Insider trades › Andrew Dakos
Andrew Dakos
A corporate insider: an officer, director or owner of more than 10% of a company. Insiders report their trades to the SEC on Form 4The form insiders use to report each purchase or sale of their company's stock. It is due within two business days of the trade. · Last filing Oct 20, 2026
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Using 13F.ai, list Andrew Dakos's open-market buys and sells across companies in the last two years, with the Form 4 links.
Using 13F.ai, how did the stocks Andrew Dakos bought perform after the purchase compared with the S&P 500?
Using 13F.ai, are other insiders at the same companies buying or selling at the same time as Andrew Dakos?
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Buying and selling by quarter
Dollars bought and sold on the open market over the last two years.
Bought Sold
By trade date, using the shares and price reported for each trade. Stock grants, option exercises and shares withheld for tax are left out.
Roles
The companies where this person reports as an insider, and their position at each, most recent first.
| TRC Tejon Ranch Co | Director | Oct 20, 2026 |
| SWZ Total Return Securities Fund | President and CEO, Director | Sep 29, 2026 |
| SPE Special Opportunities Fund, Inc | President and CEO, Director | Jun 4, 2026 |
| CXH MFS Investment Grade Municipal Trust | 10% owner | Feb 26, 2026 |
| PCF High Income Securities Fund | President, Director | Dec 16, 2024 |
Roles come from the filings themselves and can change over time.
Latest open-market trades
Purchases and sales at every company, most recent filing first.
| How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss. | Filing | ||||||
|---|---|---|---|---|---|---|---|
| Sep 28, 2026 | SWZ Total Return Securities Fund | Buy | 9,000 | $5.77 | $51.9K | +2.7% | Form 4 ↗ |
| Sep 28, 2026 | SWZ Total Return Securities Fund | Buy | 1,000 | $5.76 | $5,760 | +2.7% | Form 4 ↗ |
| Sep 25, 2026 | SWZ Total Return Securities Fund | Buy | 2,351 | $5.82 | $13.7K | +2.7% | Form 4 ↗ |
| Sep 25, 2026 | SWZ Total Return Securities Fund | Buy | 7,649 | $5.81 | $44.4K | +2.7% | Form 4 ↗ |
| Jul 2, 2026 | SWZ Total Return Securities Fund | Buy | 4,767 | $5.92 | $28.2K | -2.5% | Form 4 ↗ |
| Jul 2, 2026 | SWZ Total Return Securities Fund | Buy | 233 | $5.92 | $1,379 | -2.5% | Form 4 ↗ |
| Jun 3, 2026 | SPE Special Opportunities Fund, Inc | Sale | 5,184 | $14.11 | $73.1K | -14.2% | Form 4 ↗ |
| Jun 3, 2026 | SPE Special Opportunities Fund, Inc | Sale | 133 | $14.07 | $1,871 | -14.2% | Form 4 ↗ |
| Jun 2, 2026 | SPE Special Opportunities Fund, Inc | Sale | 1,077 | $14.02 | $15.1K | -12.9% | Form 4 ↗ |
| May 28, 2026 | SWZ Total Return Securities Fund | Buy | 5,400 | $5.99 | $32.3K | -2.5% | Form 4 ↗ |
| May 28, 2026 | SWZ Total Return Securities Fund | Buy | 100 | $5.98 | $598 | -2.5% | Form 4 ↗ |
| May 27, 2026 | SWZ Total Return Securities Fund | Buy | 3,000 | $5.98 | $17.9K | -2.7% | Form 4 ↗ |
| May 27, 2026 | SWZ Total Return Securities Fund | Buy | 4,500 | $5.97 | $26.9K | -2.7% | Form 4 ↗ |
| May 20, 2026 | SWZ Total Return Securities Fund | Buy | 2,987 | $5.96 | $17.8K | -3.6% | Form 4 ↗ |
| May 19, 2026 | SWZ Total Return Securities Fund | Buy | 13 | $5.95 | $77.35 | -4.7% | Form 4 ↗ |
| May 18, 2026 | SWZ Total Return Securities Fund | Buy | 4,000 | $5.95 | $23.8K | -3.6% | Form 4 ↗ |
| Apr 17, 2026 | SWZ Total Return Securities Fund | Buy | 3,000 | $6.09 | $18.3K | -10.0% | Form 4 ↗ |
| Apr 16, 2026 | SWZ Total Return Securities Fund | Buy | 4,718 | $6.06 | $28.6K | -10.8% | Form 4 ↗ |
| Apr 16, 2026 | SWZ Total Return Securities Fund | Buy | 3,000 | $6.05 | $18.1K | -10.8% | Form 4 ↗ |
| Apr 16, 2026 | SWZ Total Return Securities Fund | Buy | 547 | $6.04 | $3,304 | -10.8% | Form 4 ↗ |
| Apr 8, 2026 | SWZ Total Return Securities Fund | Buy | 4,000 | $5.98 | $23.9K | -14.3% | Form 4 ↗ |
| Apr 7, 2026 | SWZ Total Return Securities Fund | Buy | 2,000 | $5.95 | $11.9K | -16.4% | Form 4 ↗ |
| Apr 6, 2026 | SWZ Total Return Securities Fund | Buy | 100 | $5.95 | $595 | -16.3% | Form 4 ↗ |
| Apr 2, 2026 | SWZ Total Return Securities Fund | Buy | 4,863 | $5.93 | $28.8K | -16.4% | Form 4 ↗ |
| Mar 30, 2026 | SWZ Total Return Securities Fund | Buy | 5,300 | $5.91 | $31.3K | -20.4% | Form 4 ↗ |
| Mar 27, 2026 | SWZ Total Return Securities Fund | Buy | 5,900 | $5.92 | $34.9K | -19.6% | Form 4 ↗ |
| Mar 24, 2026 | SWZ Total Return Securities Fund | Buy | 5,000 | $5.96 | $29.8K | -17.2% | Form 4 ↗ |
| Mar 24, 2026 | SWZ Total Return Securities Fund | Buy | 1,000 | $5.95 | $5,950 | -17.2% | Form 4 ↗ |
| Mar 12, 2026 | SWZ Total Return Securities Fund | Buy | 3,324 | $6.00 | $19.9K | -15.9% | Form 4 ↗ |
| Mar 11, 2026 | SWZ Total Return Securities Fund | Buy | 1,700 | $6.00 | $10.2K | -14.2% | Form 4 ↗ |
| Mar 6, 2026 | SWZ Total Return Securities Fund | Buy | 12,500 | $5.97 | $74.6K | -13.5% | Form 4 ↗ |
| Mar 5, 2026 | SWZ Total Return Securities Fund | Buy | 12,000 | $6.01 | $72.1K | -12.9% | Form 4 ↗ |
| Mar 2, 2026 | SWZ Total Return Securities Fund | Buy | 9,918 | $5.95 | $59.0K | -14.6% | Form 4 ↗ |
| Mar 2, 2026 | SWZ Total Return Securities Fund | Buy | 5,000 | $6.15 | $30.8K | -14.6% | Form 4 ↗ |
| Feb 27, 2026 | SWZ Total Return Securities Fund | Buy | 2,000 | $6.20 | $12.4K | -15.8% | Form 4 ↗ |
| Feb 26, 2026 | SWZ Total Return Securities Fund | Buy | 5,000 | $6.17 | $30.9K | -14.8% | Form 4 ↗ |
| Feb 24, 2026 | CXH MFS Investment Grade Municipal Trust | Buy | 1,372 | $8.12 | $11.1K | -13.7% | Form 4 ↗ |
| Feb 24, 2026 | SWZ Total Return Securities Fund | Buy | 326 | $6.14 | $2,002 | -14.8% | Form 4 ↗ |
| Feb 24, 2026 | SWZ Total Return Securities Fund | Buy | 1,348 | $6.17 | $8,317 | -14.8% | Form 4 ↗ |
| Feb 23, 2026 | SWZ Total Return Securities Fund | Buy | 2,000 | $6.14 | $12.3K | -15.3% | Form 4 ↗ |
| Feb 23, 2026 | SWZ Total Return Securities Fund | Buy | 2,000 | $6.13 | $12.3K | -15.3% | Form 4 ↗ |
| Feb 20, 2026 | SWZ Total Return Securities Fund | Buy | 183 | $6.14 | $1,124 | -14.5% | Form 4 ↗ |
| Feb 20, 2026 | SWZ Total Return Securities Fund | Buy | 2,817 | $6.16 | $17.4K | -14.5% | Form 4 ↗ |
| Feb 19, 2026 | SWZ Total Return Securities Fund | Buy | 4,881 | $6.12 | $29.9K | -14.5% | Form 4 ↗ |
| Feb 19, 2026 | SWZ Total Return Securities Fund | Buy | 119 | $6.11 | $727 | -14.5% | Form 4 ↗ |
| Feb 11, 2026 | CXH MFS Investment Grade Municipal Trust | Buy | 3,989 | $8.10 | $32.3K | -12.4% | Form 4 ↗ |
| Feb 4, 2026 | SWZ Total Return Securities Fund | Buy | 2,000 | $6.03 | $12.1K | -12.9% | Form 4 ↗ |
| Feb 4, 2026 | SWZ Total Return Securities Fund | Buy | 2,000 | $6.02 | $12.0K | -12.9% | Form 4 ↗ |
| Feb 4, 2026 | SWZ Total Return Securities Fund | Buy | 2,000 | $6.04 | $12.1K | -12.9% | Form 4 ↗ |
| Feb 3, 2026 | SWZ Total Return Securities Fund | Buy | 7,000 | $5.97 | $41.8K | -11.6% | Form 4 ↗ |
| Feb 3, 2026 | SWZ Total Return Securities Fund | Buy | 3,000 | $5.96 | $17.9K | -11.6% | Form 4 ↗ |
| Dec 30, 2025 | SPE Special Opportunities Fund, Inc | Sale | 4,098 | $14.66 | $60.1K | -27.0% | Form 4 ↗ |
Each row links to its Form 4. Since trade compares the stock’s move from the close on the trade date (or the next trading day) to its latest close with the S&P 500 over the same days, adjusted for splits and excluding dividends. It describes the stock, not what the trader made: we don’t know their purchase price, position size or later sales. A dash means the trade isn’t matched to a listed stock, or there is no closing price after it yet.
When several people report on the same filing, we list it under the first one named, so trades by someone usually listed second may be missing here. Information, not investment advice: see the disclaimer.