F for Q3 2026, filed Nov 9, 2026. 949 positions worth $267.6M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 9, 2026
Reported value
$267.6M
+$2.3M (0.9%) vs Q2 2026
Positions
949
929 in Q2 2026
Top 10 share
23.8%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | AAPL Apple Inc. | 49,089 | $16.3M | 6.1% | +5.2% | 13F ↗ |
| 2 | PPIH Perma-Pipe International Holdings, Inc. | 226,638 | $7.0M | 2.6% | -2.2% | 13F ↗ |
| 3 | PLBC Plumas Bancorp | 105,299 | $6.5M | 2.4% | -0.9% | 13F ↗ |
| 4 | CAT Caterpillar, Inc. | 7,745 | $6.3M | 2.3% | -3.1% | 13F ↗ |
| 5 | KNTK Kinetik Holdings Inc. | 117,326 | $5.9M | 2.2% | -0.3% | 13F ↗ |
| 6 | MSA MSA Safety Incorporated | 28,849 | $5.1M | 1.9% | -0.1% | 13F ↗ |
| 7 | Summit St Bk Santa Rosa Cali | 351,274 | $4.3M | 1.6% | +0.6% | 13F ↗ |
| 8 | V Visa Inc. | 11,642 | $4.2M | 1.6% | -9.4% | 13F ↗ |
| 9 | iShares Tr 0-3 Mth Treasury | 41,240 | $4.2M | 1.6% | -17.6% | 13F ↗ |
| 10 | BRK-B Berkshire Hathaway Inc. Class B | 8,155 | $4.1M | 1.5% | +0.7% | 13F ↗ |
| 11 | DGICA Donegal Group, Inc. Class A | 224,439 | $4.0M | 1.5% | -0.9% | 13F ↗ |
| 12 | River City Bk Sacramento Cal | 76,950 | $3.9M | 1.5% | New | 13F ↗ |
| 13 | MSFT Microsoft Corporation | 7,444 | $3.8M | 1.4% | +0.4% | 13F ↗ |
| 14 | iShares Tr Core S&P500 Etf | 4,609 | $3.5M | 1.3% | -3.4% | 13F ↗ |
| 15 | CVX Chevron Corporation | 16,919 | $3.5M | 1.3% | +0.3% | 13F ↗ |
| 16 | SENEA Seneca Foods Corp. Class A | 18,425 | $3.3M | 1.2% | -6.0% | 13F ↗ |
| 17 | Vanguard Specialized Funds Div App Etf | 14,055 | $3.3M | 1.2% | -1.9% | 13F ↗ |
| 18 | PKBK Parke Bancorp, Inc. | 91,336 | $3.0M | 1.1% | Unchanged | 13F ↗ |
| 19 | CSCO Cisco Systems, Inc. | 25,555 | $2.8M | 1.0% | -1.6% | 13F ↗ |
| 20 | COST Costco Wholesale Corporation | 2,943 | $2.7M | 1.0% | -0.2% | 13F ↗ |
| 21 | iShares Tr Expnd Tec Sc Etf | 14,370 | $2.4M | 0.9% | -5.0% | 13F ↗ |
| 22 | BCML BayCom Corp | 80,010 | $2.4M | 0.9% | Unchanged | 13F ↗ |
| 23 | JPM JPMorgan Chase & Co. | 7,128 | $2.4M | 0.9% | -0.5% | 13F ↗ |
| 24 | FSUN FirstSun Capital Bancorp | 60,912 | $2.4M | 0.9% | Unchanged | 13F ↗ |
| 25 | META Meta Platforms, Inc. | 3,195 | $2.3M | 0.9% | +0.2% | 13F ↗ |
| 26 | XOM ExxonMobil Holdings Corporation | 13,865 | $2.3M | 0.8% | +0.8% | 13F ↗ |
| 27 | Vanguard Index Fds Mrngstr Ttl Stk | 5,766 | $2.2M | 0.8% | -3.6% | 13F ↗ |
| 28 | CWBC Community West Bancshares | 78,625 | $2.0M | 0.8% | Unchanged | 13F ↗ |
| 29 | INBK First Internet Bancorp | 74,749 | $2.0M | 0.7% | -0.2% | 13F ↗ |
| 30 | KYN Kayne Anderson Energy Infrastructure Fund, Inc. | 140,945 | $1.9M | 0.7% | -0.1% | 13F ↗ |
| 31 | IBM International Business Machines Corporation | 8,395 | $1.8M | 0.7% | +1.2% | 13F ↗ |
| 32 | BANR Banner Corporation | 26,470 | $1.8M | 0.7% | +1.5% | 13F ↗ |
| 33 | UNP Union Pacific Corporation | 6,456 | $1.8M | 0.7% | -2.2% | 13F ↗ |
| 34 | JNJ Johnson & Johnson | 6,512 | $1.7M | 0.6% | -1.0% | 13F ↗ |
| 35 | PFE Pfizer, Inc. | 58,892 | $1.7M | 0.6% | +3.4% | 13F ↗ |
| 36 | NEN New England Realty Associates Limited Partnership · Depositry Rcpt | 31,019 | $1.6M | 0.6% | +6.9% | 13F ↗ |
| 37 | CET Central Securities Corporation | 29,021 | $1.6M | 0.6% | +3.2% | 13F ↗ |
| 38 | Wisdomtree Tr Floatng Rat Trea | 31,060 | $1.6M | 0.6% | +17.1% | 13F ↗ |
| 39 | MCHB Mechanics Bancorp | 103,335 | $1.5M | 0.6% | Unchanged | 13F ↗ |
| 40 | WLY John Wiley & Sons, Inc. | 31,535 | $1.5M | 0.6% | Unchanged | 13F ↗ |
| 41 | PEP PepsiCo, Inc. | 11,787 | $1.5M | 0.6% | +2.3% | 13F ↗ |
| 42 | MCI Barings Corporate Investors · Bdfund | 83,984 | $1.5M | 0.6% | Unchanged | 13F ↗ |
| 43 | GOLD Gold.com, Inc. | 34,281 | $1.5M | 0.5% | -1.4% | 13F ↗ |
| 44 | AXP American Express Company | 4,784 | $1.5M | 0.5% | -16.6% | 13F ↗ |
| 45 | MOD Modine Manufacturing Company | 7,539 | $1.4M | 0.5% | Unchanged | 13F ↗ |
| 46 | SMBK SmartFinancial, Inc. | 28,431 | $1.4M | 0.5% | Unchanged | 13F ↗ |
| 47 | ABBV AbbVie Inc. | 5,162 | $1.4M | 0.5% | +0.2% | 13F ↗ |
| 48 | MRK Merck & Company, Inc. | 9,089 | $1.3M | 0.5% | -0.8% | 13F ↗ |
| 49 | Vanguard Index Fds Mrngstr Grwt Etf | 14,205 | $1.3M | 0.5% | -1.6% | 13F ↗ |
| 50 | INTC Intel Corporation | 10,567 | $1.3M | 0.5% | +1.2% | 13F ↗ |
Showing the top 50 of 949 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
54 new, 200 added to, 147 trimmed, 34 exited, 549 unchanged. By estimated dollars.
New positions (54)
| River City Bk Sacramento Cal | 76,950 | New | $3.9M |
| FRBT Forbright, Inc. | 61,750 | New | $1.1M |
| OKE ONEOK, Inc. | 8,358 | New | $712.7K |
| MBGL Mobility Global Inc. | 37,100 | New | $636.3K |
| ELE Elemental Royalty Corporation | 2,395 | New | $45.7K |
| PBAM Private Bancorp of America, Inc. | 500 | New | $42.5K |
| Ark ETF Tr Next Gen Tech | 198 | New | $31.7K |
| GBLI Global Indemnity Group, LLC | 1,200 | New | $29.4K |
| iShares Tr S&P 500 Grwt Etf | 151 | New | $21.5K |
| iShares Tr S&P 500 Val Etf | 77 | New | $17.6K |
Added to (200)
| AMRZ Amrize Ltd | 28,975 | +983% | $983.4K |
| AAPL Apple Inc. | 49,089 | +5.2% | $815.2K |
| CALM Cal-Maine Foods, Inc. | 17,730 | +59.4% | $449.5K |
| Wisdomtree Tr Floatng Rat Trea | 31,060 | +17.1% | $228.5K |
| Wisdomtree Tr Us High Dividend | 6,568 | +38.2% | $203.2K |
| NEN New England Realty Associates Limited Partnership · Depositry Rcpt | 31,019 | +6.9% | $104.0K |
| Schwab Strategic Tr Us Dividend Eq | 17,537 | +21.3% | $100.1K |
| Pacer Fds Tr Us Cash Cows 100 | 3,332 | +66.1% | $88.5K |
| TRV The Travelers Companies, Inc. | 1,406 | +20.4% | $84.8K |
| LMT Lockheed Martin Corporation | 1,694 | +10.1% | $79.4K |
Trimmed (147)
| iShares Tr 0-3 Mth Treasury | 41,240 | -17.6% | -$884.4K |
| V Visa Inc. | 11,642 | -9.4% | -$434.1K |
| AXP American Express Company | 4,784 | -16.6% | -$290.4K |
| SENEA Seneca Foods Corp. Class A | 18,425 | -6.0% | -$208.4K |
| CAT Caterpillar, Inc. | 7,745 | -3.1% | -$201.9K |
| PLTR Palantir Technologies Inc. | 660 | -60.4% | -$188.0K |
| CP Canadian Pacific Kansas City Limited | 9,501 | -16.6% | -$161.0K |
| PPIH Perma-Pipe International Holdings, Inc. | 226,638 | -2.2% | -$153.8K |
| BNY The Bank of New York Mellon Corporation | 6,164 | -14.0% | -$144.6K |
| iShares Tr Expnd Tec Sc Etf | 14,370 | -5.0% | -$126.8K |
Exited (34)
| Electro-Sensors Inc | 212,600 | Exited | -$1.6M |
| Oneok Inc | 8,464 | Exited | -$735.9K |
| Proshares Tr Large Cap Cre | 3,330 | Exited | -$283.8K |
| INSM Insmed Incorporated · Com Par $.01 | 727 | Exited | -$77.5K |
| NBIX Neurocrine Biosciences, Inc. | 407 | Exited | -$68.6K |
| NET Cloudflare, Inc. | 265 | Exited | -$65.0K |
| MDGL Madrigal Pharmaceuticals, Inc. | 118 | Exited | -$63.4K |
| HURC Hurco Companies, Inc. | 2,374 | Exited | -$54.4K |
| TVTX Travere Therapeutics, Inc. | 693 | Exited | -$39.4K |
| HUBS HubSpot, Inc. | 174 | Exited | -$31.8K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 9, 2026 | 13F-HR | 949 | $267.6M | Current | SEC ↗ |
| Q2 2026 | Aug 5, 2026 | 13F-HR | 930 | $265.2M | Current | SEC ↗ |
| Q1 2026 | May 6, 2026 | 13F-HR | 894 | $245.9M | Current | SEC ↗ |
| Q4 2025 | Jan 30, 2026 | 13F-HR | 877 | $235.9M | Current | SEC ↗ |
| Q3 2025 | Oct 29, 2025 | 13F-HR | 871 | $234.1M | Current | SEC ↗ |
| Q2 2025 | Jul 11, 2025 | 13F-HR | 860 | $218.4M | Current | SEC ↗ |
| Q1 2025 | Apr 16, 2025 | 13F-HR | 889 | $210.2M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer