Funds › Sigma Planning Corp
Sigma Planning Corp
13F for Q3 2026, filed Oct 23, 2026. 1,318 positions worth $3.9B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Oct 23, 2026
Reported value
$3.9B
−$88.7M (2.2%) vs Q2 2026
Positions
1,318
1,394 in Q2 2026
Top 10 share
24.9%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | iShares Tr Core S&P500 Etf | 282,527 | $216.1M | 5.6% | -0.1% | 13F ↗ |
| 2 | AAPL Apple Inc. | 577,538 | $191.5M | 4.9% | -0.4% | 13F ↗ |
| 3 | NVDA NVIDIA Corporation | 545,615 | $123.7M | 3.2% | -1.3% | 13F ↗ |
| 4 | Invesco Qqq Tr | 107,254 | $79.1M | 2.0% | -7.3% | 13F ↗ |
| 5 | AMZN Amazon.com, Inc. | 288,642 | $71.3M | 1.8% | -3.2% | 13F ↗ |
| 6 | MSFT Microsoft Corporation | 129,473 | $66.4M | 1.7% | -3.6% | 13F ↗ |
| 7 | iShares Tr S&P 500 Grwt Etf | 409,681 | $58.3M | 1.5% | -4.2% | 13F ↗ |
| 8 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 76,691 | $58.2M | 1.5% | -4.8% | 13F ↗ |
| 9 | iShares Tr Core Div Grwth | 726,068 | $54.7M | 1.4% | +0.6% | 13F ↗ |
| 10 | Vanguard Index Fds S&P 500 Etf Shs | 67,143 | $47.0M | 1.2% | -6.3% | 13F ↗ |
| 11 | GOOG Alphabet Inc. Class C | 136,842 | $46.5M | 1.2% | Unchanged | 13F ↗ |
| 12 | iShares Tr Etf | 354,906 | $36.3M | 0.9% | +5.7% | 13F ↗ |
| 13 | Schwab Strategic Tr Us Lcap Gr Etf | 983,084 | $35.3M | 0.9% | +1.8% | 13F ↗ |
| 14 | GOOGL Alphabet Inc. Class A | 85,126 | $28.9M | 0.7% | -0.9% | 13F ↗ |
| 15 | Schwab Strategic Tr Us Dividend Eq | 886,532 | $28.8M | 0.7% | -4.1% | 13F ↗ |
| 16 | iShares Tr Etf | 335,881 | $27.3M | 0.7% | +4.9% | 13F ↗ |
| 17 | MU Micron Technology, Inc. | 25,928 | $26.6M | 0.7% | +3.1% | 13F ↗ |
| 18 | Vanguard Index Fds Mrngstr Ttl Stk | 66,650 | $24.9M | 0.6% | -2.6% | 13F ↗ |
| 19 | META Meta Platforms, Inc. | 33,356 | $24.2M | 0.6% | -7.7% | 13F ↗ |
| 20 | CRWD CrowdStrike Holdings, Inc. | 83,793 | $22.6M | 0.6% | -8.3% | 13F ↗ |
| 21 | Capital Group Dividend Value Units | 458,774 | $22.2M | 0.6% | -1.3% | 13F ↗ |
| 22 | AVGO Broadcom Inc. | 62,893 | $22.1M | 0.6% | -1.9% | 13F ↗ |
| 23 | AMD Advanced Micro Devices, Inc. | 36,586 | $22.0M | 0.6% | -5.0% | 13F ↗ |
| 24 | iShares Tr S&P 500 Val Etf | 94,483 | $21.5M | 0.6% | -1.6% | 13F ↗ |
| 25 | BRK-B Berkshire Hathaway Inc. Class B | 42,542 | $21.2M | 0.5% | +0.2% | 13F ↗ |
| 26 | iShares Tr Core S&P Mcp Etf | 278,055 | $20.0M | 0.5% | -0.5% | 13F ↗ |
| 27 | First Tr Exchange Traded Fd Risng Divd Achiv | 248,120 | $19.4M | 0.5% | -1.9% | 13F ↗ |
| 28 | CAT Caterpillar, Inc. | 23,784 | $19.2M | 0.5% | -5.6% | 13F ↗ |
| 29 | JPM JPMorgan Chase & Co. | 54,493 | $18.0M | 0.5% | -0.4% | 13F ↗ |
| 30 | PLTR Palantir Technologies Inc. | 95,826 | $17.9M | 0.5% | +22.5% | 13F ↗ |
| 31 | JNJ Johnson & Johnson | 66,705 | $17.5M | 0.5% | +7.5% | 13F ↗ |
| 32 | Select Sector Spdr Tr St Str Techn Etf | 86,004 | $17.0M | 0.4% | -0.6% | 13F ↗ |
| 33 | LLY Eli Lilly and Company | 14,644 | $16.9M | 0.4% | -0.4% | 13F ↗ |
| 34 | iShares Tr Fltg Rate Nt Etf | 321,834 | $16.4M | 0.4% | +12.2% | 13F ↗ |
| 35 | iShares Tr Intl Sel Div Etf | 387,579 | $16.4M | 0.4% | +5.1% | 13F ↗ |
| 36 | CVX Chevron Corporation | 81,794 | $15.9M | 0.4% | -1.4% | 13F ↗ |
| 37 | Schwab Strategic Tr Us Lrg Cap Etf | 514,617 | $15.4M | 0.4% | +1.4% | 13F ↗ |
| 38 | IAU iShares Gold Trust · Ishares New | 196,143 | $15.3M | 0.4% | -11.1% | 13F ↗ |
| 39 | TSLA Tesla, Inc. | 41,649 | $14.8M | 0.4% | +2.5% | 13F ↗ |
| 40 | iShares Tr Core S&P Scp Etf | 109,031 | $14.8M | 0.4% | -19.2% | 13F ↗ |
| 41 | GLD SPDR Gold Shares · Gold Shs | 38,698 | $14.7M | 0.4% | -12.2% | 13F ↗ |
| 42 | Vanguard World Fd Inf Tech Etf | 103,123 | $14.5M | 0.4% | +10.1% | 13F ↗ |
| 43 | Vanguard Index Fds Mrngstr Sml Cap | 50,457 | $14.3M | 0.4% | +24.1% | 13F ↗ |
| 44 | ABBV AbbVie Inc. | 54,707 | $14.3M | 0.4% | -2.3% | 13F ↗ |
| 45 | iShares Tr Ishs 1-5YR Invs | 270,533 | $13.9M | 0.4% | +10.7% | 13F ↗ |
| 46 | Vanguard Index Fds Mrngstr Val Etf | 63,096 | $13.5M | 0.3% | -10.9% | 13F ↗ |
| 47 | Vaneck ETF Trust Semiconductr Etf | 22,138 | $13.5M | 0.3% | -10.3% | 13F ↗ |
| 48 | COST Costco Wholesale Corporation | 14,668 | $13.4M | 0.3% | -6.8% | 13F ↗ |
| 49 | First Tr Exchange Traded Fd Smid Risng Etf | 318,763 | $12.9M | 0.3% | +0.2% | 13F ↗ |
| 50 | Pacer Fds Tr Us Cash Cows 100 | 194,160 | $12.8M | 0.3% | -15.5% | 13F ↗ |
Showing the top 50 of 1,318 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
79 new, 517 added to, 677 trimmed, 155 exited, 45 unchanged. By estimated dollars.
New positions (79)
| XOM ExxonMobil Holdings Corporation | 78,456 | New | $12.8M |
| First Tr Exchng Traded Fd Vi Active Factor La | 68,323 | New | $2.6M |
| TVTX Travere Therapeutics, Inc. | 35,090 | New | $2.1M |
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt | 26,403 | New | $1.6M |
| PNTG The Pennant Group, Inc. | 40,330 | New | $1.6M |
| CCI Crown Castle Inc. | 22,308 | New | $1.5M |
| OKE ONEOK, Inc. | 16,318 | New | $1.4M |
| WDAY Workday, Inc. | 7,122 | New | $1.4M |
| NTAP NetApp, Inc. | 6,410 | New | $1.3M |
| CNC Centene Corporation | 20,829 | New | $1.3M |
Added to (517)
| BlackRock ETF Trust Ishares Us Equit | 153,024 | +104% | $5.4M |
| Vanguard Whitehall Fds High Div Yld | 51,384 | +71.5% | $3.3M |
| PLTR Palantir Technologies Inc. | 95,826 | +22.5% | $3.3M |
| Ea Series Trust Sarma Thema Etf | 136,141 | +101% | $2.9M |
| Vanguard Index Fds Mrngstr Sml Cap | 50,457 | +24.1% | $2.8M |
| Invesco Exchange Traded Fd T Etf | 37,205 | +72.5% | $2.3M |
| SPCX Space Exploration Technologies Corp. | 34,670 | +63.1% | $2.0M |
| AMGN Amgen Inc. | 18,816 | +34.2% | $2.0M |
| PH Parker-Hannifin Corporation | 3,331 | +163% | $2.0M |
| CRDO Credo Technology Group Holding Ltd | 15,734 | +175% | $2.0M |
Trimmed (677)
| Invesco Qqq Tr | 107,254 | -7.3% | -$6.2M |
| J P Morgan Exchange Traded F Nasdaq Eqt Prem | 89,297 | -51.4% | -$5.8M |
| BlackRock ETF Trust Ishares Defense | 19,360 | -89.8% | -$5.3M |
| iShares Tr Core S&P Scp Etf | 109,031 | -19.2% | -$3.5M |
| Vanguard Index Fds S&P 500 Etf Shs | 67,143 | -6.3% | -$3.2M |
| iShares Tr Core Us Aggbd Et | 74,183 | -29.7% | -$3.0M |
| SPY State Street SPDR S&P 500 ETF Trust · Trust units | 76,691 | -4.8% | -$3.0M |
| CPB The Campbell's Company | 32,406 | -80.7% | -$2.7M |
| BE Bloom Energy Corporation | 4,702 | -67.0% | -$2.6M |
| First Tr Exchange-Traded Fd Growth Strength | 18,835 | -78.8% | -$2.6M |
Exited (155)
| Exxon Mobil Corp | 80,117 | Exited | -$11.0M |
| Pimco ETF Tr 25YR+ Zero U S | 36,272 | Exited | -$2.3M |
| Vanguard World Fd Extended Dur | 35,302 | Exited | -$2.3M |
| COHR Coherent Corp. | 5,310 | Exited | -$2.1M |
| FLEX Flex Ltd. | 11,680 | Exited | -$1.9M |
| NBIX Neurocrine Biosciences, Inc. | 10,008 | Exited | -$1.7M |
| Wisdomtree Tr Us Quality Grow | 24,578 | Exited | -$1.6M |
| APLD Applied Digital Corporation | 42,189 | Exited | -$1.6M |
| MTSI MACOM Technology Solutions Holdings, Inc. | 4,026 | Exited | -$1.5M |
| STRO Sutro Biopharma, Inc. | 45,020 | Exited | -$1.5M |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Every position, puts and calls. Part of Premium.
Compare two quarters
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Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Oct 23, 2026 | 13F-HR | 1,325 | $3.9B | Current | SEC ↗ |
| Q2 2026 | Aug 7, 2026 | 13F-HR | 1,404 | $4.0B | Current | SEC ↗ |
| Q1 2026 | May 4, 2026 | 13F-HR | 1,309 | $3.6B | Current | SEC ↗ |
| Q4 2025 | Jan 30, 2026 | 13F-HR | 1,295 | $3.6B | Current | SEC ↗ |
| Q3 2025 | Nov 10, 2025 | 13F-HR | 1,290 | $3.5B | Current | SEC ↗ |
| Q2 2025 | Aug 5, 2025 | 13F-HR | 1,244 | $3.3B | Current | SEC ↗ |
| Q1 2025 | May 2, 2025 | 13F-HR | 1,203 | $3.1B | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer