Funds › Shufro Rose & Co LLC
Shufro Rose & Co LLC
13F for Q3 2026, filed Nov 10, 2026. 149 positions worth $1.6B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 10, 2026
Reported value
$1.6B
−$181.0M (10.4%) vs Q2 2026
Positions
149
311 in Q2 2026
Top 10 share
50.2%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | iShares Tr Ibonds Dec 29 | 8.33M | $189.0M | 12.1% | -3.9% | 13F ↗ |
| 2 | Alps ETF Tr Smith Core Plus | 5.27M | $129.3M | 8.3% | -0.6% | 13F ↗ |
| 3 | Doubleline ETF Trust Commercial Real | 1.55M | $79.2M | 5.1% | -1.1% | 13F ↗ |
| 4 | GLW Corning Incorporated | 457,337 | $70.3M | 4.5% | -18.5% | 13F ↗ |
| 5 | iShares Tr Core S&P500 Etf | 88,812 | $68.0M | 4.4% | +0.9% | 13F ↗ |
| 6 | AAPL Apple Inc. | 192,927 | $64.2M | 4.1% | -2.2% | 13F ↗ |
| 7 | MSFT Microsoft Corporation | 105,535 | $54.1M | 3.5% | -4.5% | 13F ↗ |
| 8 | LLY Eli Lilly and Company | 44,949 | $52.0M | 3.3% | Unchanged | 13F ↗ |
| 9 | Vanguard Index Fds Mrngstr Mid Cap | 505,312 | $39.6M | 2.5% | -2.0% | 13F ↗ |
| 10 | TMO Thermo Fisher Scientific Inc | 55,868 | $37.7M | 2.4% | -2.7% | 13F ↗ |
| 11 | JPM JPMorgan Chase & Co. | 107,755 | $35.6M | 2.3% | -1.7% | 13F ↗ |
| 12 | Invesco Exch Trd Slf Idx Fd Invsco 30 Corp | 2.15M | $34.7M | 2.2% | +39.6% | 13F ↗ |
| 13 | TXN Texas Instruments Incorporated | 119,143 | $33.4M | 2.1% | -2.2% | 13F ↗ |
| 14 | BRK-B Berkshire Hathaway Inc. Class B | 64,544 | $32.1M | 2.1% | -6.5% | 13F ↗ |
| 15 | Invesco Exchange Traded Fd T S&P500 Eql Wgt | 148,097 | $30.8M | 2.0% | -4.3% | 13F ↗ |
| 16 | OUNZ VanEck Merk Gold ETF · Gold Shs | 696,948 | $27.8M | 1.8% | +12.4% | 13F ↗ |
| 17 | Vanguard Index Fds S&P 500 Etf Shs | 39,331 | $27.6M | 1.8% | -7.5% | 13F ↗ |
| 18 | QCOM QUALCOMM Incorporated | 147,630 | $27.2M | 1.7% | -1.7% | 13F ↗ |
| 19 | GLD SPDR Gold Shares · Gold Shs | 63,163 | $24.1M | 1.5% | +1.2% | 13F ↗ |
| 20 | COHR Coherent Corp. | 81,330 | $23.4M | 1.5% | -15.1% | 13F ↗ |
| 21 | AVY Avery Dennison Corporation | 118,564 | $20.2M | 1.3% | -1.9% | 13F ↗ |
| 22 | AMZN Amazon.com, Inc. | 79,210 | $19.7M | 1.3% | -3.5% | 13F ↗ |
| 23 | Invesco Exch Trd Slf Idx Fd Buletshs 2029 | 1.05M | $19.1M | 1.2% | +20.4% | 13F ↗ |
| 24 | iShares Tr Msci Usa Qlt Fct | 83,958 | $18.7M | 1.2% | -0.4% | 13F ↗ |
| 25 | Touchstone ETF Trust Sands Cap Us Etf | 591,058 | $17.5M | 1.1% | -7.8% | 13F ↗ |
| 26 | Invesco Exch Trd Slf Idx Fd Invsco Blsh 28 | 802,568 | $16.2M | 1.0% | -0.2% | 13F ↗ |
| 27 | IBM International Business Machines Corporation | 72,236 | $15.9M | 1.0% | -1.5% | 13F ↗ |
| 28 | JCI Johnson Controls International plc | 100,672 | $15.0M | 1.0% | -1.3% | 13F ↗ |
| 29 | AMGN Amgen Inc. | 35,471 | $15.0M | 1.0% | -4.3% | 13F ↗ |
| 30 | Vanguard Index Fds Mrngstr Ttl Stk | 38,531 | $14.4M | 0.9% | +0.4% | 13F ↗ |
| 31 | iShares Tr Ibonds Dec 2030 | 656,688 | $13.9M | 0.9% | +139% | 13F ↗ |
| 32 | Vanguard Scottsdale Fds Shrt Trm Corp Bd | 178,159 | $13.8M | 0.9% | +5.2% | 13F ↗ |
| 33 | Vanguard Scottsdale Fds Short Term Treas | 201,025 | $11.6M | 0.7% | +17.5% | 13F ↗ |
| 34 | Vanguard Scottsdale Fds INT-TERM Corp | 145,874 | $11.4M | 0.7% | +2.3% | 13F ↗ |
| 35 | Vaneck ETF Trust Gold Miners Etf | 128,558 | $11.3M | 0.7% | -46.6% | 13F ↗ |
| 36 | iShares Tr Msci Usa Mmentm | 32,299 | $10.2M | 0.7% | -0.6% | 13F ↗ |
| 37 | Vanguard Scottsdale Fds Inter Term Treas | 175,668 | $10.0M | 0.6% | +4.1% | 13F ↗ |
| 38 | Vanguard Index Fds Mrngstr Sml Cp V | 41,743 | $9.6M | 0.6% | -4.1% | 13F ↗ |
| 39 | PANW Palo Alto Networks, Inc. | 22,344 | $8.9M | 0.6% | -0.9% | 13F ↗ |
| 40 | KLAC KLA Corporation | 39,542 | $7.7M | 0.5% | -16.4% | 13F ↗ |
| 41 | P Everpure, Inc. | 58,200 | $7.6M | 0.5% | -11.6% | 13F ↗ |
| 42 | Dimensional ETF Trust Intl Core Equity | 184,625 | $6.9M | 0.4% | +7.9% | 13F ↗ |
| 43 | XOM ExxonMobil Holdings Corporation | 41,524 | $6.8M | 0.4% | New | 13F ↗ |
| 44 | iShares Tr 0-3 Mth Treasury | 63,941 | $6.4M | 0.4% | +105% | 13F ↗ |
| 45 | iShares Tr Ultra Short Dur | 126,274 | $6.4M | 0.4% | +3.8% | 13F ↗ |
| 46 | ECL Ecolab Inc. | 21,226 | $5.8M | 0.4% | +0.1% | 13F ↗ |
| 47 | UL Unilever PLC · ADR | 91,204 | $5.5M | 0.4% | -0.8% | 13F ↗ |
| 48 | CVX Chevron Corporation | 27,072 | $5.5M | 0.4% | -5.5% | 13F ↗ |
| 49 | JNJ Johnson & Johnson | 19,696 | $5.2M | 0.3% | Unchanged | 13F ↗ |
| 50 | SENEA Seneca Foods Corp. Class A | 28,100 | $5.0M | 0.3% | +0.4% | 13F ↗ |
Showing the top 50 of 149 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
6 new, 55 added to, 61 trimmed, 168 exited, 27 unchanged. By estimated dollars.
New positions (6)
Added to (55)
| Invesco Exch Trd Slf Idx Fd Invsco 30 Corp | 2.15M | +39.6% | $9.9M |
| iShares Tr Ibonds Dec 2030 | 656,688 | +139% | $8.1M |
| iShares Tr 0-3 Mth Treasury | 63,941 | +105% | $3.3M |
| Invesco Exch Trd Slf Idx Fd Buletshs 2029 | 1.05M | +20.4% | $3.2M |
| OUNZ VanEck Merk Gold ETF · Gold Shs | 696,948 | +12.4% | $3.1M |
| Vanguard Scottsdale Fds Short Term Treas | 201,025 | +17.5% | $1.7M |
| ENB Enbridge Inc | 41,324 | +58.1% | $706.2K |
| Vanguard Scottsdale Fds Shrt Trm Corp Bd | 178,159 | +5.2% | $678.3K |
| iShares Tr Core S&P500 Etf | 88,812 | +0.9% | $635.7K |
| PEP PepsiCo, Inc. | 29,873 | +16.1% | $525.5K |
Trimmed (61)
| GLW Corning Incorporated | 457,337 | -18.5% | -$16.0M |
| Vaneck ETF Trust Gold Miners Etf | 128,558 | -46.6% | -$9.9M |
| iShares Tr Ibonds Dec 29 | 8.33M | -3.9% | -$7.7M |
| COHR Coherent Corp. | 81,330 | -15.1% | -$4.2M |
| MSFT Microsoft Corporation | 105,535 | -4.5% | -$2.6M |
| BRK-B Berkshire Hathaway Inc. Class B | 64,544 | -6.5% | -$2.2M |
| Vanguard Index Fds S&P 500 Etf Shs | 39,331 | -7.5% | -$2.2M |
| KLAC KLA Corporation | 39,542 | -16.4% | -$1.5M |
| Touchstone ETF Trust Sands Cap Us Etf | 591,058 | -7.8% | -$1.5M |
| AAPL Apple Inc. | 192,927 | -2.2% | -$1.5M |
Exited (168)
| Invesco Exch Trd Slf Idx Fd Bulshs 2026 Cb | 405,598 | Exited | -$7.9M |
| Exxon Mobil Corp | 46,834 | Exited | -$6.4M |
| AZO AutoZone, Inc. | 1,423 | Exited | -$4.5M |
| GOOGL Alphabet Inc. Class A | 12,487 | Exited | -$4.5M |
| MU Micron Technology, Inc. | 3,300 | Exited | -$3.8M |
| BRK-A Berkshire Hathaway Inc. Class A | 4 | Exited | -$3.0M |
| GOOG Alphabet Inc. Class C | 7,452 | Exited | -$2.6M |
| LNG Cheniere Energy, Inc. | 9,100 | Exited | -$2.2M |
| UNH UnitedHealth Group Incorporated | 4,646 | Exited | -$1.9M |
| MPC Marathon Petroleum Corporation | 7,018 | Exited | -$1.8M |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 10, 2026 | 13F-HR | 150 | $1.6B | Current | SEC ↗ |
| Q2 2026 | Aug 12, 2026 | 13F-HR | 315 | $1.7B | Current | SEC ↗ |
| Q1 2026 | May 15, 2026 | 13F-HR | 307 | $1.5B | Current | SEC ↗ |
| Q4 2025 | Feb 9, 2026 | 13F-HR | 300 | $1.5B | Current | SEC ↗ |
| Q3 2025 | Nov 12, 2025 | 13F-HR | 315 | $1.2B | Current | SEC ↗ |
| Q2 2025 | Aug 11, 2025 | 13F-HR | 311 | $1.2B | Current | SEC ↗ |
| Q1 2025 | May 8, 2025 | 13F-HR | 313 | $1.3B | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer