Funds › Alethea Capital Management, LLC
Alethea Capital Management, LLC
13F for Q3 2026, filed Nov 13, 2026. 35 positions worth $196.6M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
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Holdings, Q3 2026
Largest first. Common shares only.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | AXSM Axsome Therapeutics, Inc. | 649,117 | $119.7M | 60.9% | +0.1% | 13F ↗ |
| 2 | Spdr Series Trust St Str Blo 1 Etf | 264,199 | $24.2M | 12.3% | -18.6% | 13F ↗ |
| 3 | KURA Kura Oncology, Inc. | 2.18M | $23.3M | 11.9% | +0.4% | 13F ↗ |
| 4 | TEM Tempus AI, Inc. | 31,554 | $2.6M | 1.3% | Unchanged | 13F ↗ |
| 5 | IMRX Immuneering Corporation | 472,935 | $1.9M | 1.0% | Unchanged | 13F ↗ |
| 6 | iShares Tr Etf | 21,276 | $1.7M | 0.8% | Unchanged | 13F ↗ |
| 7 | MPC Marathon Petroleum Corporation | 4,171 | $1.6M | 0.8% | New | 13F ↗ |
| 8 | VLO Valero Energy Corporation | 4,082 | $1.6M | 0.8% | New | 13F ↗ |
| 9 | TGT Target Corporation | 8,405 | $1.3M | 0.7% | New | 13F ↗ |
| 10 | NVDA NVIDIA Corporation | 5,535 | $1.3M | 0.6% | New | 13F ↗ |
| 11 | KO Coca-Cola Company | 13,350 | $1.1M | 0.6% | New | 13F ↗ |
| 12 | TRGP Targa Resources, Inc. | 4,190 | $1.1M | 0.6% | New | 13F ↗ |
| 13 | FDS FactSet Research Systems Inc. | 4,169 | $1.1M | 0.6% | New | 13F ↗ |
| 14 | AMZN Amazon.com, Inc. | 4,504 | $1.1M | 0.6% | New | 13F ↗ |
| 15 | EQIX Equinix, Inc. | 1,067 | $1.1M | 0.5% | New | 13F ↗ |
| 16 | APO Apollo Global Management, Inc. | 9,169 | $1.1M | 0.5% | New | 13F ↗ |
| 17 | MSCI MSCI Inc. | 1,867 | $1.0M | 0.5% | New | 13F ↗ |
| 18 | REG Regency Centers Corporation | 13,763 | $989.3K | 0.5% | New | 13F ↗ |
| 19 | SBAC SBA Communications Corporation | 6,074 | $972.6K | 0.5% | New | 13F ↗ |
| 20 | EBAY eBay Inc. | 8,816 | $934.9K | 0.5% | New | 13F ↗ |
| 21 | CASY Caseys General Stores, Inc. | 1,390 | $845.8K | 0.4% | New | 13F ↗ |
| 22 | CIEN Ciena Corporation | 2,305 | $810.9K | 0.4% | New | 13F ↗ |
| 23 | ADM Archer-Daniels-Midland Company | 8,144 | $646.5K | 0.3% | New | 13F ↗ |
| 24 | KEYS Keysight Technologies Inc. | 1,500 | $546.1K | 0.3% | New | 13F ↗ |
| 25 | CB Chubb Limited | 1,623 | $527.9K | 0.3% | New | 13F ↗ |
| 26 | ON ON Semiconductor Corporation | 6,635 | $510.0K | 0.3% | New | 13F ↗ |
| 27 | WFC Wells Fargo & Company | 6,030 | $482.7K | 0.2% | Unchanged | 13F ↗ |
| 28 | AVGO Broadcom Inc. | 1,242 | $436.2K | 0.2% | New | 13F ↗ |
| 29 | LIN Linde plc | 911 | $432.4K | 0.2% | New | 13F ↗ |
| 30 | Wisdomtree Tr Europe Hedged Eq | 7,036 | $390.2K | 0.2% | -1.8% | 13F ↗ |
| 31 | RNA Atrium Therapeutics, Inc. | 43,758 | $362.3K | 0.2% | Unchanged | 13F ↗ |
| 32 | LITE Lumentum Holdings Inc. | 318 | $308.9K | 0.2% | New | 13F ↗ |
| 33 | ECPG Encore Capital Group Inc | 2,750 | $259.7K | 0.1% | Unchanged | 13F ↗ |
| 34 | GPK Graphic Packaging Holding Company | 16,330 | $147.8K | 0.1% | Unchanged | 13F ↗ |
| 35 | TGB Trekor Metals Limited | 10,000 | $89.1K | <0.1% | Unchanged | 13F ↗ |
Changes since Q2 2026
23 new, 2 added to, 2 trimmed, 29 exited, 8 unchanged. By estimated dollars.
New positions (23)
| MPC Marathon Petroleum Corporation | 4,171 | New | $1.6M |
| VLO Valero Energy Corporation | 4,082 | New | $1.6M |
| TGT Target Corporation | 8,405 | New | $1.3M |
| NVDA NVIDIA Corporation | 5,535 | New | $1.3M |
| KO Coca-Cola Company | 13,350 | New | $1.1M |
| TRGP Targa Resources, Inc. | 4,190 | New | $1.1M |
| FDS FactSet Research Systems Inc. | 4,169 | New | $1.1M |
| AMZN Amazon.com, Inc. | 4,504 | New | $1.1M |
| EQIX Equinix, Inc. | 1,067 | New | $1.1M |
| APO Apollo Global Management, Inc. | 9,169 | New | $1.1M |
Added to (2)
Trimmed (2)
| Spdr Series Trust St Str Blo 1 Etf | 264,199 | -18.6% | -$5.5M |
| Wisdomtree Tr Europe Hedged Eq | 7,036 | -1.8% | -$7,154 |
Exited (29)
| VTRS Viatris Inc. | 78,384 | Exited | -$1.2M |
| PM Philip Morris International Inc | 6,834 | Exited | -$1.2M |
| ADP Automatic Data Processing, Inc. | 5,502 | Exited | -$1.2M |
| WMB Williams Companies, Inc. | 15,301 | Exited | -$1.1M |
| DRI Darden Restaurants, Inc. | 5,424 | Exited | -$1.1M |
| BMY Bristol-Myers Squibb Company | 18,892 | Exited | -$1.1M |
| ED Consolidated Edison, Inc. | 9,767 | Exited | -$1.1M |
| CVX Chevron Corporation | 5,860 | Exited | -$971.4K |
| CMCSA Comcast Corporation | 38,283 | Exited | -$939.8K |
| ES Eversource Energy | 12,915 | Exited | -$933.4K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
Compare two quarters
Pick any two quarters: what is new, added to, trimmed or exited. Premium plan.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 13, 2026 | 13F-HR | 35 | $196.6M | Current | SEC ↗ |
| Q2 2026 | Aug 14, 2026 | 13F-HR | 41 | $241.4M | Current | SEC ↗ |
| Q1 2026 | May 13, 2026 | 13F-HR | 14 | $194.9M | Current | SEC ↗ |
| Q4 2025 | Feb 11, 2026 | 13F-HR | 13 | $205.9M | Current | SEC ↗ |
| Q3 2025 | Nov 14, 2025 | 13F-HR | 34 | $155.7M | Current | SEC ↗ |
| Q2 2025 | Aug 14, 2025 | 13F-HR | 31 | $132.1M | Current | SEC ↗ |
| Q1 2025 | May 14, 2025 | 13F-HR | 11 | $134.0M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer