Funds › Waterfall Asset Management, LLC
Waterfall Asset Management, LLC
13F for Q3 2026, filed Nov 13, 2026. 16 positions worth $154.8M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
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Holdings, Q3 2026
Largest first. Common shares only.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | VMRK Vivmark Residential · Sh Ben Int | 220,342 | $13.4M | 8.6% | New | 13F ↗ |
| 2 | CPT Camden Property Trust · Sh Ben Int | 136,404 | $13.2M | 8.5% | +22.1% | 13F ↗ |
| 3 | RITM Rithm Capital Corp. | 1.31M | $11.7M | 7.6% | +16.4% | 13F ↗ |
| 4 | BRSP BrightSpire Capital, Inc. · Reit | 2.56M | $9.8M | 6.3% | +23.4% | 13F ↗ |
| 5 | MRP Millrose Properties, Inc. | 370,361 | $9.6M | 6.2% | -11.3% | 13F ↗ |
| 6 | VICI VICI Properties Inc. | 390,000 | $9.0M | 5.8% | New | 13F ↗ |
| 7 | FBRT Franklin BSP Realty Trust, Inc. · Reit | 1.24M | $7.9M | 5.1% | +64.0% | 13F ↗ |
| 8 | GNL Global Net Lease, Inc. · Reit | 947,562 | $7.8M | 5.1% | +66.2% | 13F ↗ |
| 9 | IVT InvenTrust Properties Corp. · Reit | 250,000 | $7.5M | 4.9% | New | 13F ↗ |
| 10 | STWD STARWOOD PROPERTY TRUST, INC. Starwood Property Trust Inc. | 525,000 | $7.1M | 4.6% | New | 13F ↗ |
| 11 | DX Dynex Capital, Inc. | 409,500 | $4.6M | 2.9% | +27.0% | 13F ↗ |
| 12 | RC Ready Capital Corporation | 3.91M | $4.5M | 2.9% | Unchanged | 13F ↗ |
| 13 | PK Park Hotels & Resorts Inc. · Reit | 200,000 | $3.1M | 2.0% | -71.0% | 13F ↗ |
| 14 | DRH Diamondrock Hospitality Company | 238,520 | $2.9M | 1.9% | -47.8% | 13F ↗ |
| 15 | BHR Braemar Hotels & Resorts Inc. · Reit | 1.41M | $2.4M | 1.5% | New | 13F ↗ |
| 16 | PMT PennyMac Mortgage Investment Trust | 240,000 | $1.9M | 1.2% | +20.2% | 13F ↗ |
Changes since Q2 2026
5 new, 7 added to, 3 trimmed, 5 exited, 1 unchanged. By estimated dollars.
New positions (5)
Added to (7)
| GNL Global Net Lease, Inc. · Reit | 947,562 | +66.2% | $3.1M |
| FBRT Franklin BSP Realty Trust, Inc. · Reit | 1.24M | +64.0% | $3.1M |
| CPT Camden Property Trust · Sh Ben Int | 136,404 | +22.1% | $2.4M |
| BRSP BrightSpire Capital, Inc. · Reit | 2.56M | +23.4% | $1.9M |
| RITM Rithm Capital Corp. | 1.31M | +16.4% | $1.7M |
| DX Dynex Capital, Inc. | 409,500 | +27.0% | $969.2K |
| PMT PennyMac Mortgage Investment Trust | 240,000 | +20.2% | $317.7K |
Trimmed (3)
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
Compare two quarters
Pick any two quarters: what is new, added to, trimmed or exited. Premium plan.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
Pick a quarter to see what the fund's biggest positions were then.
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 13, 2026 | 13F-HR | 18 | $154.8M | Current | SEC ↗ |
| Q2 2026 | Aug 12, 2026 | 13F-HR | 18 | $163.4M | Current | SEC ↗ |
| Q1 2026 | May 8, 2026 | 13F-HR | 20 | $178.8M | Current | SEC ↗ |
| Q4 2025 | Feb 13, 2026 | 13F-HR | 17 | $185.8M | Current | SEC ↗ |
| Q3 2025 | Nov 12, 2025 | 13F-HR | 18 | $902.6M | Current | SEC ↗ |
| Q2 2025 | Aug 12, 2025 | 13F-HR | 12 | $225.5M | Current | SEC ↗ |
| Q1 2025 | May 15, 2025 | 13F-HR | 6 | $189.4M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer