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Holdings, Q3 2026

Largest first. Common shares only.

Latest 13F holdings
#The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here.Filing
1ACR
ACRES Commercial Realty Corp.
1.18M$13.0M23.1%Unchanged13F ↗
2TRIN
Trinity Capital Inc.
727,439$12.8M22.6%Unchanged13F ↗
3Rithm Property Tr Inc
9.875 FXD-FLT C
429,407$10.7M18.9%-3.0%13F ↗
4XFLT
XAI Floating Rate & Alternative Income Trust · Com Shs Benf Int
439,852$8.5M15.0%Unchanged13F ↗
5OXLC
Oxford Lane Capital Corp.
834,459$7.5M13.3%Unchanged13F ↗
6HRZN
Horizon Technology Finance Corporation
363,539$1.7M3.0%-0.7%13F ↗
7CCIF
Carlyle Credit Income Fund · Shs Ben Int
186,212$452.5K0.8%Unchanged13F ↗
8Braemar Hotels & Resorts Inc
5.5 Cum Cv Pfd B
19,104$233.6K0.4%-63.8%13F ↗
9RC
Ready Capital Corporation
67,920$78.8K0.1%Unchanged13F ↗
10Granite Pt Mtg Tr Inc80,666$69.4K0.1%Unchanged13F ↗
11BCIC
BCP Investment Corporation
3,634$24.7K<0.1%Unchanged13F ↗

Changes since Q2 2026

0 new, 0 added to, 3 trimmed, 0 exited, 8 unchanged. By estimated dollars.

New positions (0)

None this quarter.

Added to (0)

None this quarter.

Trimmed (3)

Trimmed
Braemar Hotels & Resorts Inc
5.5 Cum Cv Pfd B
19,104-63.8%-$411.4K
Rithm Property Tr Inc
9.875 FXD-FLT C
429,407-3.0%-$332.9K
HRZN
Horizon Technology Finance Corporation
363,539-0.7%-$12.2K

Exited (0)

None this quarter.

The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.

Compare two quarters

Pick any two quarters: what is new, added to, trimmed or exited. Premium plan.

Reported value by quarter

Value and number of positions at the end of each quarter.

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Largest positions in earlier quarters

Pick a quarter to see what the fund's biggest positions were then.

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Ten largest positions

By value, Q3 2026.

$0$5.0M$10.0M$15.0MACR · Value: $13,018,284ACRTRIN · Value: $12,766,554TRINRithm… · Value: $10,670,764Rithm…XFLT · Value: $8,453,955XFLTOXLC · Value: $7,518,476OXLCHRZN · Value: $1,668,644HRZNCCIF · Value: $452,495CCIFBraemar… · Value: $233,642Braemar…RC · Value: $78,787RCGranite… · Value: $69,373Granite…

Filings

13F filings
Filing
Q3 2026Nov 6, 202613F-HR13$56.4MCurrentSEC ↗
Q2 2026Aug 11, 202613F-HR13$66.2MCurrentSEC ↗
Q1 2026May 7, 202613F-HR14$76.5MCurrentSEC ↗
Q4 2025Feb 12, 202613F-HR15$104.8MCurrentSEC ↗

Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings

Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer