Funds › Richard W. Paul & Associates, LLC
Richard W. Paul & Associates, LLC
13F for Q3 2026, filed Nov 12, 2026. 310 positions worth $331.9M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 12, 2026
Reported value
$331.9M
+$4.9M (1.5%) vs Q2 2026
Positions
310
319 in Q2 2026
Top 10 share
35.9%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | iShares Tr Core S&P Us Vlu | 192,180 | $21.2M | 6.4% | +4.1% | 13F ↗ |
| 2 | iShares Tr Core S&P Us Gwt | 104,272 | $20.2M | 6.1% | +3.5% | 13F ↗ |
| 3 | iShares Tr Core Msci Eafe | 123,009 | $11.9M | 3.6% | +4.8% | 13F ↗ |
| 4 | J P Morgan Exchange Traded F Income Etf | 249,112 | $11.2M | 3.4% | +0.5% | 13F ↗ |
| 5 | iShares Tr Core S&P Scp Etf | 72,265 | $9.8M | 3.0% | +3.5% | 13F ↗ |
| 6 | iShares Tr Etf | 125,890 | $9.8M | 3.0% | -6.1% | 13F ↗ |
| 7 | Pimco ETF Tr Active Bd Etf | 109,949 | $9.6M | 2.9% | -1.4% | 13F ↗ |
| 8 | Pimco ETF Tr Multisector Bd | 370,183 | $9.4M | 2.8% | -1.2% | 13F ↗ |
| 9 | Invesco Qqq Tr | 11,242 | $8.3M | 2.5% | +1.6% | 13F ↗ |
| 10 | iShares Tr Msci Eafe Etf | 74,159 | $7.7M | 2.3% | +1.7% | 13F ↗ |
| 11 | iShares Inc Core Msci Emkt | 87,625 | $7.1M | 2.1% | +3.9% | 13F ↗ |
| 12 | Fidelity Covington Trust Enhanced Sml Cap | 138,437 | $6.2M | 1.9% | -0.5% | 13F ↗ |
| 13 | AAPL Apple Inc. | 17,874 | $6.0M | 1.8% | -1.3% | 13F ↗ |
| 14 | MSFT Microsoft Corporation | 11,585 | $5.9M | 1.8% | -2.1% | 13F ↗ |
| 15 | Invesco Exchange Traded Fd T S&P500 Eql Wgt | 27,852 | $5.8M | 1.7% | -29.6% | 13F ↗ |
| 16 | iShares Tr Core S&P500 Etf | 6,438 | $4.9M | 1.5% | +0.6% | 13F ↗ |
| 17 | Vanguard Whitehall Fds Etf | 45,229 | $4.6M | 1.4% | +34.1% | 13F ↗ |
| 18 | iShares Tr Core Univrsl Usd | 103,489 | $4.6M | 1.4% | +13.0% | 13F ↗ |
| 19 | Fidelity Merrimack Str Tr Total Bd Etf | 102,237 | $4.4M | 1.3% | +3.5% | 13F ↗ |
| 20 | NVDA NVIDIA Corporation | 19,122 | $4.4M | 1.3% | -1.4% | 13F ↗ |
| 21 | iShares Tr Equities | 49,142 | $4.1M | 1.2% | +4.8% | 13F ↗ |
| 22 | iShares Tr Msci Emg Mkt Etf | 55,995 | $3.7M | 1.1% | +1.0% | 13F ↗ |
| 23 | iShares Tr Core S&P Mcp Etf | 48,680 | $3.5M | 1.1% | +2.2% | 13F ↗ |
| 24 | iShares Tr Core Intl Aggr | 62,846 | $3.1M | 0.9% | +13.1% | 13F ↗ |
| 25 | META Meta Platforms, Inc. | 4,160 | $3.0M | 0.9% | -1.4% | 13F ↗ |
| 26 | J P Morgan Exchange Traded F Intl Bd Opp Etf | 62,786 | $2.9M | 0.9% | New | 13F ↗ |
| 27 | iShares Tr Core 1 5 Yr Usd | 59,960 | $2.8M | 0.9% | +13.2% | 13F ↗ |
| 28 | FETH Fidelity Ethereum Fund · Etf | 96,193 | $2.6M | 0.8% | +1.2% | 13F ↗ |
| 29 | AMZN Amazon.com, Inc. | 9,885 | $2.5M | 0.7% | -0.8% | 13F ↗ |
| 30 | Vanguard Whitehall Fds High Div Yld | 15,452 | $2.4M | 0.7% | +2.3% | 13F ↗ |
| 31 | First Tr Exchng Traded Fd Vi Ft Vest Deep Etf | 78,882 | $2.4M | 0.7% | +2.6% | 13F ↗ |
| 32 | MU Micron Technology, Inc. | 2,196 | $2.3M | 0.7% | -2.7% | 13F ↗ |
| 33 | JPM JPMorgan Chase & Co. | 6,796 | $2.2M | 0.7% | -0.9% | 13F ↗ |
| 34 | iShares Tr Core Us Aggbd Et | 23,565 | $2.2M | 0.7% | -4.8% | 13F ↗ |
| 35 | AMD Advanced Micro Devices, Inc. | 3,557 | $2.2M | 0.7% | -2.1% | 13F ↗ |
| 36 | PM Philip Morris International Inc | 11,206 | $2.1M | 0.6% | +0.5% | 13F ↗ |
| 37 | First Tr Exchng Traded Fd Vi Ft Ladd Buff Etf | 55,150 | $2.1M | 0.6% | +1.1% | 13F ↗ |
| 38 | GOOG Alphabet Inc. Class C | 6,020 | $2.1M | 0.6% | +0.2% | 13F ↗ |
| 39 | Schwab Strategic Tr Us Dividend Eq | 61,722 | $2.0M | 0.6% | New | 13F ↗ |
| 40 | iShares Tr Jpmorgan Usd Emg | 22,005 | $2.0M | 0.6% | +3.5% | 13F ↗ |
| 41 | Janus Detroit Str Tr Henderson Mtg | 46,457 | $2.0M | 0.6% | +3.9% | 13F ↗ |
| 42 | ABBV AbbVie Inc. | 7,425 | $1.9M | 0.6% | -2.3% | 13F ↗ |
| 43 | Spdr Series Trust St Str P500ETF | 20,370 | $1.8M | 0.6% | +5.0% | 13F ↗ |
| 44 | AVGO Broadcom Inc. | 5,175 | $1.8M | 0.5% | +1.0% | 13F ↗ |
| 45 | iShares Tr Msci China Etf | 34,343 | $1.8M | 0.5% | +4.5% | 13F ↗ |
| 46 | COIN Coinbase Global, Inc. | 9,317 | $1.7M | 0.5% | +0.3% | 13F ↗ |
| 47 | UNH UnitedHealth Group Incorporated | 4,662 | $1.7M | 0.5% | Unchanged | 13F ↗ |
| 48 | VZ Verizon Communications Inc. | 37,280 | $1.7M | 0.5% | +1.7% | 13F ↗ |
| 49 | Spdr Series Trust St Str Blo 1 Etf | 18,389 | $1.7M | 0.5% | +62.2% | 13F ↗ |
| 50 | ASML ASML Holding N.V. · Equities | 924 | $1.7M | 0.5% | -2.7% | 13F ↗ |
Showing the top 50 of 310 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
15 new, 90 added to, 116 trimmed, 24 exited, 90 unchanged. By estimated dollars.
New positions (15)
| J P Morgan Exchange Traded F Intl Bd Opp Etf | 62,786 | New | $2.9M |
| Schwab Strategic Tr Us Dividend Eq | 61,722 | New | $2.0M |
| J P Morgan Exchange Traded F Ultra Shrt Etf | 4,339 | New | $218.6K |
| Vanguard International Equity Index F Ftse Pacific Etf | 636 | New | $73.7K |
| WYFI WhiteFiber, Inc. | 1,925 | New | $34.7K |
| NBIS Nebius Group N.V. | 140 | New | $33.0K |
| SHEL Shell PLC · ADR | 330 | New | $31.4K |
| American Centy ETF Tr Us Eqt Etf | 215 | New | $27.5K |
| MBGL Mobility Global Inc. | 1,554 | New | $26.7K |
| Vanguard Index Fds Mrngstr Mid Cap | 264 | New | $20.7K |
Added to (90)
| Vanguard Whitehall Fds Etf | 45,229 | +34.1% | $1.2M |
| iShares Tr Core S&P Us Vlu | 192,180 | +4.1% | $837.2K |
| iShares Tr Core S&P Us Gwt | 104,272 | +3.5% | $692.1K |
| iShares Tr Trust Ishare 0-1 | 5,912 | +21796% | $649.2K |
| Spdr Series Trust St Str Blo 1 Etf | 18,389 | +62.2% | $646.5K |
| iShares Tr Core Msci Eafe | 123,009 | +4.8% | $541.1K |
| iShares Tr Core Univrsl Usd | 103,489 | +13.0% | $526.7K |
| iShares Tr Core Intl Aggr | 62,846 | +13.1% | $358.9K |
| iShares Tr Core S&P Scp Etf | 72,265 | +3.5% | $334.4K |
| iShares Tr Core 1 5 Yr Usd | 59,960 | +13.2% | $330.1K |
Trimmed (116)
| Invesco Exchange Traded Fd T S&P500 Eql Wgt | 27,852 | -29.6% | -$2.4M |
| First Tr Exchange-Traded Fd Nasdaq Cyb Etf | 458 | -96.9% | -$1.5M |
| iShares Tr Etf | 630 | -95.9% | -$1.1M |
| Spdr Series Trust St Bloo High Etf | 730 | -91.2% | -$705.9K |
| iShares Tr Etf | 125,890 | -6.1% | -$641.1K |
| SPY State Street SPDR S&P 500 ETF Trust · Trust units | 1,026 | -22.6% | -$228.8K |
| Pimco ETF Tr Active Bd Etf | 109,949 | -1.4% | -$132.1K |
| MSFT Microsoft Corporation | 11,585 | -2.1% | -$130.3K |
| Pimco ETF Tr Multisector Bd | 370,183 | -1.2% | -$117.6K |
| Spdr Series Trust St Term High Etf | 192 | -96.0% | -$113.2K |
Exited (24)
| iShares Ethereum Tr | 3,087 | Exited | -$36.7K |
| TTE TotalEnergies SE · Act | 347 | Exited | -$27.0K |
| AMGN Amgen Inc. | 44 | Exited | -$15.9K |
| ADP Automatic Data Processing, Inc. | 64 | Exited | -$14.3K |
| ROKU Roku Inc | 67 | Exited | -$9,255 |
| iShares Tr Mbs Etf | 96 | Exited | -$9,074 |
| BlackRock ETF Trust Ishares Us Equit | 122 | Exited | -$8,297 |
| iShares Tr 10-20 Yr Trs Etf | 81 | Exited | -$8,128 |
| BlackRock ETF Trust II Isha Flex In Etf | 136 | Exited | -$7,118 |
| iShares Tr S&P 500 Grwt Etf | 51 | Exited | -$7,014 |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Every position, puts and calls. Part of Premium.
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Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 12, 2026 | 13F-HR | 311 | $331.9M | Current | SEC ↗ |
| Q2 2026 | Aug 10, 2026 | 13F-HR | 320 | $327.0M | Current | SEC ↗ |
| Q1 2026 | May 13, 2026 | 13F-HR | 300 | $297.1M | Current | SEC ↗ |
| Q4 2025 | Feb 12, 2026 | 13F-HR | 294 | $301.2M | Current | SEC ↗ |
| Q3 2025 | Nov 13, 2025 | 13F-HR | 316 | $292.9M | Current | SEC ↗ |
| Q2 2025 | Aug 12, 2025 | 13F-HR | 337 | $276.6M | Current | SEC ↗ |
| Q1 2025 | May 12, 2025 | 13F-HR | 337 | $255.0M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer