Funds › Bay Harbor Wealth Management, LLC
Bay Harbor Wealth Management, LLC
13F for Q3 2026, filed Nov 3, 2026. 1,357 positions worth $440.0M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 3, 2026
Reported value
$440.0M
+$6.4M (1.5%) vs Q2 2026
Positions
1,357
1,293 in Q2 2026
Top 10 share
54.5%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
Ask your AI about this
Connect Claude, ChatGPT, Gemini or Grok (Microsoft 365 Copilot coming soon) to 13F.ai and ask in plain English. Copy a question to get started:
Using 13F.ai, what are the biggest new, added, trimmed and exited positions of Bay Harbor Wealth Management, LLC in the latest 13F quarter?
Using 13F.ai, how has Bay Harbor Wealth Management, LLC's portfolio concentration changed over the last four quarters?
Using 13F.ai, which of Bay Harbor Wealth Management, LLC's top holdings have also been bought by insiders recently?
Connect your AI · Plans and the 7-day free trial (card required)
Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | iShares Tr Core S&P500 Etf | 54,186 | $41.5M | 9.4% | +3.3% | 13F ↗ |
| 2 | Dimensional ETF Trust Us Core Eqt Mkt | 755,804 | $39.6M | 9.0% | +6.4% | 13F ↗ |
| 3 | iShares Tr Core Univrsl Usd | 724,429 | $31.9M | 7.3% | +23.2% | 13F ↗ |
| 4 | Vanguard Index Fds Mrngstr Grwt Etf | 286,959 | $25.9M | 5.9% | +2.0% | 13F ↗ |
| 5 | Vanguard Tax-Managed Fds | 321,579 | $22.7M | 5.2% | +2.2% | 13F ↗ |
| 6 | Vanguard Index Fds Mrngstr Val Etf | 79,470 | $17.2M | 3.9% | +1.7% | 13F ↗ |
| 7 | iShares Tr S&P 500 Grwt Etf | 117,315 | $16.7M | 3.8% | -1.4% | 13F ↗ |
| 8 | BlackRock ETF Trust Ishares Us Equit | 227,204 | $15.7M | 3.6% | -0.1% | 13F ↗ |
| 9 | Vanguard Charlotte Fds Total Int Bd Etf | 310,002 | $14.5M | 3.3% | +0.3% | 13F ↗ |
| 10 | iShares Tr S&P 500 Val Etf | 60,803 | $13.9M | 3.2% | -0.3% | 13F ↗ |
| 11 | Vanguard Bd Index Fds Short Trm Bond | 181,252 | $13.8M | 3.1% | +0.3% | 13F ↗ |
| 12 | Dimensional ETF Trust Shor Dur Fix Etf | 269,496 | $12.5M | 2.8% | +7.5% | 13F ↗ |
| 13 | Dimensional ETF Trust Intl Core Eqt Mk | 299,430 | $12.4M | 2.8% | +10.5% | 13F ↗ |
| 14 | BlackRock ETF Trust Isha In Ctry Etf | 288,371 | $10.5M | 2.4% | +94.9% | 13F ↗ |
| 15 | Vanguard International Equity Index F Ftse Emr Mkt Etf | 141,109 | $8.4M | 1.9% | +2.7% | 13F ↗ |
| 16 | Dimensional ETF Trust Core Fixe In Etf | 208,037 | $8.3M | 1.9% | +8.2% | 13F ↗ |
| 17 | BlackRock ETF Trust Isha La Core Etf | 166,507 | $8.2M | 1.9% | +46.9% | 13F ↗ |
| 18 | iShares Tr Msci Acwi Ex Us | 99,805 | $7.5M | 1.7% | New | 13F ↗ |
| 19 | iShares Tr Us Treas Bd Etf | 335,627 | $7.3M | 1.7% | +5.7% | 13F ↗ |
| 20 | BlackRock ETF Trust Isha I In Te Etf | 142,575 | $6.7M | 1.5% | -15.1% | 13F ↗ |
| 21 | Vanguard Scottsdale Fds MTG-BKD Secs Etf | 150,057 | $6.7M | 1.5% | +0.6% | 13F ↗ |
| 22 | Vanguard Bd Index Fds Intermed Term | 89,629 | $6.5M | 1.5% | +0.5% | 13F ↗ |
| 23 | iShares Tr Eafe Grwth Etf | 53,679 | $6.4M | 1.5% | -14.1% | 13F ↗ |
| 24 | Vanguard Bd Index Fds Long Term Bond | 98,439 | $6.2M | 1.4% | +1.1% | 13F ↗ |
| 25 | Dimensional ETF Trust Emgr Cre Eqt Mng | 147,478 | $5.8M | 1.3% | +10.4% | 13F ↗ |
| 26 | iShares Tr 10-20 Yr Trs Etf | 59,973 | $5.5M | 1.3% | -1.9% | 13F ↗ |
| 27 | iShares Inc Core Msci Emkt | 65,552 | $5.3M | 1.2% | -39.1% | 13F ↗ |
| 28 | BlackRock ETF Trust Isha Syst Al Etf | 170,686 | $5.1M | 1.2% | -2.6% | 13F ↗ |
| 29 | Vanguard Index Fds Mrngstr Sml Cap | 17,572 | $5.0M | 1.1% | +2.2% | 13F ↗ |
| 30 | BlackRock ETF Trust II Isha Glo Usd Etf | 96,459 | $4.8M | 1.1% | +23.1% | 13F ↗ |
| 31 | BlackRock ETF Trust Isha Us Them Etf | 107,464 | $4.7M | 1.1% | +1.0% | 13F ↗ |
| 32 | iShares Tr Eafe Value Etf | 57,560 | $4.6M | 1.0% | +2.1% | 13F ↗ |
| 33 | BlackRock ETF Trust Ishares Defense | 144,275 | $4.5M | 1.0% | -4.4% | 13F ↗ |
| 34 | Vanguard World Fd Inf Tech Etf | 20,007 | $2.5M | 0.6% | +0.1% | 13F ↗ |
| 35 | iShares Tr Ishares Semicdtr | 3,382 | $1.9M | 0.4% | +0.1% | 13F ↗ |
| 36 | IAU iShares Gold Trust · Ishares New | 21,416 | $1.7M | 0.4% | +23.5% | 13F ↗ |
| 37 | NVDA NVIDIA Corporation | 6,549 | $1.5M | 0.3% | +3.2% | 13F ↗ |
| 38 | BlackRock ETF Trust II Isha Flex In Etf | 26,097 | $1.3M | 0.3% | -1.8% | 13F ↗ |
| 39 | AAPL Apple Inc. | 3,899 | $1.3M | 0.3% | +0.2% | 13F ↗ |
| 40 | Dimensional ETF Trust Global Real Est | 45,101 | $1.2M | 0.3% | +7.7% | 13F ↗ |
| 41 | MSFT Microsoft Corporation | 1,845 | $946.3K | 0.2% | +2.9% | 13F ↗ |
| 42 | BlackRock ETF Trust II Ishar Backe Etf | 19,239 | $902.5K | 0.2% | New | 13F ↗ |
| 43 | iShares Tr Systematic Bd Et | 10,136 | $854.3K | 0.2% | -1.7% | 13F ↗ |
| 44 | GOOGL Alphabet Inc. Class A | 2,016 | $693.7K | 0.2% | -0.8% | 13F ↗ |
| 45 | iShares U S ETF Tr U.S. Tech Indepd | 5,860 | $668.9K | 0.2% | +0.1% | 13F ↗ |
| 46 | AMZN Amazon.com, Inc. | 2,489 | $620.1K | 0.1% | +2.4% | 13F ↗ |
| 47 | iShares Tr 0-5 Yr Tips Etf | 4,465 | $445.2K | 0.1% | -1.4% | 13F ↗ |
| 48 | META Meta Platforms, Inc. | 590 | $428.1K | 0.1% | +2.4% | 13F ↗ |
| 49 | TSLA Tesla, Inc. | 1,180 | $418.7K | 0.1% | +0.9% | 13F ↗ |
| 50 | iShares Tr Core 40 Mode Etf | 8,276 | $403.4K | 0.1% | +1.5% | 13F ↗ |
Showing the top 50 of 1,357 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
104 new, 885 added to, 233 trimmed, 40 exited, 135 unchanged. By estimated dollars.
New positions (104)
| iShares Tr Msci Acwi Ex Us | 99,805 | New | $7.5M |
| BlackRock ETF Trust II Ishar Backe Etf | 19,239 | New | $902.5K |
| IBIT iShares Bitcoin Trust ETF · Shs Ben Int | 1,083 | New | $51.3K |
| Vanguard Malvern Fds Multi Sector | 956 | New | $47.3K |
| Vanguard Malvern Fds Core Bd Etf | 340 | New | $25.0K |
| Vanguard Whitehall Fds Em Mk Gov Bd Etf | 293 | New | $18.5K |
| OKE ONEOK, Inc. | 131 | New | $11.2K |
| Dfa Invt Dimensions Group In U.S. Sml Cp Val | 209 | New | $7,830 |
| Schwab Strategic Tr INT-TRM U.S Tres | 229 | New | $5,427 |
| FICO Fair Isaac Corporation | 5 | New | $2,962 |
Added to (885)
| iShares Tr Core Univrsl Usd | 724,429 | +23.2% | $6.0M |
| BlackRock ETF Trust Isha In Ctry Etf | 288,371 | +94.9% | $5.1M |
| BlackRock ETF Trust Isha La Core Etf | 166,507 | +46.9% | $2.6M |
| Dimensional ETF Trust Us Core Eqt Mkt | 755,804 | +6.4% | $2.4M |
| iShares Tr Core S&P500 Etf | 54,186 | +3.3% | $1.3M |
| Dimensional ETF Trust Intl Core Eqt Mk | 299,430 | +10.5% | $1.2M |
| BlackRock ETF Trust II Isha Glo Usd Etf | 96,459 | +23.1% | $908.4K |
| Dimensional ETF Trust Shor Dur Fix Etf | 269,496 | +7.5% | $872.4K |
| Dimensional ETF Trust Core Fixe In Etf | 208,037 | +8.2% | $635.3K |
| Dimensional ETF Trust Emgr Cre Eqt Mng | 147,478 | +10.4% | $547.4K |
Trimmed (233)
| iShares Tr Msci Usa Mmentm | 169 | -99.2% | -$6.8M |
| iShares Tr Mbs Etf | 983 | -98.6% | -$6.3M |
| iShares Inc Core Msci Emkt | 65,552 | -39.1% | -$3.4M |
| BlackRock ETF Trust Isha I In Te Etf | 142,575 | -15.1% | -$1.2M |
| iShares Tr Eafe Grwth Etf | 53,679 | -14.1% | -$1.1M |
| CAT Caterpillar, Inc. | 67 | -88.2% | -$405.4K |
| AMP Ameriprise Financial, Inc. | 26 | -95.4% | -$268.3K |
| iShares Tr S&P 500 Grwt Etf | 117,315 | -1.4% | -$229.7K |
| JPM JPMorgan Chase & Co. | 949 | -41.7% | -$224.9K |
| BlackRock ETF Trust Ishares Defense | 144,275 | -4.4% | -$208.8K |
Exited (40)
| ABBV AbbVie Inc. | 1,237 | -100% | -$311.3K |
| ENB Enbridge Inc | 2,000 | Exited | -$108.4K |
| Dimensional ETF Trust Glob Co Plus Etf | 889 | Exited | -$48.4K |
| Teva Pharmaceutical Industries Ltd ADR | 1,000 | Exited | -$33.9K |
| Hines Global Income Trust Inc Shs Cl D Real Estate Investment Trust | 1,485 | Exited | -$14.6K |
| VOD Vodafone Group Plc · ADR | 1,000 | Exited | -$13.2K |
| HLN Haleon plc · ADR | 1,000 | Exited | -$9,330 |
| Oneok Inc | 105 | Exited | -$9,129 |
| Dimensional ETF Trust Us Small Cap Etf | 208 | Exited | -$8,074 |
| Electronic Arts Inc | 15 | Exited | -$3,076 |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
Search, sort and filter every position, with puts and calls on their own tab. Premium plan.
Every position, puts and calls. Part of Premium.
Compare two quarters
Pick any two quarters: what is new, added to, trimmed or exited. Premium plan.
Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
Loading…
Largest positions in earlier quarters
Pick a quarter to see what the fund's biggest positions were then.
Loading…
Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 3, 2026 | 13F-HR | 1,358 | $440.0M | Current | SEC ↗ |
| Q2 2026 | Jul 28, 2026 | 13F-HR | 1,293 | $433.6M | Current | SEC ↗ |
| Q1 2026 | Apr 14, 2026 | 13F-HR | 1,301 | $385.7M | Current | SEC ↗ |
| Q4 2025 | Feb 2, 2026 | 13F-HR | 1,317 | $382.8M | Current | SEC ↗ |
| Q3 2025 | Oct 9, 2025 | 13F-HR | 1,289 | $370.1M | Current | SEC ↗ |
| Q2 2025 | Jul 22, 2025 | 13F-HR | 1,275 | $344.8M | Current | SEC ↗ |
| Q1 2025 | May 12, 2025 | 13F-HR | 1,150 | $316.2M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer