Estimated market cap $178.47MShares outstanding from the company’s latest SEC filing (all share classes, each priced at its own close; ADRs converted to ADS) × last close from Tiingo. Updated daily. This figure: shares as of Oct 5, 2026, last close Nov 13, 2026.15.56M shares, shares as of Oct 5, 2026CIK 1377936The SEC’s Central Index Key, the number it uses to identify every company and person that files.
Insider trades, 12 mo
—
No open-market trades
Congress trades, 24 mo
—
No disclosed trades
13F holders
…
Lobbying, 12 mo
—
No lobbying filings
Federal contracts, 12 mo
—
None matched
Ask your AI:
Latest 10-Q
What changed in Saratoga Investment Corp New's latest quarterly report, compared with the one before.
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Insider trades
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
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13F holders
Funds that report this stock, checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
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Top 10 holders.Premium lists every holder, with CSV downloads.
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
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Lobbying
What Saratoga Investment Corp New and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
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Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
13F holders, Q3 2026Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
45
9.5% of shares · 12 added
Latest 10-Q
Q3 2026
What changed in Saratoga Investment Corp New's latest quarterly report, compared with the one before.
Filed Oct 6, 2026 · Quarter ended Aug 31, 2026
Summary text goes here once it has loaded. Summary text goes here once it has loaded.
Summary text goes here once it has loaded.
Summary text goes here once it has loaded.
AI summary of changes vs the prior report. Written by AI from the paragraphs that changed, and checked against them. This is information, not investment advice.
Compared with the 10-Q for the quarter ended May 31, 2026. Sections compared: management's discussion, risk factors, legal proceedings and controls and procedures.
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
No recent insider purchases or sales for this company.
13F holders
1.47M shares
45 funds report SAR. Values checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
Funds own 12% of shares (Q2 2026)Fund managers with more than $100 million in US-listed stocks file a 13F each quarter. It lists their long stock positions only (shorts, options and bonds are left out) and can arrive up to 45 days after the quarter ends, so this is a snapshot of the quarter end. We add up the shares every fund reports in this class and divide by the shares outstanding. The total can pass 100%: the same shares are often reported by more than one manager (an adviser and the fund it runs), lent shares can be reported twice, and the share count can be out of date after buybacks. We divided 1.89M reported shares by 16.31M shares, from the company’s SEC filing as of Jul 6, 2026.
59 funds hold the stock.
Q3 2026: 9.5% · 5,560 of ~8,900 funds reported so farFunds have 45 days after a quarter ends to file. This quarter’s reports are still arriving, so the figure only counts the funds that have filed so far and will usually rise.
Q2 202515%
Q3 202514%
Q4 202513%
Q1 202612%
Q2 202612%
Q3 2026 (so far)9.5%
Q3 2026. 9 new, 12 added to, 14 trimmed, 24 exited since Q2 2026.
One of these funds reports its values in thousands of dollars; its figures are shown in dollars.
Download CSVEvery fund that holds SAR, not only these ten. A download holds at most 10,000 rows; narrow the filters to get a smaller slice.
Trades by members of Congress
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
No recent congressional trades for this company.
Lobbying
What Saratoga Investment Corp New and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
No recent lobbying filings for this company.
Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
Funds holding the stock
Shares they report
Funds holding the stock by quarter
Q2 2013
11
—
522,016
$12.4M
Q3 2013
12
+1
527,024
$16.6M
Q4 2013
16
+4
2.88M
$31.2M
Q1 2014
13
-3
1.18M
$29.1M
Q2 2014
16
+3
1.21M
$30.3M
Q3 2014
17
+1
1.19M
$29.8M
Q4 2014
19
+2
1.11M
$22.9M
Q1 2015
17
-2
1.07M
$23.8M
Q2 2015
16
-1
1.02M
$17.5M
Q3 2015
17
+1
1.19M
$19.3M
Q4 2015
24
+7
1.29M
$20.0M
Q1 2016
22
-2
1.35M
$21.1M
Q2 2016
21
-1
1.18M
$19.9M
Q3 2016
23
+2
993,276
$17.7M
Q4 2016
21
-2
978,583
$20.2M
Q1 2017
20
-1
976,600
$21.2M
Q2 2017
20
0
1.02M
$21.2M
Q3 2017
19
-1
1.04M
$22.4M
Q4 2017
25
+6
1.09M
$24.4M
Q1 2018
22
-3
1.05M
$21.8M
Q2 2018
26
+4
1.07M
$29.0M
Q3 2018
30
+4
1.24M
$28.7M
Q4 2018
26
-4
1.20M
$24.0M
Q1 2019
30
+4
1.26M
$28.1M
Q2 2019
31
+1
1.47M
$36.4M
Q3 2019
42
+11
1.92M
$47.4M
Q4 2019
47
+5
2.31M
$57.8M
Q1 2020
44
-3
2.06M
$23.9M
Q2 2020
45
+1
2.34M
$36.9M
Q3 2020
41
-4
2.43M
$40.8M
Q4 2020
44
+3
1.41M
$29.4M
Q1 2021
47
+3
1.27M
$32.1M
Q2 2021
47
0
1.17M
$31.6M
Q3 2021
53
+6
1.27M
$36.5M
Q4 2021
63
+10
2.55M
$74.9M
Q1 2022
57
-6
2.35M
$63.9M
Q2 2022
54
-3
2.42M
$57.9M
Q3 2022
48
-6
2.34M
$48.6M
Q4 2022
52
+4
2.28M
$56.9M
Q1 2023
57
+5
1.87M
$47.1M
Q2 2023
66
+9
1.78M
$48.0M
Q3 2023
64
-2
2.42M
$62.1M
Q4 2023
70
+6
2.58M
$66.6M
Q1 2024
61
-9
2.24M
$52.0M
Q2 2024
58
-3
2.01M
$45.7M
Q3 2024
57
-1
2.12M
$46.7M
Q4 2024
67
+10
2.21M
$52.9M
Q1 2025
67
0
2.52M
$63.9M
Q2 2025
65
-2
2.36M
$58.5M
Q3 2025
71
+6
2.26M
$55.2M
Q4 2025
71
0
2.09M
$48.4M
Q1 2026
63
-8
1.93M
$42.2M
Q2 2026
59
-4
1.89M
$42.2M
Q3 2026
45
-14
1.47M
$24.6M
Each point is a quarter-end, from Q2 2013 to Q3 2026. A fund's 13F lists its long positions in US-listed securities as of the last day of the quarter and arrives up to 45 days later, so each point shows holdings at quarter-end, not on the day they were reported.
Common shares only; options and bonds are left out. When a fund amends a report, the amended version is the one counted.
The history follows the company's current CUSIP number (80349A208). If the company's shares were ever re-issued under a different CUSIP, the quarters before the change are not part of this series, so the first point (Q2 2013) can be later than the stock's first appearance in 13F reports.
Share counts are adjusted for stock splits; none took place between these quarters. Values are in dollars as reported at the time and are not adjusted.
A quarter appears once our daily update has built its summary. If a summary cannot be built, older reports are kept and the chart shows the quarters it has until the next update repairs it.