Funds › Occidental Asset Management, LLC
Occidental Asset Management, LLC
13F for Q3 2026, filed Nov 5, 2026. 376 positions worth $1.2B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 5, 2026
Reported value
$1.2B
+$148.6M (14.8%) vs Q2 2026
Positions
376
325 in Q2 2026
Top 10 share
35.8%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | NVDA NVIDIA Corporation | 523,163 | $119.5M | 10.3% | +57.5% | 13F ↗ |
| 2 | AAPL Apple Inc. | 229,890 | $76.6M | 6.6% | +25.4% | 13F ↗ |
| 3 | MSFT Microsoft Corporation | 91,863 | $47.1M | 4.1% | +7.7% | 13F ↗ |
| 4 | Spdr Series Trust St Inter Bd Etf | 910,484 | $29.4M | 2.5% | +8.1% | 13F ↗ |
| 5 | iShares Tr Fltg Rate Nt Etf | 540,134 | $27.6M | 2.4% | +3.7% | 13F ↗ |
| 6 | Spdr Series Trust Bond Etf | 928,178 | $27.5M | 2.4% | +7.8% | 13F ↗ |
| 7 | GOOG Alphabet Inc. Class C | 67,611 | $23.0M | 2.0% | +6.9% | 13F ↗ |
| 8 | iShares Tr 0-3 Mth Treasury | 225,441 | $22.7M | 2.0% | +15.7% | 13F ↗ |
| 9 | Flexshares Tr Cre Slct Bd Fd | 983,263 | $20.7M | 1.8% | +8.9% | 13F ↗ |
| 10 | Fidelity Merrimack Str Tr Total Bd Etf | 467,978 | $20.3M | 1.8% | +8.6% | 13F ↗ |
| 11 | DELL Dell Technologies Inc. | 37,236 | $20.0M | 1.7% | -4.3% | 13F ↗ |
| 12 | META Meta Platforms, Inc. | 25,161 | $18.2M | 1.6% | +8.2% | 13F ↗ |
| 13 | iShares Tr Rus 1000 Grw Etf | 140,226 | $17.6M | 1.5% | -0.5% | 13F ↗ |
| 14 | Proshares Tr Invt Int Rt Hg | 200,175 | $15.6M | 1.3% | New | 13F ↗ |
| 15 | AMZN Amazon.com, Inc. | 61,433 | $15.3M | 1.3% | +11.5% | 13F ↗ |
| 16 | iShares Tr S&P 500 Val Etf | 66,219 | $15.1M | 1.3% | -1.7% | 13F ↗ |
| 17 | iShares Tr Core Intl Aggr | 300,894 | $14.8M | 1.3% | +9.5% | 13F ↗ |
| 18 | iShares Tr Rus Mdcp Val Etf | 91,100 | $14.6M | 1.3% | -1.6% | 13F ↗ |
| 19 | iShares Tr Jpmorgan Usd Emg | 153,133 | $13.9M | 1.2% | +12.5% | 13F ↗ |
| 20 | iShares Tr Etf | 168,768 | $13.0M | 1.1% | +11.7% | 13F ↗ |
| 21 | Wisdomtree Tr Wsdm Emktbd Fd | 190,274 | $12.2M | 1.1% | +7.5% | 13F ↗ |
| 22 | JPM JPMorgan Chase & Co. | 36,242 | $12.0M | 1.0% | +5.1% | 13F ↗ |
| 23 | AMD Advanced Micro Devices, Inc. | 19,413 | $11.9M | 1.0% | -3.0% | 13F ↗ |
| 24 | NTAP NetApp, Inc. | 54,030 | $11.4M | 1.0% | +0.7% | 13F ↗ |
| 25 | iShares Tr Rus Md Cp Gr Etf | 80,405 | $11.1M | 1.0% | +0.4% | 13F ↗ |
| 26 | Select Sector Spdr Tr St Str Techn Etf | 53,552 | $10.5M | 0.9% | +2.7% | 13F ↗ |
| 27 | Spdr Series Trust St Str P500GRW | 76,682 | $9.4M | 0.8% | -1.3% | 13F ↗ |
| 28 | iShares Tr Sp SMCP600VL Etf | 68,971 | $8.8M | 0.8% | -0.3% | 13F ↗ |
| 29 | WMT Walmart Inc. | 84,879 | $8.8M | 0.8% | +6.8% | 13F ↗ |
| 30 | MRK Merck & Company, Inc. | 60,224 | $8.8M | 0.8% | +6.1% | 13F ↗ |
| 31 | MS Morgan Stanley | 45,958 | $8.6M | 0.7% | +1.3% | 13F ↗ |
| 32 | CAT Caterpillar, Inc. | 10,498 | $8.5M | 0.7% | +3.0% | 13F ↗ |
| 33 | V Visa Inc. | 23,674 | $8.5M | 0.7% | +8.0% | 13F ↗ |
| 34 | CRM Salesforce, Inc. | 35,200 | $8.1M | 0.7% | +10.1% | 13F ↗ |
| 35 | MU Micron Technology, Inc. | 7,552 | $8.0M | 0.7% | +15.6% | 13F ↗ |
| 36 | QCOM QUALCOMM Incorporated | 42,816 | $7.9M | 0.7% | +9.1% | 13F ↗ |
| 37 | RS Reliance, Inc. | 20,280 | $7.8M | 0.7% | +2.5% | 13F ↗ |
| 38 | Schwab Strategic Tr Fundamental Intl | 145,075 | $7.8M | 0.7% | +4.0% | 13F ↗ |
| 39 | AMGN Amgen Inc. | 18,338 | $7.7M | 0.7% | +5.0% | 13F ↗ |
| 40 | SCCO Southern Copper Corporation | 36,915 | $7.5M | 0.6% | +2.3% | 13F ↗ |
| 41 | iShares Tr Rus 2000 Grw Etf | 20,073 | $7.2M | 0.6% | -0.8% | 13F ↗ |
| 42 | Spdr Series Trust St Str P500VAL | 115,986 | $7.1M | 0.6% | +1.8% | 13F ↗ |
| 43 | iShares Tr Msci Intl Moment | 131,437 | $6.9M | 0.6% | +2.2% | 13F ↗ |
| 44 | DGX Quest Diagnostics Incorporated | 29,622 | $6.9M | 0.6% | +2.6% | 13F ↗ |
| 45 | CAH Cardinal Health, Inc. | 29,030 | $6.5M | 0.6% | +1.5% | 13F ↗ |
| 46 | Spdr Index Shs Fds St Str Po Ex Etf | 128,156 | $6.4M | 0.6% | -1.2% | 13F ↗ |
| 47 | HUBB Hubbell Inc | 14,130 | $6.4M | 0.6% | +3.8% | 13F ↗ |
| 48 | BKR Baker Hughes Company | 114,089 | $6.3M | 0.5% | +4.8% | 13F ↗ |
| 49 | D Dominion Energy, Inc. | 102,647 | $6.2M | 0.5% | +7.5% | 13F ↗ |
| 50 | STX Seagate Technology Holdings PLC | 6,719 | $6.2M | 0.5% | +916% | 13F ↗ |
Showing the top 50 of 376 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
71 new, 199 added to, 64 trimmed, 20 exited, 42 unchanged. By estimated dollars.
New positions (71)
| Proshares Tr Invt Int Rt Hg | 200,175 | New | $15.6M |
| XOM ExxonMobil Holdings Corporation | 14,918 | New | $2.4M |
| Innovator Etfs Trust Etf | 44,903 | New | $1.0M |
| BA Boeing Company | 4,165 | New | $774.8K |
| Vanguard Index Fds Mrngstr Sml Cap | 2,605 | New | $741.1K |
| Innovator Etfs Trust Us Eqt Aclrtd 9 | 16,641 | New | $681.9K |
| Innovator Etfs Trust Equity Dual Dirt | 27,875 | New | $603.1K |
| Innovator Etfs Trust Intrnl Dev July | 14,454 | New | $522.2K |
| Innovator Etfs Trust Us Eqt Ultra Bf | 12,517 | New | $518.0K |
| WDC Western Digital Corporation | 1,131 | New | $514.0K |
Added to (199)
| NVDA NVIDIA Corporation | 523,163 | +57.5% | $43.6M |
| AAPL Apple Inc. | 229,890 | +25.4% | $15.5M |
| STX Seagate Technology Holdings PLC | 6,719 | +916% | $5.6M |
| MSFT Microsoft Corporation | 91,863 | +7.7% | $3.4M |
| iShares Tr 0-3 Mth Treasury | 225,441 | +15.7% | $3.1M |
| Spdr Series Trust St Inter Bd Etf | 910,484 | +8.1% | $2.2M |
| Pimco ETF Tr Enhan Shrt Ma Ac | 31,477 | +191% | $2.1M |
| Spdr Series Trust Bond Etf | 928,178 | +7.8% | $2.0M |
| LLY Eli Lilly and Company | 3,914 | +76.4% | $2.0M |
| Flexshares Tr Cre Slct Bd Fd | 983,263 | +8.9% | $1.7M |
Trimmed (64)
| MPC Marathon Petroleum Corporation | 3,288 | -80.4% | -$5.3M |
| AMAT Applied Materials, Inc. | 8,978 | -24.2% | -$1.5M |
| Select Sector Spdr Tr St Str Energ Etf | 7,871 | -69.9% | -$1.1M |
| OKTA Okta, Inc. | 27,940 | -15.1% | -$1.0M |
| DELL Dell Technologies Inc. | 37,236 | -4.3% | -$906.5K |
| MO Altria Group, Inc. | 11,251 | -52.7% | -$844.7K |
| RTX RTX Corporation | 8,338 | -34.2% | -$803.3K |
| ASML ASML Holding N.V. · Equities | 758 | -35.8% | -$764.3K |
| NFG National Fuel Gas Company | 3,000 | -77.0% | -$759.8K |
| GLW Corning Incorporated | 9,161 | -34.5% | -$742.5K |
Exited (20)
| iShares Tr Etf | 183,834 | Exited | -$15.9M |
| Exxon Mobil Corp | 13,348 | Exited | -$1.8M |
| SU Suncor Energy Inc. | 15,231 | Exited | -$817.6K |
| Oneok Inc | 3,806 | Exited | -$330.9K |
| STRL Sterling Infrastructure, Inc. | 318 | Exited | -$266.9K |
| NFJ Virtus Dividend, Interest & Premium Strategy Fund | 15,664 | Exited | -$237.9K |
| FSBC Five Star Bancorp | 4,721 | Exited | -$229.9K |
| RCL Royal Caribbean Cruises Ltd. | 713 | Exited | -$226.4K |
| BN Brookfield Corporation | 5,029 | Exited | -$214.2K |
| Select Sector Spdr Tr St Str Mater Etf | 4,191 | Exited | -$213.0K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 5, 2026 | 13F-HR | 379 | $1.2B | Current | SEC ↗ |
| Q2 2026 | Aug 7, 2026 | 13F-HR | 328 | $1.0B | Current | SEC ↗ |
| Q1 2026 | Apr 16, 2026 | 13F-HR | 284 | $844.1M | Current | SEC ↗ |
| Q4 2025 | Jan 8, 2026 | 13F-HR | 295 | $832.3M | Current | SEC ↗ |
| Q3 2025 | Oct 29, 2025 | 13F-HR | 275 | $796.7M | Current | SEC ↗ |
| Q2 2025 | Jul 14, 2025 | 13F-HR | 268 | $724.6M | Current | SEC ↗ |
| Q1 2025 | May 15, 2025 | 13F-HR | 253 | $662.4M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer