Funds › Whipplewood Advisors, LLC
Whipplewood Advisors, LLC
13F for Q3 2026, filed Oct 20, 2026. 200 positions worth $148.3M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Oct 20, 2026
Reported value
$148.3M
−$252.8K (0.2%) vs Q2 2026
Positions
200
636 in Q2 2026
Top 10 share
40.9%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | Janus Detroit Str Tr Hendrson Aaa Cl | 399,284 | $20.2M | 13.6% | +22.3% | 13F ↗ |
| 2 | Elevation Series Trust Exchange Traded Fund | 437,586 | $12.2M | 8.2% | Unchanged | 13F ↗ |
| 3 | iShares Tr Msci Usa Mmentm | 12,660 | $4.0M | 2.7% | +7.3% | 13F ↗ |
| 4 | Vanguard Specialized Funds Div App Etf | 16,958 | $4.0M | 2.7% | +1.8% | 13F ↗ |
| 5 | ARCC Ares Capital Corporation | 198,090 | $3.8M | 2.6% | +11.5% | 13F ↗ |
| 6 | Innovator Etfs Trust Defined Wlt Shld | 104,077 | $3.6M | 2.5% | +6.1% | 13F ↗ |
| 7 | BXSL Blackstone Secured Lending Fund | 140,121 | $3.4M | 2.3% | +15.4% | 13F ↗ |
| 8 | Vanguard Whitehall Fds Etf | 34,848 | $3.3M | 2.2% | +5.1% | 13F ↗ |
| 9 | Vanguard Tax-Managed Fds | 46,012 | $3.2M | 2.2% | +4.5% | 13F ↗ |
| 10 | J P Morgan Exchange Traded F Jpmorgam Ltd Dur | 59,394 | $3.1M | 2.1% | -48.7% | 13F ↗ |
| 11 | J P Morgan Exchange Traded F Core Plus Bd Etf | 66,187 | $3.0M | 2.0% | New | 13F ↗ |
| 12 | Schwab Strategic Tr Fundamental Intl | 55,128 | $3.0M | 2.0% | +9.1% | 13F ↗ |
| 13 | Vanguard International Equity Index F Tt Wrld St Etf | 17,407 | $2.7M | 1.9% | Unchanged | 13F ↗ |
| 14 | AAPL Apple Inc. | 7,499 | $2.5M | 1.7% | -3.0% | 13F ↗ |
| 15 | J P Morgan Exchange Traded F Equity Premium | 41,116 | $2.3M | 1.6% | +6.6% | 13F ↗ |
| 16 | EPD Enterprise Products Partners L.P. | 59,945 | $2.1M | 1.4% | Unchanged | 13F ↗ |
| 17 | AB Active Etfs Inc Exchange Traded Fund | 84,926 | $2.1M | 1.4% | -1.7% | 13F ↗ |
| 18 | iShares Tr Core Univrsl Usd | 44,764 | $2.0M | 1.3% | New | 13F ↗ |
| 19 | WEA Western Asset Bond Fund · Shs Ben Int | 195,362 | $1.9M | 1.3% | -45.3% | 13F ↗ |
| 20 | Schwab Strategic Tr Fundamental Us L | 56,575 | $1.8M | 1.2% | -1.8% | 13F ↗ |
| 21 | Vanguard International Equity Index F Ftse Emr Mkt Etf | 29,475 | $1.7M | 1.2% | +5.2% | 13F ↗ |
| 22 | iShares Tr Core S&P500 Etf | 2,157 | $1.7M | 1.1% | -1.8% | 13F ↗ |
| 23 | GBDC Golub Capital BDC, Inc. | 130,064 | $1.6M | 1.1% | +16.1% | 13F ↗ |
| 24 | Schwab Strategic Tr Fund Em Equi Etf | 38,189 | $1.6M | 1.1% | +4.1% | 13F ↗ |
| 25 | iShares Inc Msci Emerg Mrkt | 21,531 | $1.6M | 1.1% | +4.8% | 13F ↗ |
| 26 | Invesco Exchange Traded Fd T Rafi Us 1000 Etf | 29,283 | $1.6M | 1.1% | +6.6% | 13F ↗ |
| 27 | HTGC Hercules Capital, Inc. | 92,707 | $1.6M | 1.1% | +11.1% | 13F ↗ |
| 28 | J P Morgan Exchange Traded F Nasdaq Eqt Prem | 25,211 | $1.5M | 1.0% | +1.6% | 13F ↗ |
| 29 | Doubleline ETF Trust Commercial Real | 27,477 | $1.4M | 0.9% | New | 13F ↗ |
| 30 | Invesco Exchange Traded Fd T Rafi Us 1500 | 26,631 | $1.4M | 0.9% | +1.3% | 13F ↗ |
| 31 | Schwab Strategic Tr Us MID-CAP Etf | 40,590 | $1.4M | 0.9% | +2.2% | 13F ↗ |
| 32 | NIM Nuveen Select Maturities Municipal Fund · Clsd Fd | 158,443 | $1.4M | 0.9% | +4.9% | 13F ↗ |
| 33 | Vaneck ETF Trust | 36,336 | $1.3M | 0.8% | +4.6% | 13F ↗ |
| 34 | Spdr Index Shs Fds St Str Msci Eafe | 19,973 | $1.1M | 0.7% | +1.8% | 13F ↗ |
| 35 | ARES Ares Management Corporation | 9,095 | $1.1M | 0.7% | +3.5% | 13F ↗ |
| 36 | Vaneck ETF Trust Mrngstr Wde Moat | 9,686 | $1.0M | 0.7% | -0.5% | 13F ↗ |
| 37 | Vaneck ETF Trust Ig Floa Rate Etf | 39,263 | $1.0M | 0.7% | New | 13F ↗ |
| 38 | BX Blackstone Inc. | 8,811 | $987.6K | 0.7% | +3.6% | 13F ↗ |
| 39 | Vaneck ETF Trust Fallen Angel Hg | 35,188 | $978.6K | 0.7% | New | 13F ↗ |
| 40 | MSFT Microsoft Corporation | 1,860 | $954.0K | 0.6% | -15.4% | 13F ↗ |
| 41 | DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | 50,397 | $951.5K | 0.6% | -46.0% | 13F ↗ |
| 42 | Sei Exchange Traded Funds High Yield Bond | 38,359 | $928.8K | 0.6% | -25.1% | 13F ↗ |
| 43 | EVN Eaton Vance Municipal Income Trust · Sh Ben Int | 97,455 | $900.5K | 0.6% | +4.3% | 13F ↗ |
| 44 | Vanguard World Fd Mrngstr Cap Etf | 3,160 | $892.1K | 0.6% | +6.4% | 13F ↗ |
| 45 | VKI Invesco Advantage Municipal Income Trust II · Sh Ben Int | 117,335 | $877.7K | 0.6% | +4.3% | 13F ↗ |
| 46 | IIM Invesco Value Municipal Income Trust | 83,872 | $877.3K | 0.6% | +4.0% | 13F ↗ |
| 47 | TSLX Sixth Street Specialty Lending, Inc. | 48,475 | $873.5K | 0.6% | +19.5% | 13F ↗ |
| 48 | Invesco Qqq Tr | 1,171 | $866.3K | 0.6% | +1.4% | 13F ↗ |
| 49 | Innovator Etfs Trust Prem Inc 20 Barr | 33,742 | $841.3K | 0.6% | +7.5% | 13F ↗ |
| 50 | Innovator Etfs Trust Innov Prm Inc 20 | 33,806 | $837.4K | 0.6% | +6.5% | 13F ↗ |
Showing the top 50 of 200 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
13 new, 64 added to, 76 trimmed, 449 exited, 47 unchanged. By estimated dollars.
New positions (13)
| J P Morgan Exchange Traded F Core Plus Bd Etf | 66,187 | New | $3.0M |
| iShares Tr Core Univrsl Usd | 44,764 | New | $2.0M |
| Doubleline ETF Trust Commercial Real | 27,477 | New | $1.4M |
| Vaneck ETF Trust Ig Floa Rate Etf | 39,263 | New | $1.0M |
| Vaneck ETF Trust Fallen Angel Hg | 35,188 | New | $978.6K |
| Spdr Series Trust Etf | 7,866 | New | $795.9K |
| Janus Detroit Str Tr | 12,718 | New | $600.4K |
| Vanguard Scottsdale Fds MTG-BKD Secs Etf | 13,299 | New | $590.6K |
| First Tr Exchange-Traded Fd Cap Strength Etf | 800 | New | $75.1K |
| Capital Grp Fixed Incm ETF T Core Plus Incm | 1,900 | New | $40.2K |
Added to (64)
| Janus Detroit Str Tr Hendrson Aaa Cl | 399,284 | +22.3% | $3.7M |
| BXSL Blackstone Secured Lending Fund | 140,121 | +15.4% | $448.0K |
| ARCC Ares Capital Corporation | 198,090 | +11.5% | $390.2K |
| iShares Tr Msci Usa Mmentm | 12,660 | +7.3% | $271.6K |
| Schwab Strategic Tr Fundamental Intl | 55,128 | +9.1% | $248.1K |
| GBDC Golub Capital BDC, Inc. | 130,064 | +16.1% | $227.8K |
| Innovator Etfs Trust Defined Wlt Shld | 104,077 | +6.1% | $209.0K |
| Vanguard Whitehall Fds Etf | 34,848 | +5.1% | $159.5K |
| HTGC Hercules Capital, Inc. | 92,707 | +11.1% | $155.4K |
| J P Morgan Exchange Traded F Equity Premium | 41,116 | +6.6% | $144.0K |
Trimmed (76)
| J P Morgan Exchange Traded F Jpmorgam Ltd Dur | 59,394 | -48.7% | -$2.9M |
| WEA Western Asset Bond Fund · Shs Ben Int | 195,362 | -45.3% | -$1.6M |
| DSU Blackrock Debt Strategies Fund, Inc. | 3,788 | -96.2% | -$856.3K |
| DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | 50,397 | -46.0% | -$810.0K |
| HYT Blackrock Corporate High Yield Fund, Inc. | 74,581 | -43.1% | -$443.2K |
| MSD Morgan Stanley Emerging Markets Debt Fund, Inc. | 17,015 | -75.5% | -$353.0K |
| Ark ETF Tr Innovation Etf | 2,201 | -61.6% | -$314.1K |
| Sei Exchange Traded Funds High Yield Bond | 38,359 | -25.1% | -$310.7K |
| PML Pimco Municipal Income Fund II | 35,542 | -53.7% | -$270.6K |
| PHK Pimco High Income Fund | 139,306 | -31.1% | -$257.7K |
Exited (449)
| PFN PIMCO Income Strategy Fund II | 134,055 | Exited | -$955.8K |
| IGI Western Asset Investment Grade Opportunity Trust Inc. | 58,440 | Exited | -$941.5K |
| GBAB Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust | 52,364 | Exited | -$757.2K |
| TSI TCW Strategic Income Fund, Inc. | 166,871 | Exited | -$752.6K |
| Abrdn National Mun Income Fd Cef | 25,961 | Exited | -$269.2K |
| TSM Taiwan Semiconductor Manufacturing Company Ltd. | 178 | Exited | -$85.0K |
| UNH UnitedHealth Group Incorporated | 152 | Exited | -$63.2K |
| First Tr Exchange-Traded Fd Ft Vest Smid | 2,313 | Exited | -$53.4K |
| ASX ASE Technology Holding Co., Ltd. · ADR | 1,140 | Exited | -$51.4K |
| Oneok Inc | 544 | Exited | -$47.3K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Oct 20, 2026 | 13F-HR | 200 | $148.3M | Current | SEC ↗ |
| Q2 2026 | Jul 27, 2026 | 13F-HR | 636 | $148.6M | Current | SEC ↗ |
| Q1 2026 | Apr 30, 2026 | 13F-HR | 1,065 | $192.7M | Current | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | 13F-HR | 503 | $155.6M | Current | SEC ↗ |
| Q3 2025 | Nov 6, 2025 | 13F-HR | 293 | $152.0M | Current | SEC ↗ |
| Q2 2025 | Jul 31, 2025 | 13F-HR | 1,204 | $182.0M | Current | SEC ↗ |
| Q1 2025 | Apr 10, 2025 | 13F-HR | 1,209 | $169.4M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer