Estimated market cap $3.01BShares outstanding from the company’s latest SEC filing (all share classes, each priced at its own close; ADRs converted to ADS) × last close from Tiingo. Updated daily. This figure: shares as of Oct 22, 2026, last close Nov 13, 2026.189.55M shares, shares as of Oct 22, 2026CIK 1280784The SEC’s Central Index Key, the number it uses to identify every company and person that files.
Insider trades, 12 mo
22 buys · 0 sells
$2.69M bought, open market
Congress trades, 24 mo
7
5 purchases, 2 sales
13F holders
…
Lobbying, 12 mo
—
No lobbying filings
Federal contracts, 12 mo
—
None matched
Ask your AI:
Latest 10-Q
What changed in Hercules Capital, Inc.'s latest quarterly report, compared with the one before.
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Insider trades
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
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13F holders
Funds that report this stock, checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
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Top 10 holders.Premium lists every holder, with CSV downloads.
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
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Lobbying
What Hercules Capital, Inc. and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
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H-1B labor applications at Hercules Capital, Inc.
1 certified in 12 mo
Labor condition applications decided by the Department of Labor, matched to Hercules Capital, Inc. by employer name. An application is not a hire.
Median yearly wage offered, full-time certified applications, Jul 2025 to Jun 2026: —The wage the employer offered, as filed, with its unit. The yearly figure restates it per year (hourly x 2,080, weekly x 52, every two weeks x 26, monthly x 12) from the low end of the offered range. It is not what the worker was paid.
H-1B labor applications decided at Hercules Capital, Inc. by quarter
We match the employer's name to a public company automatically, including a reviewed list of subsidiaries. A subsidiary can be missed and a similar name can be matched wrongly. The files carry no worker names.
Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
13F holders, Q3 2026Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
240
15.6% of shares · 101 added
Latest 10-Q
Q3 2026
What changed in Hercules Capital, Inc.'s latest quarterly report, compared with the one before.
Filed Oct 29, 2026 · Quarter ended Sep 30, 2026
Summary text goes here once it has loaded. Summary text goes here once it has loaded.
Summary text goes here once it has loaded.
Summary text goes here once it has loaded.
AI summary of changes vs the prior report. Written by AI from the paragraphs that changed, and checked against them. This is information, not investment advice.
Compared with the 10-Q for the quarter ended Jun 30, 2026. Sections compared: management's discussion, risk factors, legal proceedings and controls and procedures.
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
No open-market insider trades reported since Mar 26, 2026. Insiders have two business days to file.
Recent insider trades
How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss.
240 funds report HTGC. Values checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
Funds own 29% of shares (Q2 2026)Fund managers with more than $100 million in US-listed stocks file a 13F each quarter. It lists their long stock positions only (shorts, options and bonds are left out) and can arrive up to 45 days after the quarter ends, so this is a snapshot of the quarter end. We add up the shares every fund reports in this class and divide by the shares outstanding. The total can pass 100%: the same shares are often reported by more than one manager (an adviser and the fund it runs), lent shares can be reported twice, and the share count can be out of date after buybacks. We divided 54.24M reported shares by 187.16M shares, from the company’s SEC filing as of Jul 23, 2026.
333 funds hold the stock.
Q3 2026: 16% · 5,560 of ~8,900 funds reported so farFunds have 45 days after a quarter ends to file. This quarter’s reports are still arriving, so the figure only counts the funds that have filed so far and will usually rise.
Q2 202526%
Q3 202526%
Q4 202529%
Q1 202628%
Q2 202629%
Q3 2026 (so far)16%
Q3 2026. 27 new, 101 added to, 67 trimmed, 121 exited since Q2 2026.
Download CSVEvery fund that holds HTGC, not only these ten. A download holds at most 10,000 rows; narrow the filters to get a smaller slice.
Trades by members of Congress
7 in 24 mo
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
Recent congressional trades
How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss.
What Hercules Capital, Inc. and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
No recent lobbying filings for this company.
Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
Funds holding the stock
Shares they report
Funds holding the stock by quarter
Q2 2013
126
—
36.07M
$507.3M
Q3 2013
132
+6
33.94M
$522.2M
Q4 2013
147
+15
33.89M
$563.2M
Q1 2014
157
+10
31.60M
$453.2M
Q2 2014
152
-5
29.47M
$478.6M
Q3 2014
138
-14
26.47M
$384.3M
Q4 2014
144
+6
25.89M
$387.1M
Q1 2015
140
-4
26.80M
$363.0M
Q2 2015
140
0
27.99M
$323.4M
Q3 2015
144
+4
29.33M
$296.9M
Q4 2015
146
+2
28.92M
$352.5M
Q1 2016
143
-3
28.85M
$346.3M
Q2 2016
147
+4
30.33M
$376.7M
Q3 2016
148
+1
31.75M
$430.6M
Q4 2016
156
+8
35.27M
$516.2M
Q1 2017
158
+2
36.59M
$553.6M
Q2 2017
165
+7
35.39M
$468.5M
Q3 2017
150
-15
32.72M
$422.0M
Q4 2017
163
+13
34.22M
$448.8M
Q1 2018
160
-3
32.46M
$392.7M
Q2 2018
174
+14
36.58M
$462.7M
Q3 2018
181
+7
37.03M
$495.2M
Q4 2018
170
-11
35.32M
$390.5M
Q1 2019
168
-2
32.07M
$406.1M
Q2 2019
186
+18
36.18M
$463.6M
Q3 2019
177
-9
34.87M
$466.2M
Q4 2019
191
+14
37.43M
$524.0M
Q1 2020
199
+8
37.87M
$289.0M
Q2 2020
183
-16
36.35M
$380.6M
Q3 2020
179
-4
34.22M
$395.8M
Q4 2020
192
+13
33.96M
$489.7M
Q1 2021
213
+21
31.85M
$510.3M
Q2 2021
214
+1
31.49M
$537.2M
Q3 2021
219
+5
30.71M
$511.5M
Q4 2021
246
+27
31.07M
$515.6M
Q1 2022
241
-5
29.78M
$537.8M
Q2 2022
248
+7
30.33M
$410.2M
Q3 2022
235
-13
31.22M
$364.0M
Q4 2022
263
+28
33.07M
$437.8M
Q1 2023
257
-6
31.47M
$405.6M
Q2 2023
249
-8
28.39M
$420.3M
Q3 2023
266
+17
29.36M
$482.0M
Q4 2023
290
+24
33.73M
$562.3M
Q1 2024
293
+3
36.61M
$670.7M
Q2 2024
287
-6
32.81M
$663.3M
Q3 2024
298
+11
32.21M
$625.4M
Q4 2024
333
+35
37.93M
$762.0M
Q1 2025
328
-5
40.38M
$775.3M
Q2 2025
329
+1
47.16M
$955.4M
Q3 2025
347
+18
47.41M
$992.8M
Q4 2025
357
+10
52.44M
$1.0B
Q1 2026
353
-4
53.01M
$744.4M
Q2 2026
334
-19
54.25M
$832.3M
Q3 2026
240
-94
29.48M
$512.4M
Each point is a quarter-end, from Q2 2013 to Q3 2026. A fund's 13F lists its long positions in US-listed securities as of the last day of the quarter and arrives up to 45 days later, so each point shows holdings at quarter-end, not on the day they were reported.
Common shares only; options and bonds are left out. When a fund amends a report, the amended version is the one counted.
The history follows the company's current CUSIP number (427096508). If the company's shares were ever re-issued under a different CUSIP, the quarters before the change are not part of this series, so the first point (Q2 2013) can be later than the stock's first appearance in 13F reports.
Share counts are adjusted for stock splits; none took place between these quarters. Values are in dollars as reported at the time and are not adjusted.
A quarter appears once our daily update has built its summary. If a summary cannot be built, older reports are kept and the chart shows the quarters it has until the next update repairs it.