Funds › UP Strategic Wealth Investment Advisors LLC
UP Strategic Wealth Investment Advisors LLC
13F for Q3 2026, filed Nov 12, 2026. 95 positions worth $164.9M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 12, 2026
Reported value
$164.9M
−$3.0M (1.8%) vs Q2 2026
Positions
95
104 in Q2 2026
Top 10 share
65.2%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | Vanguard Tax-Managed Fds | 414,769 | $29.4M | 17.8% | -2.6% | 13F ↗ |
| 2 | Schwab Strategic Tr Us Lrg Cap Etf | 840,661 | $25.3M | 15.4% | +8.0% | 13F ↗ |
| 3 | Vanguard Malvern Fds Core Bd Etf | 143,769 | $10.8M | 6.5% | +12.9% | 13F ↗ |
| 4 | iShares Tr Rus 1000 Etf | 21,509 | $9.0M | 5.5% | Unchanged | 13F ↗ |
| 5 | AAPL Apple Inc. | 22,748 | $8.0M | 4.8% | +3.5% | 13F ↗ |
| 6 | NVDA NVIDIA Corporation | 33,029 | $6.6M | 4.0% | -7.6% | 13F ↗ |
| 7 | iShares Tr Core S&P Ttl Stk | 32,902 | $5.5M | 3.3% | Unchanged | 13F ↗ |
| 8 | MSFT Microsoft Corporation | 9,885 | $5.5M | 3.3% | +3.1% | 13F ↗ |
| 9 | GOOGL Alphabet Inc. Class A | 13,588 | $3.9M | 2.4% | +14.6% | 13F ↗ |
| 10 | AMZN Amazon.com, Inc. | 13,658 | $3.6M | 2.2% | +1.6% | 13F ↗ |
| 11 | Dimensional ETF Trust Us Larg Vect Etf | 30,570 | $2.6M | 1.6% | -30.9% | 13F ↗ |
| 12 | Vanguard Mun Bd Fds Core Tax Exempt | 34,841 | $2.6M | 1.6% | +62.4% | 13F ↗ |
| 13 | LLY Eli Lilly and Company | 1,392 | $2.0M | 1.2% | +4.8% | 13F ↗ |
| 14 | JPM JPMorgan Chase & Co. | 5,552 | $2.0M | 1.2% | -14.5% | 13F ↗ |
| 15 | Dimensional ETF Trust Emerging Mkts Co | 50,380 | $1.9M | 1.1% | +8.8% | 13F ↗ |
| 16 | Schwab Strategic Tr Emrg Mkteq Etf | 51,972 | $1.8M | 1.1% | -5.7% | 13F ↗ |
| 17 | WMT Walmart Inc. | 12,533 | $1.6M | 1.0% | +9.1% | 13F ↗ |
| 18 | Vanguard Index Fds S&P 500 Etf Shs | 2,220 | $1.6M | 0.9% | +0.1% | 13F ↗ |
| 19 | MA Mastercard Incorporated | 2,202 | $1.5M | 0.9% | +7.3% | 13F ↗ |
| 20 | AVGO Broadcom Inc. | 4,495 | $1.5M | 0.9% | +9.1% | 13F ↗ |
| 21 | META Meta Platforms, Inc. | 2,008 | $1.3M | 0.8% | -3.7% | 13F ↗ |
| 22 | COST Costco Wholesale Corporation | 1,207 | $1.3M | 0.8% | -9.9% | 13F ↗ |
| 23 | TSLA Tesla, Inc. | 3,255 | $1.3M | 0.8% | +14.9% | 13F ↗ |
| 24 | BRK-B Berkshire Hathaway Inc. Class B | 2,142 | $1.2M | 0.8% | +37.0% | 13F ↗ |
| 25 | V Visa Inc. | 2,812 | $1.2M | 0.7% | +6.4% | 13F ↗ |
| 26 | Vanguard International Equity Index F Allwrld Ex Us | 14,860 | $1.2M | 0.7% | Unchanged | 13F ↗ |
| 27 | Invesco Qqq Tr | 1,421 | $983.3K | 0.6% | +0.2% | 13F ↗ |
| 28 | ABBV AbbVie Inc. | 3,133 | $923.7K | 0.6% | -4.9% | 13F ↗ |
| 29 | MDY State Street SPDR S&P MIDCAP 400 ETF Trust · UTSER1 S&PDCRP | 1,337 | $909.6K | 0.6% | -13.0% | 13F ↗ |
| 30 | AMD Advanced Micro Devices, Inc. | 1,806 | $882.7K | 0.5% | -33.1% | 13F ↗ |
| 31 | JNJ Johnson & Johnson | 3,134 | $865.9K | 0.5% | +11.1% | 13F ↗ |
| 32 | Invesco Exchange Traded Fd T S&P500 Eql Wgt | 3,601 | $804.2K | 0.5% | Unchanged | 13F ↗ |
| 33 | HD Home Depot, Inc. | 2,195 | $780.2K | 0.5% | -18.6% | 13F ↗ |
| 34 | TXN Texas Instruments Incorporated | 2,432 | $757.5K | 0.5% | -7.0% | 13F ↗ |
| 35 | MU Micron Technology, Inc. | 931 | $740.4K | 0.4% | -57.5% | 13F ↗ |
| 36 | iShares Tr Core S&P500 Etf | 939 | $723.2K | 0.4% | +0.4% | 13F ↗ |
| 37 | GILD Gilead Sciences, Inc. | 4,029 | $703.0K | 0.4% | -14.3% | 13F ↗ |
| 38 | Select Sector Spdr Tr St Str Finl Etf | 11,809 | $699.1K | 0.4% | Unchanged | 13F ↗ |
| 39 | XOM ExxonMobil Holdings Corporation | 3,948 | $668.3K | 0.4% | New | 13F ↗ |
| 40 | PG Procter & Gamble Company | 3,971 | $664.5K | 0.4% | +13.8% | 13F ↗ |
| 41 | iShares Tr Core Msci Intl | 7,276 | $663.5K | 0.4% | Unchanged | 13F ↗ |
| 42 | CSCO Cisco Systems, Inc. | 6,050 | $626.8K | 0.4% | +3.4% | 13F ↗ |
| 43 | KO Coca-Cola Company | 6,484 | $621.2K | 0.4% | +8.2% | 13F ↗ |
| 44 | AMAT Applied Materials, Inc. | 1,625 | $600.3K | 0.4% | +2.2% | 13F ↗ |
| 45 | Invesco Exch Traded Fd Tr II | 9,757 | $585.7K | 0.4% | Unchanged | 13F ↗ |
| 46 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 761 | $583.6K | 0.4% | Unchanged | 13F ↗ |
| 47 | UNH UnitedHealth Group Incorporated | 1,412 | $578.0K | 0.4% | +1.9% | 13F ↗ |
| 48 | Vanguard Index Fds Mrngstr Ttl Stk | 1,492 | $562.4K | 0.3% | Unchanged | 13F ↗ |
| 49 | iShares Tr Etf | 1,960 | $556.7K | 0.3% | Unchanged | 13F ↗ |
| 50 | Invesco Exch Trd Slf Idx Fd Rusl 1000 Dynm | 7,620 | $550.6K | 0.3% | -18.1% | 13F ↗ |
Showing the top 50 of 95 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
6 new, 47 added to, 29 trimmed, 15 exited, 13 unchanged. By estimated dollars.
New positions (6)
Added to (47)
| Schwab Strategic Tr Us Lrg Cap Etf | 840,661 | +8.0% | $1.9M |
| Vanguard Malvern Fds Core Bd Etf | 143,769 | +12.9% | $1.2M |
| Vanguard Mun Bd Fds Core Tax Exempt | 34,841 | +62.4% | $991.9K |
| GOOGL Alphabet Inc. Class A | 13,588 | +14.6% | $499.0K |
| TELA TELA Bio, Inc. | 641,556 | +542% | $453.8K |
| BRK-B Berkshire Hathaway Inc. Class B | 2,142 | +37.0% | $335.3K |
| AAPL Apple Inc. | 22,748 | +3.5% | $271.2K |
| MSFT Microsoft Corporation | 9,885 | +3.1% | $162.8K |
| TSLA Tesla, Inc. | 3,255 | +14.9% | $162.6K |
| Dimensional ETF Trust Emerging Mkts Co | 50,380 | +8.8% | $149.8K |
Trimmed (29)
| Dimensional ETF Trust Us Larg Vect Etf | 30,570 | -30.9% | -$1.2M |
| MU Micron Technology, Inc. | 931 | -57.5% | -$1.0M |
| Vanguard Tax-Managed Fds | 414,769 | -2.6% | -$782.4K |
| GOOG Alphabet Inc. Class C | 1,539 | -57.6% | -$600.8K |
| NVDA NVIDIA Corporation | 33,029 | -7.6% | -$541.6K |
| AMD Advanced Micro Devices, Inc. | 1,806 | -33.1% | -$437.0K |
| JPM JPMorgan Chase & Co. | 5,552 | -14.5% | -$331.7K |
| HD Home Depot, Inc. | 2,195 | -18.6% | -$178.8K |
| WFC Wells Fargo & Company | 3,137 | -35.3% | -$149.8K |
| NEE NextEra Energy, Inc. | 2,376 | -39.9% | -$139.5K |
Exited (15)
| Exxon Mobil Corp | 3,076 | Exited | -$466.4K |
| SNOW Snowflake Inc. | 1,264 | Exited | -$400.5K |
| Vanguard Admiral Fds Inc Smllcp 600 Idx | 2,837 | Exited | -$391.6K |
| MTB M&T Bank Corporation | 1,511 | Exited | -$380.7K |
| T AT&T Inc. | 14,620 | Exited | -$337.1K |
| MRVL Marvell Technology, Inc. | 1,581 | Exited | -$333.6K |
| iShares Tr Equities | 3,451 | Exited | -$296.5K |
| iShares Tr Msci Emg Mkt Etf | 4,050 | Exited | -$266.2K |
| LRCX Lam Research Corporation | 852 | Exited | -$261.9K |
| IBM International Business Machines Corporation | 1,052 | Exited | -$248.2K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Every position, puts and calls. Part of Premium.
Compare two quarters
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Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 12, 2026 | 13F-HR | 95 | $164.9M | Current | SEC ↗ |
| Q2 2026 | Aug 7, 2026 | 13F-HR | 104 | $167.9M | Current | SEC ↗ |
| Q1 2026 | May 12, 2026 | 13F-HR | 98 | $158.8M | Current | SEC ↗ |
| Q4 2025 | Feb 10, 2026 | 13F-HR | 87 | $137.7M | Current | SEC ↗ |
| Q3 2025 | Nov 19, 2025 | 13F-HR | 87 | $133.4M | Current | SEC ↗ |
| Q2 2025 | Aug 12, 2025 | 13F-HR | 95 | $128.2M | Current | SEC ↗ |
| Q1 2025 | May 15, 2025 | 13F-HR | 86 | $112.5M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer