Funds › Focused Wealth Management, Inc
Focused Wealth Management, Inc
13F for Q3 2026, filed Oct 30, 2026. 226 positions worth $1.2B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Oct 30, 2026
Reported value
$1.2B
+$23.9M (2.1%) vs Q2 2026
Positions
226
228 in Q2 2026
Top 10 share
61.3%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust St Str P500GRW | 1.56M | $191.5M | 16.3% | +1.6% | 13F ↗ |
| 2 | Vanguard Index Fds Mrngstr Val Etf | 736,988 | $159.2M | 13.6% | +2.4% | 13F ↗ |
| 3 | Invesco Qqq Tr | 191,866 | $141.9M | 12.1% | +1.8% | 13F ↗ |
| 4 | Vanguard Scottsdale Fds INT-TERM Corp | 708,824 | $55.5M | 4.7% | +9.2% | 13F ↗ |
| 5 | AAPL Apple Inc. | 114,313 | $38.1M | 3.2% | -0.5% | 13F ↗ |
| 6 | Vanguard International Equity Index F Ftse Emr Mkt Etf | 608,587 | $36.1M | 3.1% | +3.1% | 13F ↗ |
| 7 | Vanguard Whitehall Fds High Div Yld | 218,693 | $33.9M | 2.9% | +1.0% | 13F ↗ |
| 8 | Vanguard Whitehall Fds Etf | 234,944 | $22.2M | 1.9% | +0.5% | 13F ↗ |
| 9 | NVDA NVIDIA Corporation | 92,705 | $21.2M | 1.8% | +0.7% | 13F ↗ |
| 10 | GOOGL Alphabet Inc. Class A | 57,239 | $19.7M | 1.7% | +10.8% | 13F ↗ |
| 11 | Vanguard Index Fds Mrngstr Sml Cap | 62,037 | $17.6M | 1.5% | +3.6% | 13F ↗ |
| 12 | Select Sector Spdr Tr St Str Finl Etf | 326,221 | $17.4M | 1.5% | +2.6% | 13F ↗ |
| 13 | Vanguard Bd Index Fds Total Bnd Mrkt | 239,605 | $16.8M | 1.4% | +8.3% | 13F ↗ |
| 14 | iShares Tr Expanded Tech | 152,814 | $16.3M | 1.4% | -0.8% | 13F ↗ |
| 15 | Janus Detroit Str Tr Henderson Mtg | 379,739 | $16.0M | 1.4% | +9.3% | 13F ↗ |
| 16 | Vanguard World Fd Mrngstr Mega Cap | 169,720 | $15.7M | 1.3% | -0.4% | 13F ↗ |
| 17 | iShares Tr 0-3 Mth Treasury | 153,689 | $15.5M | 1.3% | +1.7% | 13F ↗ |
| 18 | Invesco Exchange Traded Fd T S&P500 Eql Wgt | 72,345 | $15.0M | 1.3% | +0.4% | 13F ↗ |
| 19 | Vanguard World Fd Inf Tech Etf | 118,352 | $14.9M | 1.3% | -0.4% | 13F ↗ |
| 20 | AMZN Amazon.com, Inc. | 58,368 | $14.5M | 1.2% | +8.4% | 13F ↗ |
| 21 | BlackRock ETF Trust II Etf | 314,907 | $14.4M | 1.2% | +7.3% | 13F ↗ |
| 22 | iShares Inc Msci Emrg Chn | 140,047 | $13.9M | 1.2% | +1.5% | 13F ↗ |
| 23 | MSFT Microsoft Corporation | 20,759 | $10.6M | 0.9% | -8.9% | 13F ↗ |
| 24 | TSLA Tesla, Inc. | 27,612 | $9.8M | 0.8% | +1.4% | 13F ↗ |
| 25 | META Meta Platforms, Inc. | 13,050 | $9.5M | 0.8% | +2.9% | 13F ↗ |
| 26 | C Citigroup, Inc. | 51,337 | $6.6M | 0.6% | +2.0% | 13F ↗ |
| 27 | Vanguard Scottsdale Fds Vng RUS1000VAL | 57,901 | $6.3M | 0.5% | -0.6% | 13F ↗ |
| 28 | Eaton Vance Tax-Managed Glob | 624,395 | $5.9M | 0.5% | +4.0% | 13F ↗ |
| 29 | J P Morgan Exchange Traded F Equity Premium | 104,026 | $5.8M | 0.5% | +5.1% | 13F ↗ |
| 30 | BX Blackstone Inc. | 51,508 | $5.8M | 0.5% | -9.5% | 13F ↗ |
| 31 | JPM JPMorgan Chase & Co. | 17,105 | $5.7M | 0.5% | +7.1% | 13F ↗ |
| 32 | BRK-B Berkshire Hathaway Inc. Class B | 11,328 | $5.6M | 0.5% | +2.0% | 13F ↗ |
| 33 | CAT Caterpillar, Inc. | 6,630 | $5.4M | 0.5% | +3.1% | 13F ↗ |
| 34 | Goldman Sachs ETF Tr S&P 500 Premium | 94,959 | $5.3M | 0.5% | +3.7% | 13F ↗ |
| 35 | BAC Bank of America Corporation | 91,495 | $5.0M | 0.4% | -2.1% | 13F ↗ |
| 36 | IBM International Business Machines Corporation | 20,675 | $4.5M | 0.4% | +1.2% | 13F ↗ |
| 37 | GOOG Alphabet Inc. Class C | 13,310 | $4.5M | 0.4% | +0.1% | 13F ↗ |
| 38 | GS Goldman Sachs Group, Inc. | 4,849 | $4.4M | 0.4% | +3.9% | 13F ↗ |
| 39 | XOM ExxonMobil Holdings Corporation | 26,142 | $4.3M | 0.4% | New | 13F ↗ |
| 40 | Fidelity Comwlth Tr Nasdaq Compsit | 39,522 | $4.2M | 0.4% | -0.5% | 13F ↗ |
| 41 | Vanguard Admiral Fds Inc 500 Grth Idx F | 48,585 | $4.2M | 0.4% | +0.1% | 13F ↗ |
| 42 | iShares Tr 7-10 Yr Trsy Bd | 45,314 | $4.0M | 0.3% | +4.6% | 13F ↗ |
| 43 | INTC Intel Corporation | 31,762 | $3.8M | 0.3% | +2.9% | 13F ↗ |
| 44 | PFE Pfizer, Inc. | 123,144 | $3.5M | 0.3% | +2.8% | 13F ↗ |
| 45 | GE GE Aerospace | 11,019 | $3.4M | 0.3% | +1.3% | 13F ↗ |
| 46 | UNH UnitedHealth Group Incorporated | 9,185 | $3.4M | 0.3% | +6.3% | 13F ↗ |
| 47 | CEG Constellation Energy Corporation | 13,107 | $3.3M | 0.3% | +10.4% | 13F ↗ |
| 48 | LLY Eli Lilly and Company | 2,835 | $3.3M | 0.3% | +30.2% | 13F ↗ |
| 49 | WMT Walmart Inc. | 30,502 | $3.2M | 0.3% | +4.8% | 13F ↗ |
| 50 | ABBV AbbVie Inc. | 9,874 | $2.6M | 0.2% | +1.5% | 13F ↗ |
Showing the top 50 of 226 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
26 new, 131 added to, 64 trimmed, 28 exited, 5 unchanged. By estimated dollars.
New positions (26)
| XOM ExxonMobil Holdings Corporation | 26,142 | New | $4.3M |
| Vaneck ETF Trust Semiconductr Etf | 3,100 | New | $1.9M |
| SPCX Space Exploration Technologies Corp. | 2,586 | New | $390.1K |
| OKE ONEOK, Inc. | 4,358 | New | $371.6K |
| iShares Tr Etf | 4,160 | New | $323.6K |
| TTWO Take-Two Interactive Software, Inc. | 1,416 | New | $293.8K |
| BE Bloom Energy Corporation | 992 | New | $274.8K |
| U Unity Software Inc. | 6,303 | New | $258.0K |
| CRM Salesforce, Inc. | 1,120 | New | $257.0K |
| ISRG Intuitive Surgical, Inc. | 595 | New | $241.9K |
Added to (131)
| Vanguard Scottsdale Fds INT-TERM Corp | 708,824 | +9.2% | $4.7M |
| Vanguard Index Fds Mrngstr Val Etf | 736,988 | +2.4% | $3.7M |
| Spdr Series Trust St Str P500GRW | 1.56M | +1.6% | $3.0M |
| Invesco Qqq Tr | 191,866 | +1.8% | $2.6M |
| GOOGL Alphabet Inc. Class A | 57,239 | +10.8% | $1.9M |
| Janus Detroit Str Tr Henderson Mtg | 379,739 | +9.3% | $1.4M |
| Vanguard Bd Index Fds Total Bnd Mrkt | 239,605 | +8.3% | $1.3M |
| AMZN Amazon.com, Inc. | 58,368 | +8.4% | $1.1M |
| Vanguard International Equity Index F Ftse Emr Mkt Etf | 608,587 | +3.1% | $1.1M |
| BlackRock ETF Trust II Etf | 314,907 | +7.3% | $978.5K |
Trimmed (64)
| MSFT Microsoft Corporation | 20,759 | -8.9% | -$1.0M |
| BX Blackstone Inc. | 51,508 | -9.5% | -$609.3K |
| Vanguard Instl Index Fd 0 3 Mo Tr Bi Etf | 3,153 | -65.3% | -$450.3K |
| JNJ Johnson & Johnson | 7,853 | -11.7% | -$274.8K |
| iShares Tr Msci Usa Mmentm | 4,589 | -14.7% | -$251.6K |
| AAPL Apple Inc. | 114,313 | -0.5% | -$196.1K |
| VLO Valero Energy Corporation | 622 | -44.2% | -$191.1K |
| COST Costco Wholesale Corporation | 1,214 | -12.8% | -$163.0K |
| iShares Tr Expanded Tech | 152,814 | -0.8% | -$136.7K |
| PEP PepsiCo, Inc. | 1,883 | -33.7% | -$121.2K |
Exited (28)
| Exxon Mobil Corp | 25,606 | Exited | -$3.5M |
| OKLO Oklo Inc. | 11,281 | Exited | -$590.3K |
| Pgim ETF Tr Pgim Ultra Sh Bd | 9,405 | Exited | -$466.0K |
| ROKU Roku Inc | 3,007 | Exited | -$415.4K |
| Oneok Inc | 4,095 | Exited | -$356.1K |
| KHC The Kraft Heinz Company | 13,891 | Exited | -$328.1K |
| TWLO Twilio Inc. | 1,560 | Exited | -$321.9K |
| KLAC KLA Corporation | 1,055 | Exited | -$318.3K |
| iShares Tr National Mun Etf | 2,327 | Exited | -$250.4K |
| WDC Western Digital Corporation | 363 | Exited | -$231.9K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Oct 30, 2026 | 13F-HR | 244 | $1.2B | Current | SEC ↗ |
| Q2 2026 | Aug 7, 2026 | 13F-HR | 266 | $1.1B | Current | SEC ↗ |
| Q1 2026 | Apr 20, 2026 | 13F-HR | 228 | $964.2M | Current | SEC ↗ |
| Q4 2025 | Jan 29, 2026 | 13F-HR | 213 | $957.2M | Current | SEC ↗ |
| Q3 2025 | Oct 10, 2025 | 13F-HR | 208 | $939.3M | Current | SEC ↗ |
| Q2 2025 | Jul 15, 2025 | 13F-HR | 202 | $825.8M | Current | SEC ↗ |
| Q1 2025 | May 1, 2025 | 13F-HR | 197 | $739.8M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer