Funds › Norris Financial Group, LLC
Norris Financial Group, LLC
13F for Q3 2026, filed Nov 13, 2026. 39 positions worth $80.8M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 13, 2026
Reported value
$80.8M
−$170.5M (67.9%) vs Q2 2026
Positions
39
82 in Q2 2026
Top 10 share
68.5%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 45,773 | $19.6M | 24.2% | +8.7% | 13F ↗ |
| 2 | Vanguard Scottsdale Fds INT-TERM Corp | 149,329 | $11.3M | 14.0% | New | 13F ↗ |
| 3 | AAPL Apple Inc. | 30,158 | $5.2M | 6.4% | -5.8% | 13F ↗ |
| 4 | GLD SPDR Gold Shares · Gold Shs | 22,781 | $3.9M | 4.8% | +59.2% | 13F ↗ |
| 5 | Spdr Series Trust St Str Blo 1 Etf | 34,864 | $3.2M | 4.0% | -68.0% | 13F ↗ |
| 6 | AUPH Aurinia Pharmaceuticals Inc | 358,042 | $2.8M | 3.4% | +4.6% | 13F ↗ |
| 7 | AMZN Amazon.com, Inc. | 19,770 | $2.5M | 3.1% | +13.8% | 13F ↗ |
| 8 | First Tr Exchange Trad Fd Vi Commodity Etf | 101,928 | $2.4M | 3.0% | New | 13F ↗ |
| 9 | Invesco Exchange Traded Fd T S&P 500 Garp Etf | 25,823 | $2.4M | 2.9% | New | 13F ↗ |
| 10 | JXN Jackson Financial Inc. | 54,382 | $2.1M | 2.6% | New | 13F ↗ |
| 11 | SCCO Southern Copper Corporation | 27,544 | $2.1M | 2.6% | New | 13F ↗ |
| 12 | SGOL abrdn Physical Gold Shares ETF · Etf | 116,867 | $2.1M | 2.6% | -64.2% | 13F ↗ |
| 13 | NFLX Netflix, Inc. | 4,852 | $1.8M | 2.3% | New | 13F ↗ |
| 14 | BAC Bank of America Corporation | 62,015 | $1.7M | 2.1% | New | 13F ↗ |
| 15 | First Tr Exchange-Traded Fd Nasdaq Cyb Etf | 31,048 | $1.4M | 1.7% | New | 13F ↗ |
| 16 | SHOP Shopify Inc. | 24,765 | $1.4M | 1.7% | +31.2% | 13F ↗ |
| 17 | Vaneck ETF Trust Vaneck Vietnam | 98,839 | $1.3M | 1.7% | New | 13F ↗ |
| 18 | SOFI SoFi Technologies, Inc. | 166,630 | $1.3M | 1.6% | +162% | 13F ↗ |
| 19 | NVDA NVIDIA Corporation | 3,051 | $1.3M | 1.6% | -85.6% | 13F ↗ |
| 20 | Global X Fds Cybrscurty Etf | 53,215 | $1.3M | 1.6% | New | 13F ↗ |
| 21 | J P Morgan Exchange Traded F Nasdaq Eqt Prem | 26,346 | $1.2M | 1.5% | New | 13F ↗ |
| 22 | BHP BHP Group Limited · ADR | 20,984 | $1.2M | 1.5% | New | 13F ↗ |
| 23 | XOM ExxonMobil Holdings Corporation | 8,873 | $1.0M | 1.3% | New | 13F ↗ |
| 24 | STAG STAG Industrial, Inc. | 25,981 | $896.6K | 1.1% | -51.7% | 13F ↗ |
| 25 | Pacer Fds Tr Us Cash Cows 100 | 17,510 | $865.5K | 1.1% | New | 13F ↗ |
| 26 | COST Costco Wholesale Corporation | 1,322 | $746.9K | 0.9% | New | 13F ↗ |
| 27 | CRSP CRISPR Therapeutics AG · Namen Akt | 12,896 | $585.3K | 0.7% | +42.3% | 13F ↗ |
| 28 | Spdr Series Trust St Str SP500DIV | 12,115 | $424.9K | 0.5% | +70.2% | 13F ↗ |
| 29 | Invesco Exch Traded Fd Tr II Nasdaq 100 Etf | 2,810 | $414.2K | 0.5% | -83.2% | 13F ↗ |
| 30 | RF Regions Financial Corporation | 21,869 | $376.1K | 0.5% | +14.0% | 13F ↗ |
| 31 | Invesco Exch Traded Fd Tr II S&P500 Hdl Vol | 7,945 | $311.4K | 0.4% | New | 13F ↗ |
| 32 | SLV iShares Silver Trust · Ishares | 14,148 | $287.8K | 0.4% | +214% | 13F ↗ |
| 33 | MRNA Moderna, Inc. | 2,574 | $265.9K | 0.3% | New | 13F ↗ |
| 34 | Invesco Exchange Traded Fd T Aerospace Defn | 3,058 | $244.0K | 0.3% | New | 13F ↗ |
| 35 | Invesco Exchange Traded Fd T S&P500 Eql Wgt | 1,674 | $237.2K | 0.3% | +37.7% | 13F ↗ |
| 36 | TSLA Tesla, Inc. | 930 | $232.7K | 0.3% | -44.9% | 13F ↗ |
| 37 | J P Morgan Exchange Traded F Equity Premium | 3,852 | $206.3K | 0.3% | +7.0% | 13F ↗ |
| 38 | TGTX TG Therapeutics, Inc. | 10,884 | $91.0K | 0.1% | New | 13F ↗ |
| 39 | IBRX ImmunityBio, Inc. | 11,000 | $18.6K | <0.1% | -22.1% | 13F ↗ |
Changes since Q2 2026
19 new, 12 added to, 8 trimmed, 62 exited, 0 unchanged. By estimated dollars.
New positions (19)
| Vanguard Scottsdale Fds INT-TERM Corp | 149,329 | New | $11.3M |
| First Tr Exchange Trad Fd Vi Commodity Etf | 101,928 | New | $2.4M |
| Invesco Exchange Traded Fd T S&P 500 Garp Etf | 25,823 | New | $2.4M |
| JXN Jackson Financial Inc. | 54,382 | New | $2.1M |
| SCCO Southern Copper Corporation | 27,544 | New | $2.1M |
| NFLX Netflix, Inc. | 4,852 | New | $1.8M |
| BAC Bank of America Corporation | 62,015 | New | $1.7M |
| First Tr Exchange-Traded Fd Nasdaq Cyb Etf | 31,048 | New | $1.4M |
| Vaneck ETF Trust Vaneck Vietnam | 98,839 | New | $1.3M |
| Global X Fds Cybrscurty Etf | 53,215 | New | $1.3M |
Added to (12)
| SPY State Street SPDR S&P 500 ETF Trust · Trust units | 45,773 | +8.7% | $1.6M |
| GLD SPDR Gold Shares · Gold Shs | 22,781 | +59.2% | $1.5M |
| SOFI SoFi Technologies, Inc. | 166,630 | +162% | $823.1K |
| SHOP Shopify Inc. | 24,765 | +31.2% | $321.6K |
| AMZN Amazon.com, Inc. | 19,770 | +13.8% | $304.3K |
| SLV iShares Silver Trust · Ishares | 14,148 | +214% | $196.3K |
| Spdr Series Trust St Str SP500DIV | 12,115 | +70.2% | $175.2K |
| CRSP CRISPR Therapeutics AG · Namen Akt | 12,896 | +42.3% | $174.1K |
| AUPH Aurinia Pharmaceuticals Inc | 358,042 | +4.6% | $122.1K |
| Invesco Exchange Traded Fd T S&P500 Eql Wgt | 1,674 | +37.7% | $64.9K |
Trimmed (8)
| NVDA NVIDIA Corporation | 3,051 | -85.6% | -$7.9M |
| Spdr Series Trust St Str Blo 1 Etf | 34,864 | -68.0% | -$6.8M |
| SGOL abrdn Physical Gold Shares ETF · Etf | 116,867 | -64.2% | -$3.7M |
| Invesco Exch Traded Fd Tr II Nasdaq 100 Etf | 2,810 | -83.2% | -$2.1M |
| STAG STAG Industrial, Inc. | 25,981 | -51.7% | -$957.9K |
| AAPL Apple Inc. | 30,158 | -5.8% | -$315.5K |
| TSLA Tesla, Inc. | 930 | -44.9% | -$189.9K |
| IBRX ImmunityBio, Inc. | 11,000 | -22.1% | -$5,283 |
Exited (62)
| Invesco Qqq Tr | 17,639 | Exited | -$13.0M |
| DOCN DigitalOcean Holdings, Inc. | 64,313 | Exited | -$10.1M |
| Select Sector Spdr Tr Etf | 50,676 | Exited | -$9.4M |
| Ea Series Trust Alpha Arch 1-3 | 68,589 | Exited | -$8.0M |
| Invesco Actively Managed Exc Ultra Shrt Dur | 157,181 | Exited | -$7.9M |
| Pacer Fds Tr American Energy | 162,973 | Exited | -$7.4M |
| TTMI TTM Technologies, Inc. | 38,397 | Exited | -$7.2M |
| AGX Argan, Inc. | 7,966 | Exited | -$6.4M |
| iShares Tr 0-5YR Hi Yl Cp | 128,011 | Exited | -$5.4M |
| First Tr Exchange-Traded Fd | 28,249 | Exited | -$5.4M |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 13, 2026 | 13F-HR | 39 | $80.8M | Current | SEC ↗ |
| Q2 2026 | Aug 5, 2026 | 13F-HR | 82 | $251.3M | Current | SEC ↗ |
| Q1 2026 | May 20, 2026 | 13F-HR | 97 | $306.4M | Current | SEC ↗ |
| Q4 2025 | May 20, 2026 | 13F-HR | 97 | $294.2M | Current | SEC ↗ |
| Q3 2025 | May 20, 2026 | 13F-HR | 98 | $273.9M | Current | SEC ↗ |
| Q2 2025 | May 20, 2026 | 13F-HR | 82 | $244.1M | Current | SEC ↗ |
| Q1 2025 | May 20, 2026 | 13F-HR | 85 | $214.3M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer