Funds › Empirical Financial Services, LLC d.b.a. Empirical Wealth M…
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
13F for Q3 2026, filed Oct 27, 2026. 1,133 positions worth $7.4B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Oct 27, 2026
Reported value
$7.4B
+$531.3M (7.8%) vs Q2 2026
Positions
1,133
1,046 in Q2 2026
Top 10 share
39.4%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
Ask your AI about this
Connect Claude, ChatGPT, Gemini or Grok (Microsoft 365 Copilot coming soon) to 13F.ai and ask in plain English. Copy a question to get started:
Using 13F.ai, what are the biggest new, added, trimmed and exited positions of Empirical Financial Services, LLC d.b.a. Empirical Wealth M… in the latest 13F quarter?
Using 13F.ai, how has Empirical Financial Services, LLC d.b.a. Empirical Wealth M…'s portfolio concentration changed over the last four quarters?
Using 13F.ai, which of Empirical Financial Services, LLC d.b.a. Empirical Wealth M…'s top holdings have also been bought by insiders recently?
Connect your AI · Plans and the 7-day free trial (card required)
Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | NVDA NVIDIA Corporation | 2.40M | $548.5M | 7.4% | +16.6% | 13F ↗ |
| 2 | iShares Tr Msci Intl Qualty | 8.23M | $407.4M | 5.5% | +4.4% | 13F ↗ |
| 3 | iShares Tr Msci Usa Qlt Fct | 1.81M | $402.2M | 5.4% | +0.9% | 13F ↗ |
| 4 | iShares Tr Msci Usa Mmentm | 930,403 | $295.3M | 4.0% | -0.1% | 13F ↗ |
| 5 | Vanguard Malvern Fds Strm Infproidx | 5.40M | $265.9M | 3.6% | +5.0% | 13F ↗ |
| 6 | Vanguard Scottsdale Fds Shrt Trm Corp Bd | 2.94M | $226.9M | 3.1% | +2.0% | 13F ↗ |
| 7 | AAPL Apple Inc. | 650,824 | $216.7M | 2.9% | +4.8% | 13F ↗ |
| 8 | Dimensional ETF Trust Us Mktwide Value | 3.52M | $193.8M | 2.6% | +5.0% | 13F ↗ |
| 9 | iShares Tr Eafe Value Etf | 2.26M | $178.9M | 2.4% | +5.9% | 13F ↗ |
| 10 | iShares Inc Core Msci Emkt | 2.10M | $170.7M | 2.3% | +3.7% | 13F ↗ |
| 11 | MSFT Microsoft Corporation | 240,742 | $123.5M | 1.7% | +4.9% | 13F ↗ |
| 12 | Vanguard Scottsdale Fds INT-TERM Corp | 1.49M | $117.1M | 1.6% | +2.7% | 13F ↗ |
| 13 | Dimensional ETF Trust Internatnal Val | 1.85M | $103.3M | 1.4% | +0.7% | 13F ↗ |
| 14 | META Meta Platforms, Inc. | 134,152 | $97.3M | 1.3% | +22.6% | 13F ↗ |
| 15 | Wisdomtree Tr Us Quality Grow | 1.22M | $84.1M | 1.1% | +5.5% | 13F ↗ |
| 16 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 107,096 | $81.7M | 1.1% | +3.0% | 13F ↗ |
| 17 | AMZN Amazon.com, Inc. | 327,453 | $81.6M | 1.1% | +4.3% | 13F ↗ |
| 18 | American Centy ETF Tr Intl Smcp Vlu | 705,864 | $77.2M | 1.0% | +6.3% | 13F ↗ |
| 19 | Dfa Invt Dimensions Group In U.S. Mic Cap Shs | 1.31M | $75.0M | 1.0% | +6.0% | 13F ↗ |
| 20 | Vanguard Scottsdale Fds Short Term Treas | 1.24M | $71.1M | 1.0% | +1.9% | 13F ↗ |
| 21 | Vanguard Index Fds Mrngstr Val Etf | 327,502 | $70.8M | 1.0% | -2.6% | 13F ↗ |
| 22 | GOOG Alphabet Inc. Class C | 205,633 | $70.1M | 0.9% | +11.6% | 13F ↗ |
| 23 | Vanguard Tax-Managed Fds | 908,798 | $64.2M | 0.9% | +1.0% | 13F ↗ |
| 24 | Dimensional ETF Trust Us Targeted Vlu | 919,747 | $61.1M | 0.8% | -0.3% | 13F ↗ |
| 25 | CSCO Cisco Systems, Inc. | 510,699 | $55.0M | 0.7% | +6.2% | 13F ↗ |
| 26 | American Centy ETF Tr Us Sml Cp Valu | 465,908 | $54.9M | 0.7% | +4.8% | 13F ↗ |
| 27 | Schwab Strategic Tr Intl Sceqt Etf | 1.06M | $52.5M | 0.7% | +11.0% | 13F ↗ |
| 28 | Vanguard Index Fds Real Estate Etf | 505,041 | $45.3M | 0.6% | +5.2% | 13F ↗ |
| 29 | AVGO Broadcom Inc. | 125,218 | $44.0M | 0.6% | +18.8% | 13F ↗ |
| 30 | DELL Dell Technologies Inc. | 78,890 | $42.4M | 0.6% | -5.2% | 13F ↗ |
| 31 | AMD Advanced Micro Devices, Inc. | 58,122 | $35.6M | 0.5% | +8.5% | 13F ↗ |
| 32 | Vanguard Index Fds Mrngstr Ttl Stk | 93,311 | $34.9M | 0.5% | +8.1% | 13F ↗ |
| 33 | Schwab Strategic Tr Intl Eqty Etf | 1.26M | $34.7M | 0.5% | +1.7% | 13F ↗ |
| 34 | Schwab Strategic Tr Us Lrg Cap Etf | 1.10M | $33.0M | 0.4% | +4.4% | 13F ↗ |
| 35 | Spdr Series Trust St Term High Etf | 1.35M | $32.8M | 0.4% | +2.9% | 13F ↗ |
| 36 | JPM JPMorgan Chase & Co. | 98,867 | $32.7M | 0.4% | +9.2% | 13F ↗ |
| 37 | Vanguard International Equity Index F Ftse Smcap Etf | 204,569 | $31.8M | 0.4% | -0.4% | 13F ↗ |
| 38 | GOOGL Alphabet Inc. Class A | 91,643 | $31.5M | 0.4% | +2.5% | 13F ↗ |
| 39 | TSLA Tesla, Inc. | 88,382 | $31.4M | 0.4% | +3.2% | 13F ↗ |
| 40 | Dimensional ETF Trust Us Cor Equ 2 Etf | 703,026 | $31.2M | 0.4% | -0.4% | 13F ↗ |
| 41 | Vanguard Index Fds Mrngstr Sml Cp V | 129,584 | $29.9M | 0.4% | -1.2% | 13F ↗ |
| 42 | iShares Tr Esg Aw Msci Eafe | 288,703 | $29.8M | 0.4% | +2.3% | 13F ↗ |
| 43 | Vanguard World Fd Mrngstr Cap Etf | 100,650 | $28.4M | 0.4% | +3.2% | 13F ↗ |
| 44 | Dfa Invt Dimensions Group In U.S. High Relati | 677,134 | $28.4M | 0.4% | New | 13F ↗ |
| 45 | Vanguard World Fd Mrngstr Mega Cap | 296,417 | $27.5M | 0.4% | +4.1% | 13F ↗ |
| 46 | BNY The Bank of New York Mellon Corporation | 189,248 | $27.4M | 0.4% | +5.6% | 13F ↗ |
| 47 | MO Altria Group, Inc. | 390,029 | $26.3M | 0.4% | +4.9% | 13F ↗ |
| 48 | iShares Tr MICRO-CAP Etf | 137,397 | $25.4M | 0.3% | -2.4% | 13F ↗ |
| 49 | JNJ Johnson & Johnson | 94,705 | $25.1M | 0.3% | +5.2% | 13F ↗ |
| 50 | Dimensional ETF Trust Us Small Cap Etf | 317,829 | $24.6M | 0.3% | +0.1% | 13F ↗ |
Showing the top 50 of 1,133 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
180 new, 699 added to, 193 trimmed, 93 exited, 61 unchanged. By estimated dollars.
New positions (180)
| Dfa Invt Dimensions Group In U.S. High Relati | 677,134 | New | $28.4M |
| XOM ExxonMobil Holdings Corporation | 106,698 | New | $17.4M |
| Ea Series Trust Alpha Architect | 294,745 | New | $15.1M |
| EBF Ennis, Inc. | 87,735 | New | $2.0M |
| BFH Bread Financial Holdings, Inc. | 16,720 | New | $1.6M |
| AMAL Amalgamated Financial Corp. | 31,875 | New | $1.5M |
| AZZ AZZ Inc. | 10,596 | New | $1.4M |
| RBRK Rubrik, Inc. | 11,959 | New | $1.4M |
| CTS CTS Corporation | 23,248 | New | $1.4M |
| SGI Somnigroup International Inc. | 21,016 | New | $1.3M |
Added to (699)
| NVDA NVIDIA Corporation | 2.40M | +16.6% | $78.0M |
| META Meta Platforms, Inc. | 134,152 | +22.6% | $17.9M |
| iShares Tr Msci Intl Qualty | 8.23M | +4.4% | $17.0M |
| Vanguard Malvern Fds Strm Infproidx | 5.40M | +5.0% | $12.6M |
| AAPL Apple Inc. | 650,824 | +4.8% | $10.0M |
| iShares Tr Eafe Value Etf | 2.26M | +5.9% | $10.0M |
| Dimensional ETF Trust Us Mktwide Value | 3.52M | +5.0% | $9.2M |
| GOOG Alphabet Inc. Class C | 205,633 | +11.6% | $7.3M |
| SPCX Space Exploration Technologies Corp. | 50,337 | +1665% | $7.2M |
| AVGO Broadcom Inc. | 125,218 | +18.8% | $6.9M |
Trimmed (193)
| MU Micron Technology, Inc. | 21,797 | -31.7% | -$10.8M |
| SANM Sanmina Corporation | 1,029 | -95.0% | -$4.2M |
| COLB Columbia Banking System, Inc. | 25,107 | -84.1% | -$3.8M |
| Invesco Qqq Tr | 27,801 | -10.9% | -$2.5M |
| DELL Dell Technologies Inc. | 78,890 | -5.2% | -$2.3M |
| NTCT NetScout Systems, Inc. | 40,610 | -57.1% | -$2.2M |
| Vanguard Index Fds Mrngstr Val Etf | 327,502 | -2.6% | -$1.9M |
| ACMR ACM Research, Inc. | 11,882 | -64.2% | -$1.7M |
| INTC Intel Corporation | 94,583 | -10.4% | -$1.3M |
| V Visa Inc. | 36,103 | -8.6% | -$1.2M |
Exited (93)
| Dimensional ETF Trust Us High Prof Etf | 691,936 | Exited | -$28.9M |
| Exxon Mobil Corp | 97,608 | Exited | -$13.3M |
| WRLD World Acceptance Corporation | 11,326 | Exited | -$2.5M |
| Catalyst Pharmaceuticals Inc | 73,041 | Exited | -$2.3M |
| NXT Nextpower Inc. | 15,083 | Exited | -$1.8M |
| RMBS Rambus, Inc. | 11,506 | Exited | -$1.5M |
| Oneok Inc | 12,418 | Exited | -$1.1M |
| ETD Ethan Allen Interiors Inc. | 43,249 | Exited | -$966.2K |
| Exchange Traded Concepts Tru Robo Glb Artif | 10,473 | Exited | -$955.2K |
| IDT IDT Corporation | 14,881 | Exited | -$865.5K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
Search, sort and filter every position, with puts and calls on their own tab. Premium plan.
Every position, puts and calls. Part of Premium.
Compare two quarters
Pick any two quarters: what is new, added to, trimmed or exited. Premium plan.
Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
Loading…
Largest positions in earlier quarters
Pick a quarter to see what the fund's biggest positions were then.
Loading…
Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Oct 27, 2026 | 13F-HR | 1,154 | $7.4B | Current | SEC ↗ |
| Q2 2026 | Jul 15, 2026 | 13F-HR | 1,062 | $6.9B | Current | SEC ↗ |
| Q1 2026 | May 4, 2026 | 13F-HR | 996 | $5.8B | Current | SEC ↗ |
| Q4 2025 | Jan 16, 2026 | 13F-HR | 895 | $5.6B | Current | SEC ↗ |
| Q3 2025 | Nov 10, 2025 | 13F-HR | 793 | $5.0B | Current | SEC ↗ |
| Q2 2025 | Jul 21, 2025 | 13F-HR | 688 | $4.4B | Current | SEC ↗ |
| Q1 2025 | May 8, 2025 | 13F-HR | 650 | $3.9B | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer