Funds › Prospera Financial Services Inc
Prospera Financial Services Inc
13F for Q3 2026, filed Nov 4, 2026. 1,509 positions worth $7.7B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 4, 2026
Reported value
$7.7B
+$845.2M (12.3%) vs Q2 2026
Positions
1,509
1,466 in Q2 2026
Top 10 share
18.8%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | AAPL Apple Inc. | 977,009 | $336.8M | 4.4% | +15.8% | 13F ↗ |
| 2 | NVDA NVIDIA Corporation | 1.39M | $284.6M | 3.7% | +19.3% | 13F ↗ |
| 3 | MSFT Microsoft Corporation | 345,408 | $180.4M | 2.3% | +16.6% | 13F ↗ |
| 4 | AMZN Amazon.com, Inc. | 550,429 | $132.3M | 1.7% | +21.1% | 13F ↗ |
| 5 | Invesco Qqq Tr | 133,861 | $92.5M | 1.2% | +1.5% | 13F ↗ |
| 6 | First Tr Exchange Traded Fd Risng Divd Achiv | 1.15M | $91.4M | 1.2% | +4.4% | 13F ↗ |
| 7 | JPM JPMorgan Chase & Co. | 263,441 | $88.8M | 1.1% | +14.6% | 13F ↗ |
| 8 | AVGO Broadcom Inc. | 265,884 | $86.7M | 1.1% | +28.4% | 13F ↗ |
| 9 | GOOGL Alphabet Inc. Class A | 308,494 | $86.4M | 1.1% | +13.2% | 13F ↗ |
| 10 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 101,476 | $76.8M | 1.0% | +1.9% | 13F ↗ |
| 11 | XOM ExxonMobil Holdings Corporation | 404,703 | $75.8M | 1.0% | New | 13F ↗ |
| 12 | LLY Eli Lilly and Company | 51,420 | $72.9M | 0.9% | +9.5% | 13F ↗ |
| 13 | GOOG Alphabet Inc. Class C | 248,201 | $69.1M | 0.9% | +3.0% | 13F ↗ |
| 14 | Capital Group Growth ETF Units | 1.50M | $68.6M | 0.9% | +6.9% | 13F ↗ |
| 15 | BRK-B Berkshire Hathaway Inc. Class B | 122,907 | $66.7M | 0.9% | -6.1% | 13F ↗ |
| 16 | iShares Tr Core S&P500 Etf | 85,341 | $64.8M | 0.8% | +1.9% | 13F ↗ |
| 17 | Capital Group Dividend Value Units | 1.33M | $64.8M | 0.8% | +7.4% | 13F ↗ |
| 18 | CAT Caterpillar, Inc. | 100,750 | $62.8M | 0.8% | +3.3% | 13F ↗ |
| 19 | JNJ Johnson & Johnson | 228,792 | $62.5M | 0.8% | +30.8% | 13F ↗ |
| 20 | META Meta Platforms, Inc. | 96,157 | $59.2M | 0.8% | +9.3% | 13F ↗ |
| 21 | MU Micron Technology, Inc. | 62,306 | $55.1M | 0.7% | +27.1% | 13F ↗ |
| 22 | V Visa Inc. | 131,951 | $54.6M | 0.7% | +39.5% | 13F ↗ |
| 23 | Vanguard Index Fds S&P 500 Etf Shs | 76,429 | $53.2M | 0.7% | +35.1% | 13F ↗ |
| 24 | First Tr Exchange Traded Fd Dorsey Wrt 5 Etf | 697,431 | $52.3M | 0.7% | +17.0% | 13F ↗ |
| 25 | AMD Advanced Micro Devices, Inc. | 94,337 | $47.6M | 0.6% | +45.4% | 13F ↗ |
| 26 | SPCX Space Exploration Technologies Corp. | 339,551 | $45.7M | 0.6% | +1112% | 13F ↗ |
| 27 | PLTR Palantir Technologies Inc. | 238,042 | $43.8M | 0.6% | +23.3% | 13F ↗ |
| 28 | Vanguard World Fd Mrngstr Mega Cap | 473,588 | $41.1M | 0.5% | +40.8% | 13F ↗ |
| 29 | CSCO Cisco Systems, Inc. | 389,154 | $40.7M | 0.5% | +127% | 13F ↗ |
| 30 | WMT Walmart Inc. | 305,169 | $37.7M | 0.5% | -30.3% | 13F ↗ |
| 31 | CVX Chevron Corporation | 159,633 | $37.6M | 0.5% | +10.4% | 13F ↗ |
| 32 | COST Costco Wholesale Corporation | 36,415 | $36.9M | 0.5% | +39.7% | 13F ↗ |
| 33 | First Tr Exchange Traded Fd Smid Risng Etf | 862,458 | $36.3M | 0.5% | +8.3% | 13F ↗ |
| 34 | EPD Enterprise Products Partners L.P. | 944,993 | $36.1M | 0.5% | +1.0% | 13F ↗ |
| 35 | HON Honeywell International Inc. | 164,530 | $35.9M | 0.5% | +7.6% | 13F ↗ |
| 36 | Vanguard Index Fds Mrngstr Grwt Etf | 393,914 | $33.5M | 0.4% | -1.3% | 13F ↗ |
| 37 | CRWD CrowdStrike Holdings, Inc. | 133,311 | $33.4M | 0.4% | -2.6% | 13F ↗ |
| 38 | Vanguard Index Fds Mrngstr Ttl Stk | 89,559 | $33.3M | 0.4% | +7.1% | 13F ↗ |
| 39 | Listed Fds Tr Roun Ma Seve Etf | 481,726 | $33.0M | 0.4% | +11497% | 13F ↗ |
| 40 | PG Procter & Gamble Company | 201,395 | $32.6M | 0.4% | -17.7% | 13F ↗ |
| 41 | ADP Automatic Data Processing, Inc. | 110,618 | $32.5M | 0.4% | +266% | 13F ↗ |
| 42 | GLD SPDR Gold Shares · Gold Shs | 90,159 | $32.1M | 0.4% | -8.4% | 13F ↗ |
| 43 | NFLX Netflix, Inc. | 499,711 | $31.0M | 0.4% | +6.1% | 13F ↗ |
| 44 | Vaneck ETF Trust Mrngstr Wde Moat | 275,047 | $30.9M | 0.4% | +43.0% | 13F ↗ |
| 45 | Vanguard Index Fds Mrngstr Val Etf | 135,461 | $30.9M | 0.4% | +0.9% | 13F ↗ |
| 46 | MA Mastercard Incorporated | 46,057 | $29.4M | 0.4% | +78.6% | 13F ↗ |
| 47 | BX Blackstone Inc. | 245,957 | $29.2M | 0.4% | -1.5% | 13F ↗ |
| 48 | LIN Linde plc | 55,269 | $28.4M | 0.4% | +28.9% | 13F ↗ |
| 49 | First Tr Exchange-Traded Fd Fst Low Oppt Eft | 567,429 | $27.8M | 0.4% | +8.2% | 13F ↗ |
| 50 | HONA Honeywell Aerospace Inc. | 178,012 | $27.4M | 0.4% | +13.2% | 13F ↗ |
Showing the top 50 of 1,509 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
187 new, 797 added to, 492 trimmed, 144 exited, 33 unchanged. By estimated dollars.
New positions (187)
| XOM ExxonMobil Holdings Corporation | 404,703 | New | $75.8M |
| iShares Tr U.S. Pharma Etf | 130,953 | New | $14.1M |
| iShares Tr Us Oil Gs Ex Etf | 92,845 | New | $14.0M |
| J P Morgan Exchange Traded F Us Qualty Fctr | 119,020 | New | $9.0M |
| DXCM DexCom, Inc. | 108,830 | New | $9.0M |
| TEVA Teva Pharmaceutical Industries Limited | 149,740 | New | $6.3M |
| BBY Best Buy Co., Inc. | 64,054 | New | $6.1M |
| SWK Stanley Black & Decker, Inc. | 56,932 | New | $5.9M |
| Invesco Exchange Traded Fd T S&P Smlcp Moment | 67,638 | New | $5.5M |
| Dfa Invt Dimensions Group In U.S. Core Eqty 1 | 41,598 | New | $3.5M |
Added to (797)
| NVDA NVIDIA Corporation | 1.39M | +19.3% | $46.1M |
| AAPL Apple Inc. | 977,009 | +15.8% | $45.9M |
| SPCX Space Exploration Technologies Corp. | 339,551 | +1112% | $42.0M |
| Listed Fds Tr Roun Ma Seve Etf | 481,726 | +11497% | $32.7M |
| MSFT Microsoft Corporation | 345,408 | +16.6% | $25.6M |
| ADP Automatic Data Processing, Inc. | 110,618 | +266% | $23.6M |
| WDAY Workday, Inc. | 126,278 | +1515% | $23.4M |
| AMZN Amazon.com, Inc. | 550,429 | +21.1% | $23.1M |
| CSCO Cisco Systems, Inc. | 389,154 | +127% | $22.8M |
| FTNT Fortinet, Inc. | 151,662 | +3024% | $20.0M |
Trimmed (492)
| iShares Tr Rus 1000 Val Etf | 20,374 | -87.8% | -$37.8M |
| ARM Arm Holdings plc | 5,092 | -94.8% | -$19.1M |
| WDC Western Digital Corporation | 12,557 | -79.1% | -$17.4M |
| WMT Walmart Inc. | 305,169 | -30.3% | -$16.4M |
| iShares Tr Us Industrials | 3,916 | -95.8% | -$14.2M |
| First Tr Exchange-Traded Fd Ft Vest Ris | 302,108 | -57.7% | -$11.6M |
| iShares Tr Us Telecom Etf | 26,687 | -91.8% | -$11.5M |
| AMAT Applied Materials, Inc. | 42,192 | -40.5% | -$11.2M |
| INTC Intel Corporation | 100,904 | -61.9% | -$10.8M |
| FANG Diamondback Energy, Inc. | 9,330 | -83.9% | -$10.3M |
Exited (144)
| Exxon Mobil Corp | 410,242 | Exited | -$56.1M |
| ABBV AbbVie Inc. | 96,118 | Exited | -$24.2M |
| Alps ETF Tr Dynam Us Etf | 219,625 | Exited | -$15.5M |
| Alps ETF Tr Alerian Mlp | 273,749 | Exited | -$14.2M |
| Warner Bros Discovery Inc | 380,242 | Exited | -$10.1M |
| Dimensional ETF Trust Us Cor Equ 2 Etf | 158,872 | Exited | -$7.0M |
| Spdr Series Trust St Str SP400GRW | 57,588 | Exited | -$6.5M |
| T AT&T Inc. | 263,356 | Exited | -$5.5M |
| JBHT J.B. Hunt Transport Services, Inc. | 17,330 | Exited | -$5.0M |
| Teva Pharmaceutical Industries Ltd ADR | 135,418 | Exited | -$4.6M |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 4, 2026 | 13F-HR | 1,511 | $7.7B | Current | SEC ↗ |
| Q2 2026 | Jul 15, 2026 | 13F-HR | 1,468 | $6.9B | Current | SEC ↗ |
| Q1 2026 | Apr 14, 2026 | 13F-HR | 1,417 | $6.2B | Current | SEC ↗ |
| Q4 2025 | Feb 9, 2026 | 13F-HR | 1,359 | $6.1B | Current | SEC ↗ |
| Q3 2025 | Nov 6, 2025 | 13F-HR | 1,352 | $5.9B | Current | SEC ↗ |
| Q2 2025 | Aug 6, 2025 | 13F-HR | 1,313 | $5.4B | Current | SEC ↗ |
| Q1 2025 | May 15, 2025 | 13F-HR | 1,167 | $4.4B | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer