Funds › Focused Alpha, LLC
Focused Alpha, LLC
13F for Q3 2026, filed Oct 20, 2026. 249 positions worth $402.0M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Oct 20, 2026
Reported value
$402.0M
+$11.9M (3.0%) vs Q2 2026
Positions
249
264 in Q2 2026
Top 10 share
33.3%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | iShares Tr Core S&P500 Etf | 30,789 | $23.6M | 5.9% | +12.2% | 13F ↗ |
| 2 | Vanguard Index Fds Mrngstr Ttl Stk | 50,040 | $18.7M | 4.7% | +6.4% | 13F ↗ |
| 3 | MSFT Microsoft Corporation | 35,396 | $18.2M | 4.5% | +2.5% | 13F ↗ |
| 4 | Zacks Trust Focus Growth Etf | 350,463 | $11.9M | 2.9% | +17.6% | 13F ↗ |
| 5 | GOOGL Alphabet Inc. Class A | 32,836 | $11.3M | 2.8% | -8.1% | 13F ↗ |
| 6 | AAPL Apple Inc. | 32,768 | $10.9M | 2.7% | -1.0% | 13F ↗ |
| 7 | Pgim ETF Tr Pgim Ultra Sh Bd | 218,570 | $10.8M | 2.7% | +30.1% | 13F ↗ |
| 8 | AB Active Etfs Inc Shor Du Yiel Etf | 291,297 | $10.2M | 2.5% | +0.2% | 13F ↗ |
| 9 | AMZN Amazon.com, Inc. | 38,357 | $9.6M | 2.4% | -2.8% | 13F ↗ |
| 10 | Vanguard Index Fds Mrngstr Val Etf | 40,381 | $8.7M | 2.2% | +7.5% | 13F ↗ |
| 11 | Scm Trust Shelton Eqt Pre | 300,809 | $8.6M | 2.1% | +18.2% | 13F ↗ |
| 12 | Federated Hermes ETF Trust Enhanced Income | 148,292 | $7.7M | 1.9% | New | 13F ↗ |
| 13 | John Hancock Exchange Traded Core Plus Bond | 308,663 | $7.4M | 1.8% | New | 13F ↗ |
| 14 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 9,089 | $6.9M | 1.7% | +4.8% | 13F ↗ |
| 15 | Rbb Fund Trust First Eagle Gbl | 132,985 | $6.7M | 1.7% | +9.8% | 13F ↗ |
| 16 | First Tr Exchng Traded Fd Vi Smit Unco Bd Etf | 257,781 | $6.1M | 1.5% | +22.8% | 13F ↗ |
| 17 | BRK-B Berkshire Hathaway Inc. Class B | 12,286 | $6.1M | 1.5% | +0.5% | 13F ↗ |
| 18 | NVDA NVIDIA Corporation | 26,102 | $6.0M | 1.5% | -7.0% | 13F ↗ |
| 19 | Vaneck ETF Trust Morn Smid Mo Etf | 152,659 | $5.7M | 1.4% | +10.8% | 13F ↗ |
| 20 | JPM JPMorgan Chase & Co. | 17,196 | $5.7M | 1.4% | +37.2% | 13F ↗ |
| 21 | Principal Exchange Traded Fd Spectrum Pfd | 298,041 | $5.5M | 1.4% | +0.4% | 13F ↗ |
| 22 | Schwab Strategic Tr Us Dividend Eq | 160,927 | $5.2M | 1.3% | +7.9% | 13F ↗ |
| 23 | MA Mastercard Incorporated | 8,834 | $4.9M | 1.2% | +19.6% | 13F ↗ |
| 24 | Schwab Strategic Tr Us Lcap Gr Etf | 129,280 | $4.6M | 1.2% | +5.0% | 13F ↗ |
| 25 | iShares Tr Core Div Grwth | 59,013 | $4.4M | 1.1% | +2.6% | 13F ↗ |
| 26 | Columbia ETF Tr I Intl Eq Inco Etf | 111,561 | $4.4M | 1.1% | New | 13F ↗ |
| 27 | GOOG Alphabet Inc. Class C | 11,970 | $4.1M | 1.0% | -0.1% | 13F ↗ |
| 28 | V Visa Inc. | 10,971 | $3.9M | 1.0% | +3.3% | 13F ↗ |
| 29 | Vanguard Whitehall Fds High Div Yld | 21,635 | $3.4M | 0.8% | +1.8% | 13F ↗ |
| 30 | Vanguard Specialized Funds Div App Etf | 13,237 | $3.1M | 0.8% | +1.5% | 13F ↗ |
| 31 | CSCO Cisco Systems, Inc. | 25,305 | $2.7M | 0.7% | +29.9% | 13F ↗ |
| 32 | COST Costco Wholesale Corporation | 2,790 | $2.5M | 0.6% | -3.8% | 13F ↗ |
| 33 | Janus Detroit Str Tr Hendersn Sml Etf | 26,833 | $2.4M | 0.6% | +172% | 13F ↗ |
| 34 | First Tr Exchange-Traded Fd No Amer Energy | 57,829 | $2.4M | 0.6% | +4.2% | 13F ↗ |
| 35 | iShares Inc Msci World Etf | 11,416 | $2.4M | 0.6% | Unchanged | 13F ↗ |
| 36 | iShares Tr S&P 500 Val Etf | 10,110 | $2.3M | 0.6% | -1.7% | 13F ↗ |
| 37 | BRK-A Berkshire Hathaway Inc. Class A | 3 | $2.2M | 0.6% | Unchanged | 13F ↗ |
| 38 | iShares Tr Msci Eafe Etf | 21,507 | $2.2M | 0.6% | Unchanged | 13F ↗ |
| 39 | iShares Tr S&P 500 Grwt Etf | 15,347 | $2.2M | 0.5% | -12.1% | 13F ↗ |
| 40 | Zacks Trust SMALL/MID Cap | 52,822 | $2.2M | 0.5% | -2.0% | 13F ↗ |
| 41 | Invesco Exchange Traded Fd T S&P500 Eql Wgt | 10,272 | $2.1M | 0.5% | +5.0% | 13F ↗ |
| 42 | Vanguard Index Fds Mrngstr Grwt Etf | 23,342 | $2.1M | 0.5% | +0.7% | 13F ↗ |
| 43 | TSM Taiwan Semiconductor Manufacturing Company Ltd. | 4,429 | $2.0M | 0.5% | +5.2% | 13F ↗ |
| 44 | iShares Tr Etf | 7,238 | $2.0M | 0.5% | +0.5% | 13F ↗ |
| 45 | Global X Fds S&P 500 Covered | 43,350 | $1.8M | 0.4% | +95.1% | 13F ↗ |
| 46 | iShares Tr Core Msci Eafe | 17,450 | $1.7M | 0.4% | +12.0% | 13F ↗ |
| 47 | AMGN Amgen Inc. | 3,851 | $1.6M | 0.4% | +8.1% | 13F ↗ |
| 48 | BIO Bio-Rad Laboratories, Inc. Class A | 4,205 | $1.6M | 0.4% | Unchanged | 13F ↗ |
| 49 | GE GE Aerospace | 5,047 | $1.6M | 0.4% | +31.7% | 13F ↗ |
| 50 | Invesco Qqq Tr | 2,063 | $1.5M | 0.4% | -5.8% | 13F ↗ |
Showing the top 50 of 249 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
26 new, 141 added to, 73 trimmed, 41 exited, 9 unchanged. By estimated dollars.
New positions (26)
| Federated Hermes ETF Trust Enhanced Income | 148,292 | New | $7.7M |
| John Hancock Exchange Traded Core Plus Bond | 308,663 | New | $7.4M |
| Columbia ETF Tr I Intl Eq Inco Etf | 111,561 | New | $4.4M |
| PLTR Palantir Technologies Inc. | 4,202 | New | $786.0K |
| TMO Thermo Fisher Scientific Inc | 1,162 | New | $784.5K |
| BAC Bank of America Corporation | 13,638 | New | $742.3K |
| NOW ServiceNow, Inc. | 5,496 | New | $736.5K |
| Spdr Series Trust St Str Blo 1 Etf | 7,868 | New | $721.0K |
| PM Philip Morris International Inc | 3,587 | New | $684.5K |
| UNP Union Pacific Corporation | 2,146 | New | $583.9K |
Added to (141)
| iShares Tr Core S&P500 Etf | 30,789 | +12.2% | $2.6M |
| Pgim ETF Tr Pgim Ultra Sh Bd | 218,570 | +30.1% | $2.5M |
| Zacks Trust Focus Growth Etf | 350,463 | +17.6% | $1.8M |
| JPM JPMorgan Chase & Co. | 17,196 | +37.2% | $1.5M |
| Janus Detroit Str Tr Hendersn Sml Etf | 26,833 | +172% | $1.5M |
| Scm Trust Shelton Eqt Pre | 300,809 | +18.2% | $1.3M |
| First Tr Exchng Traded Fd Vi Smit Unco Bd Etf | 257,781 | +22.8% | $1.1M |
| Vanguard Index Fds Mrngstr Ttl Stk | 50,040 | +6.4% | $1.1M |
| Global X Fds S&P 500 Covered | 43,350 | +95.1% | $877.4K |
| MA Mastercard Incorporated | 8,834 | +19.6% | $798.5K |
Trimmed (73)
| Federated Hermes ETF Trust Etf | 18,758 | -93.7% | -$6.6M |
| Federated Hermes ETF Trust Us Strategic Div | 8,576 | -95.3% | -$5.5M |
| Goldman Sachs ETF Tr S&P 500 Premium | 4,783 | -95.3% | -$5.4M |
| META Meta Platforms, Inc. | 1,331 | -58.7% | -$1.4M |
| GS Goldman Sachs Group, Inc. | 665 | -69.0% | -$1.3M |
| INTC Intel Corporation | 2,677 | -78.8% | -$1.2M |
| AMAT Applied Materials, Inc. | 600 | -79.1% | -$1.2M |
| AMD Advanced Micro Devices, Inc. | 953 | -65.3% | -$1.1M |
| TSLA Tesla, Inc. | 1,670 | -63.3% | -$1.0M |
| GOOGL Alphabet Inc. Class A | 32,836 | -8.1% | -$993.4K |
Exited (41)
| GLW Corning Incorporated | 7,690 | Exited | -$2.0M |
| LRCX Lam Research Corporation | 3,094 | Exited | -$1.3M |
| Exxon Mobil Corp | 6,409 | Exited | -$876.3K |
| TER Teradyne, Inc. | 1,779 | Exited | -$860.8K |
| FCX Freeport-McMoRan, Inc. | 12,306 | Exited | -$773.9K |
| ORLY O'Reilly Automotive, Inc. | 7,337 | Exited | -$675.7K |
| APP AppLovin Corporation | 1,268 | Exited | -$653.3K |
| NEE NextEra Energy, Inc. | 7,018 | Exited | -$616.0K |
| LMT Lockheed Martin Corporation | 1,151 | Exited | -$586.4K |
| QCOM QUALCOMM Incorporated | 2,825 | Exited | -$522.1K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer