Funds › Advisors Asset Management, Inc.
Advisors Asset Management, Inc.
13F for Q3 2026, filed Nov 10, 2026. 1,381 positions worth $6.3B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 10, 2026
Reported value
$6.3B
−$218.9M (3.3%) vs Q2 2026
Positions
1,381
1,408 in Q2 2026
Top 10 share
9.3%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | MSFT Microsoft Corporation | 314,892 | $70.4M | 1.1% | +13.6% | 13F ↗ |
| 2 | MA Mastercard Incorporated | 279,639 | $68.5M | 1.1% | +156% | 13F ↗ |
| 3 | AXP American Express Company | 295,599 | $64.9M | 1.0% | +191% | 13F ↗ |
| 4 | AMT American Tower Corporation | 311,253 | $60.2M | 1.0% | +217% | 13F ↗ |
| 5 | AAPL Apple Inc. | 312,734 | $57.8M | 0.9% | -37.5% | 13F ↗ |
| 6 | META Meta Platforms, Inc. | 231,317 | $57.2M | 0.9% | +48.9% | 13F ↗ |
| 7 | WMT Walmart Inc. | 458,381 | $54.2M | 0.9% | -32.5% | 13F ↗ |
| 8 | V Visa Inc. | 292,753 | $52.8M | 0.8% | +49.9% | 13F ↗ |
| 9 | MU Micron Technology, Inc. | 77,417 | $52.7M | 0.8% | +31.2% | 13F ↗ |
| 10 | GOOGL Alphabet Inc. Class A | 290,319 | $51.3M | 0.8% | -43.3% | 13F ↗ |
| 11 | VZ Verizon Communications Inc. | 960,978 | $51.3M | 0.8% | -15.9% | 13F ↗ |
| 12 | T AT&T Inc. | 793,898 | $47.3M | 0.7% | -33.6% | 13F ↗ |
| 13 | PANW Palo Alto Networks, Inc. | 148,433 | $46.7M | 0.7% | +24.6% | 13F ↗ |
| 14 | IBM International Business Machines Corporation | 373,447 | $46.5M | 0.7% | +114% | 13F ↗ |
| 15 | CMCSA Comcast Corporation | 488,461 | $42.6M | 0.7% | -47.7% | 13F ↗ |
| 16 | PYPL PayPal Holdings, Inc. | 128,943 | $42.5M | 0.7% | -8.0% | 13F ↗ |
| 17 | CVX Chevron Corporation | 219,635 | $41.4M | 0.7% | +10.8% | 13F ↗ |
| 18 | MRK Merck & Company, Inc. | 335,174 | $41.0M | 0.6% | -3.2% | 13F ↗ |
| 19 | TXN Texas Instruments Incorporated | 883,304 | $40.9M | 0.6% | +467% | 13F ↗ |
| 20 | AMGN Amgen Inc. | 179,004 | $40.6M | 0.6% | +84.1% | 13F ↗ |
| 21 | DELL Dell Technologies Inc. | 97,689 | $39.3M | 0.6% | +5.3% | 13F ↗ |
| 22 | UPS United Parcel Service, Inc. | 564,133 | $37.2M | 0.6% | +51.7% | 13F ↗ |
| 23 | TMUS T-Mobile US, Inc. | 342,474 | $34.2M | 0.5% | +134% | 13F ↗ |
| 24 | AVGO Broadcom Inc. | 147,956 | $34.0M | 0.5% | +19.4% | 13F ↗ |
| 25 | AMZN Amazon.com, Inc. | 198,540 | $33.8M | 0.5% | -72.3% | 13F ↗ |
| 26 | KO Coca-Cola Company | 324,748 | $32.5M | 0.5% | -11.8% | 13F ↗ |
| 27 | CCI Crown Castle Inc. | 293,013 | $32.5M | 0.5% | +54.2% | 13F ↗ |
| 28 | NVDA NVIDIA Corporation | 183,628 | $31.9M | 0.5% | +18.5% | 13F ↗ |
| 29 | HD Home Depot, Inc. | 164,674 | $31.5M | 0.5% | +68.2% | 13F ↗ |
| 30 | JNJ Johnson & Johnson | 211,779 | $30.3M | 0.5% | +53.9% | 13F ↗ |
| 31 | JPM JPMorgan Chase & Co. | 311,218 | $30.0M | 0.5% | +296% | 13F ↗ |
| 32 | PG Procter & Gamble Company | 263,227 | $29.3M | 0.5% | +47.1% | 13F ↗ |
| 33 | APH Amphenol Corporation | 228,317 | $28.7M | 0.5% | -28.9% | 13F ↗ |
| 34 | UBER Uber Technologies, Inc. | 318,729 | $28.3M | 0.4% | +31.5% | 13F ↗ |
| 35 | PH Parker-Hannifin Corporation | 53,331 | $28.3M | 0.4% | +89.5% | 13F ↗ |
| 36 | PWR Quanta Services, Inc. | 75,391 | $26.9M | 0.4% | New | 13F ↗ |
| 37 | SHOP Shopify Inc. | 187,321 | $26.6M | 0.4% | -42.9% | 13F ↗ |
| 38 | COST Costco Wholesale Corporation | 229,666 | $26.5M | 0.4% | +491% | 13F ↗ |
| 39 | ROK Rockwell Automation, Inc. | 190,355 | $26.5M | 0.4% | +386% | 13F ↗ |
| 40 | ABBV AbbVie Inc. | 133,738 | $25.6M | 0.4% | +52.9% | 13F ↗ |
| 41 | GLW Corning Incorporated | 155,407 | $25.4M | 0.4% | -24.7% | 13F ↗ |
| 42 | NEE NextEra Energy, Inc. | 323,158 | $25.0M | 0.4% | +18.6% | 13F ↗ |
| 43 | PFE Pfizer, Inc. | 780,185 | $24.8M | 0.4% | -10.7% | 13F ↗ |
| 44 | CSCO Cisco Systems, Inc. | 279,057 | $24.1M | 0.4% | -19.6% | 13F ↗ |
| 45 | FDX FedEx Corporation | 105,150 | $23.8M | 0.4% | +56.3% | 13F ↗ |
| 46 | GEV GE Vernova Inc. | 102,208 | $23.6M | 0.4% | +306% | 13F ↗ |
| 47 | ACN Accenture plc | 114,182 | $23.3M | 0.4% | +39.9% | 13F ↗ |
| 48 | DASH DoorDash, Inc. | 113,769 | $23.2M | 0.4% | +23.6% | 13F ↗ |
| 49 | MS Morgan Stanley | 255,504 | $22.8M | 0.4% | +199% | 13F ↗ |
| 50 | MUC Blackrock MuniHoldings California Quality Fund, Inc. | 2.30M | $22.4M | 0.4% | -0.1% | 13F ↗ |
Showing the top 50 of 1,381 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
103 new, 741 added to, 531 trimmed, 130 exited, 6 unchanged. By estimated dollars.
New positions (103)
| PWR Quanta Services, Inc. | 75,391 | New | $26.9M |
| RTX RTX Corporation | 130,057 | New | $22.0M |
| OKE ONEOK, Inc. | 271,598 | New | $11.2M |
| MYI Blackrock MuniYield Quality Fund III, Inc | 987,278 | New | $9.5M |
| VOYG Voyager Technologies, Inc. | 25,997 | New | $8.9M |
| TGT Target Corporation | 58,275 | New | $8.4M |
| XOM ExxonMobil Holdings Corporation | 52,179 | New | $8.2M |
| FTNT Fortinet, Inc. | 48,894 | New | $7.2M |
| SPXC SPX Technologies, Inc. | 102,327 | New | $6.5M |
| VKI Invesco Advantage Municipal Income Trust II · Sh Ben Int | 835,221 | New | $6.2M |
Added to (741)
| AXP American Express Company | 295,599 | +191% | $42.6M |
| MA Mastercard Incorporated | 279,639 | +156% | $41.7M |
| AMT American Tower Corporation | 311,253 | +217% | $41.2M |
| TXN Texas Instruments Incorporated | 883,304 | +467% | $33.7M |
| IBM International Business Machines Corporation | 373,447 | +114% | $24.8M |
| JPM JPMorgan Chase & Co. | 311,218 | +296% | $22.5M |
| COST Costco Wholesale Corporation | 229,666 | +491% | $22.0M |
| ROK Rockwell Automation, Inc. | 190,355 | +386% | $21.0M |
| TMUS T-Mobile US, Inc. | 342,474 | +134% | $19.6M |
| META Meta Platforms, Inc. | 231,317 | +48.9% | $18.8M |
Trimmed (531)
| AMZN Amazon.com, Inc. | 198,540 | -72.3% | -$88.3M |
| NML Neuberger Energy Infrastructure and Income Fund Inc. | 27,589 | -96.9% | -$70.3M |
| PLUG Plug Power, Inc. | 25,039 | -88.8% | -$55.6M |
| VVR Invesco Senior Income Trust | 257,168 | -86.8% | -$41.5M |
| RKT Rocket Companies, Inc. | 429 | -99.5% | -$40.9M |
| GOOGL Alphabet Inc. Class A | 290,319 | -43.3% | -$39.1M |
| CMCSA Comcast Corporation | 488,461 | -47.7% | -$38.8M |
| EVGO EVgo Inc. | 188 | -99.7% | -$34.7M |
| AAPL Apple Inc. | 312,734 | -37.5% | -$34.7M |
| WMT Walmart Inc. | 458,381 | -32.5% | -$26.1M |
Exited (130)
| Oneok Inc | 168,493 | Exited | -$14.6M |
| Exxon Mobil Corp | 54,161 | Exited | -$7.4M |
| Two Harbors Inventment Corpo | 593,402 | Exited | -$7.4M |
| GOOG Alphabet Inc. Class C | 20,837 | Exited | -$7.4M |
| PSA Public Storage | 19,198 | Exited | -$6.1M |
| First Tr Sr Fltg Rate Income | 582,569 | Exited | -$5.6M |
| ALL Allstate Corporation | 20,150 | Exited | -$4.8M |
| MET MetLife, Inc. | 53,457 | Exited | -$4.5M |
| Catalyst Pharmaceuticals Inc | 123,743 | Exited | -$3.9M |
| LYB LyondellBasell Industries NV · Shs - A - | 55,524 | Exited | -$2.9M |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 10, 2026 | 13F-HR | 1,381 | $6.3B | Current | SEC ↗ |
| Q2 2026 | Aug 14, 2026 | 13F-HR | 1,408 | $6.6B | Current | SEC ↗ |
| Q1 2026 | May 15, 2026 | 13F-HR | 1,451 | $6.0B | Current | SEC ↗ |
| Q4 2025 | Aug 21, 2026 | 13F-HR/A (restatement) | 1,440 | $6.0B | Current | SEC ↗ |
| Q4 2025 | Aug 21, 2026 | 13F-HR/A (new holdings) | 7 | $115.1K | Current | SEC ↗ |
| Q4 2025 | Feb 12, 2026 | 13F-HR | 1,440 | $6.0B | Replaced | SEC ↗ |
| Q3 2025 | Aug 26, 2026 | 13F-HR/A (restatement) | 1,453 | $5.9B | Current | SEC ↗ |
| Q3 2025 | Aug 21, 2026 | 13F-HR/A (new holdings) | 6 | $78.0K | Replaced | SEC ↗ |
| Q3 2025 | Nov 6, 2025 | 13F-HR | 1,453 | $5.9B | Replaced | SEC ↗ |
| Q2 2025 | Aug 24, 2026 | 13F-HR/A (restatement) | 1,472 | $5.6B | Current | SEC ↗ |
| Q2 2025 | Aug 21, 2026 | 13F-HR/A (new holdings) | 5 | $60.7K | Replaced | SEC ↗ |
| Q2 2025 | Aug 12, 2025 | 13F-HR | 1,472 | $5.6B | Replaced | SEC ↗ |
| Q1 2025 | Aug 26, 2026 | 13F-HR/A (restatement) | 1,492 | $5.3B | Current | SEC ↗ |
| Q1 2025 | Aug 21, 2026 | 13F-HR/A (new holdings) | 6 | $74.8K | Replaced | SEC ↗ |
| Q1 2025 | May 15, 2025 | 13F-HR | 1,494 | $5.3B | Replaced | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer