Funds › LPL Financial LLC
LPL Financial LLC
13F for Q3 2026, filed Nov 6, 2026. 6,042 positions worth $467.9B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 6, 2026
Reported value
$467.9B
+$22.8B (5.1%) vs Q2 2026
Positions
6,042
5,958 in Q2 2026
Top 10 share
15.1%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
Ask your AI about this
Connect Claude, ChatGPT, Gemini or Grok (Microsoft 365 Copilot coming soon) to 13F.ai and ask in plain English. Copy a question to get started:
Using 13F.ai, what are the biggest new, added, trimmed and exited positions of LPL Financial LLC in the latest 13F quarter?
Using 13F.ai, how has LPL Financial LLC's portfolio concentration changed over the last four quarters?
Using 13F.ai, which of LPL Financial LLC's top holdings have also been bought by insiders recently?
Connect your AI · Plans and the 7-day free trial (card required)
Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | iShares Tr Core S&P500 Etf | 15.62M | $12.0B | 2.6% | +5.7% | 13F ↗ |
| 2 | AAPL Apple Inc. | 24.77M | $8.2B | 1.8% | +2.1% | 13F ↗ |
| 3 | NVDA NVIDIA Corporation | 35.56M | $8.1B | 1.7% | +3.7% | 13F ↗ |
| 4 | Invesco Qqq Tr | 10.63M | $7.9B | 1.7% | +0.2% | 13F ↗ |
| 5 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 9.95M | $7.6B | 1.6% | +0.5% | 13F ↗ |
| 6 | Spdr Series Trust St Str P500ETF | 64.92M | $5.8B | 1.2% | +2.5% | 13F ↗ |
| 7 | MSFT Microsoft Corporation | 11.11M | $5.7B | 1.2% | +3.2% | 13F ↗ |
| 8 | Spdr Series Trust St Str P500GRW | 43.04M | $5.3B | 1.1% | +5.9% | 13F ↗ |
| 9 | iShares Tr Core Msci Eafe | 51.87M | $5.0B | 1.1% | +8.6% | 13F ↗ |
| 10 | Vanguard Index Fds S&P 500 Etf Shs | 6.96M | $4.9B | 1.0% | +5.1% | 13F ↗ |
| 11 | AMZN Amazon.com, Inc. | 17.55M | $4.4B | 0.9% | +2.5% | 13F ↗ |
| 12 | Capital Group Dividend Value Units | 86.86M | $4.2B | 0.9% | +7.1% | 13F ↗ |
| 13 | Vanguard Index Fds Mrngstr Ttl Stk | 10.59M | $4.0B | 0.8% | +2.8% | 13F ↗ |
| 14 | Invesco Exch Traded Fd Tr II Nasdaq 100 Etf | 12.72M | $3.9B | 0.8% | +8.5% | 13F ↗ |
| 15 | iShares Tr Us Treas Bd Etf | 172.82M | $3.8B | 0.8% | +6.3% | 13F ↗ |
| 16 | iShares Inc Core Msci Emkt | 44.65M | $3.6B | 0.8% | -7.1% | 13F ↗ |
| 17 | BlackRock ETF Trust Ishares Us Equit | 51.46M | $3.6B | 0.8% | +5.5% | 13F ↗ |
| 18 | iShares Tr Core Univrsl Usd | 77.34M | $3.4B | 0.7% | +24.4% | 13F ↗ |
| 19 | Spdr Series Trust St Str P500VAL | 54.97M | $3.4B | 0.7% | +5.7% | 13F ↗ |
| 20 | GOOGL Alphabet Inc. Class A | 9.41M | $3.2B | 0.7% | +3.4% | 13F ↗ |
| 21 | iShares Tr Msci Usa Qlt Fct | 14.25M | $3.2B | 0.7% | +6.9% | 13F ↗ |
| 22 | iShares Tr S&P 500 Grwt Etf | 22.03M | $3.1B | 0.7% | +2.1% | 13F ↗ |
| 23 | Capital Group Growth ETF Units | 64.75M | $3.1B | 0.7% | +8.1% | 13F ↗ |
| 24 | Select Sector Spdr Tr St Str Techn Etf | 15.64M | $3.1B | 0.7% | -1.0% | 13F ↗ |
| 25 | Vanguard Scottsdale Fds Vng RUS1000VAL | 27.82M | $3.0B | 0.6% | +2.8% | 13F ↗ |
| 26 | Vanguard Index Fds Mrngstr Grwt Etf | 33.38M | $3.0B | 0.6% | Unchanged | 13F ↗ |
| 27 | iShares Tr Core S&P Us Gwt | 15.31M | $3.0B | 0.6% | +4.6% | 13F ↗ |
| 28 | First Tr Exchange Traded Fd Risng Divd Achiv | 36.98M | $2.9B | 0.6% | +5.8% | 13F ↗ |
| 29 | Vanguard Index Fds Mrngstr Val Etf | 11.77M | $2.5B | 0.5% | +2.7% | 13F ↗ |
| 30 | AVGO Broadcom Inc. | 7.12M | $2.5B | 0.5% | +3.4% | 13F ↗ |
| 31 | META Meta Platforms, Inc. | 3.23M | $2.3B | 0.5% | +1.5% | 13F ↗ |
| 32 | GOOG Alphabet Inc. Class C | 6.70M | $2.3B | 0.5% | +2.7% | 13F ↗ |
| 33 | Vanguard Scottsdale Fds Vng RUS1000GRW | 17.55M | $2.3B | 0.5% | +3.0% | 13F ↗ |
| 34 | iShares Tr Core S&P Scp Etf | 16.63M | $2.3B | 0.5% | +1.8% | 13F ↗ |
| 35 | iShares Tr S&P 500 Val Etf | 9.83M | $2.2B | 0.5% | +2.0% | 13F ↗ |
| 36 | Spdr Index Shs Fds St Str Po Ex Etf | 43.96M | $2.2B | 0.5% | +12.7% | 13F ↗ |
| 37 | Vanguard Tax-Managed Fds | 29.06M | $2.1B | 0.4% | +2.3% | 13F ↗ |
| 38 | iShares Tr Rus 1000 Grw Etf | 16.09M | $2.0B | 0.4% | +4.2% | 13F ↗ |
| 39 | iShares Tr Core S&P Us Vlu | 18.03M | $2.0B | 0.4% | +3.4% | 13F ↗ |
| 40 | Spdr Series Trust St Inter Bd Etf | 59.78M | $1.9B | 0.4% | +2.8% | 13F ↗ |
| 41 | First Tr Exchng Traded Fd Vi Ft Ladd Buff Etf | 50.50M | $1.9B | 0.4% | +6.4% | 13F ↗ |
| 42 | iShares Tr Mbs Etf | 20.75M | $1.9B | 0.4% | -23.5% | 13F ↗ |
| 43 | JPM JPMorgan Chase & Co. | 5.45M | $1.8B | 0.4% | +3.7% | 13F ↗ |
| 44 | BRK-B Berkshire Hathaway Inc. Class B | 3.62M | $1.8B | 0.4% | +3.2% | 13F ↗ |
| 45 | Vaneck ETF Trust Semiconductr Etf | 2.94M | $1.8B | 0.4% | +1.7% | 13F ↗ |
| 46 | MU Micron Technology, Inc. | 1.66M | $1.8B | 0.4% | +6.3% | 13F ↗ |
| 47 | Vanguard Specialized Funds Div App Etf | 7.46M | $1.7B | 0.4% | +4.6% | 13F ↗ |
| 48 | GLD SPDR Gold Shares · Gold Shs | 4.49M | $1.7B | 0.4% | +0.3% | 13F ↗ |
| 49 | Spdr Series Trust St Str Blo 1 Etf | 18.64M | $1.7B | 0.4% | +20.1% | 13F ↗ |
| 50 | iShares Tr Core S&P Mcp Etf | 23.47M | $1.7B | 0.4% | +2.2% | 13F ↗ |
Showing the top 50 of 6,042 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
273 new, 3,475 added to, 2,196 trimmed, 189 exited, 98 unchanged. By estimated dollars.
New positions (273)
| XOM ExxonMobil Holdings Corporation | 7.12M | New | $1.2B |
| OKE ONEOK, Inc. | 1.82M | New | $155.1M |
| Dfa Invt Dimensions Group In U.S. Sml Cp Val | 2.41M | New | $90.5M |
| SKHY SK hynix Inc. · American Deposit | 272,039 | New | $50.1M |
| Carillon Ser Tr Rj Clarivest Cap | 566,000 | New | $42.1M |
| John Hancock Exchange Traded Core Plus Bond | 1.74M | New | $41.5M |
| Dfa Invt Dimensions Group In U.S. High Relati | 816,441 | New | $34.2M |
| Ea Series Trust Etf | 654,648 | New | $27.9M |
| J P Morgan Exchange Traded F Fundamental Larg | 506,750 | New | $25.6M |
| Ea Series Trust Strive Enhanced | 1.26M | New | $25.4M |
Added to (3,475)
| BlackRock ETF Trust Isha In Ctry Etf | 34.15M | +165% | $773.0M |
| iShares Tr Msci Acwi Ex Us | 11.71M | +635% | $765.1M |
| iShares Tr Core Univrsl Usd | 77.34M | +24.4% | $668.8M |
| iShares Tr Core S&P500 Etf | 15.62M | +5.7% | $641.8M |
| iShares Tr Core Msci Eafe | 51.87M | +8.6% | $398.0M |
| BlackRock ETF Trust Isha La Core Etf | 21.97M | +47.2% | $344.8M |
| Invesco Exch Traded Fd Tr II Nasdaq 100 Etf | 12.72M | +8.5% | $303.1M |
| iShares Tr 0-3 Mth Treasury | 13.83M | +27.1% | $297.1M |
| Spdr Series Trust St Str P500GRW | 43.04M | +5.9% | $296.9M |
| BlackRock ETF Trust Isha Flex Eq Etf | 16.91M | +205% | $291.8M |
Trimmed (2,196)
| iShares Tr Msci Usa Mmentm | 1.08M | -68.0% | -$727.2M |
| iShares Tr Mbs Etf | 20.75M | -23.5% | -$571.9M |
| iShares Inc Core Msci Emkt | 44.65M | -7.1% | -$278.1M |
| iShares Tr Msci Usa Min Etf | 6.41M | -19.4% | -$150.2M |
| iShares Tr Eafe Grwth Etf | 7.79M | -9.7% | -$100.8M |
| Spdr Series Trust St Bloo High Etf | 1.03M | -50.7% | -$98.0M |
| iShares Tr Etf | 2.06M | -37.2% | -$94.3M |
| Invesco Exchange Traded Fd T S&P500 Quality | 12.76M | -7.4% | -$85.9M |
| iShares Tr Core Msci Euro | 1.33M | -43.0% | -$73.8M |
| iShares Inc Msci Emrg Chn | 3.63M | -14.2% | -$59.5M |
Exited (189)
| Exxon Mobil Corp | 7.08M | Exited | -$968.3M |
| Oneok Inc | 1.66M | Exited | -$144.5M |
| Dimensional ETF Trust Us Small Cap Etf | 2.36M | Exited | -$91.6M |
| Dimensional ETF Trust Us High Prof Etf | 724,151 | Exited | -$30.2M |
| National Storage Affiliates Reit | 468,286 | Exited | -$20.8M |
| Dimensional ETF Trust Us Real Esta Etf | 412,325 | Exited | -$10.8M |
| Electronic Arts Inc | 51,527 | Exited | -$10.6M |
| Sila Realty Trust Inc | 267,235 | Exited | -$8.1M |
| Siren ETF Tr | 86,522 | Exited | -$7.9M |
| Dimensional ETF Trust Us Cor Equ 1 Etf | 94,386 | Exited | -$7.7M |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
Search, sort and filter every position, with puts and calls on their own tab. Premium plan.
Every position, puts and calls. Part of Premium.
Compare two quarters
Pick any two quarters: what is new, added to, trimmed or exited. Premium plan.
Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
Loading…
Largest positions in earlier quarters
Pick a quarter to see what the fund's biggest positions were then.
Loading…
Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 6, 2026 | 13F-HR | 6,298 | $467.9B | Current | SEC ↗ |
| Q2 2026 | Aug 7, 2026 | 13F-HR | 6,201 | $445.1B | Current | SEC ↗ |
| Q1 2026 | May 6, 2026 | 13F-HR | 5,964 | $376.6B | Current | SEC ↗ |
| Q4 2025 | Feb 11, 2026 | 13F-HR | 5,869 | $366.2B | Current | SEC ↗ |
| Q3 2025 | Nov 12, 2025 | 13F-HR | 5,793 | $343.1B | Current | SEC ↗ |
| Q2 2025 | Aug 12, 2025 | 13F-HR | 5,548 | $299.8B | Current | SEC ↗ |
| Q1 2025 | May 7, 2025 | 13F-HR | 5,344 | $257.1B | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer