Funds › NorthRock Partners, LLC
NorthRock Partners, LLC
13F for Q3 2026, filed Nov 13, 2026. 687 positions worth $7.1B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 13, 2026
Reported value
$7.1B
+$164.9M (2.4%) vs Q2 2026
Positions
687
669 in Q2 2026
Top 10 share
44.2%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust St Str P500ETF | 5.20M | $466.4M | 6.6% | +12.2% | 13F ↗ |
| 2 | J P Morgan Exchange Traded F Etf | 9.06M | $438.1M | 6.2% | +12.1% | 13F ↗ |
| 3 | Vanguard Index Fds S&P 500 Etf Shs | 523,452 | $366.9M | 5.2% | -12.7% | 13F ↗ |
| 4 | Spdr Series Trust St Str P500VAL | 5.27M | $322.4M | 4.6% | +7.9% | 13F ↗ |
| 5 | Spdr Series Trust St Str P500GRW | 2.51M | $308.4M | 4.4% | +7.7% | 13F ↗ |
| 6 | Vanguard Scottsdale Fds Short Term Treas | 5.07M | $292.1M | 4.1% | +7.7% | 13F ↗ |
| 7 | Invesco Qqq Tr | 342,863 | $253.6M | 3.6% | -8.2% | 13F ↗ |
| 8 | AAPL Apple Inc. | 732,723 | $244.0M | 3.5% | -4.2% | 13F ↗ |
| 9 | iShares Tr 0-3 Mth Treasury | 2.14M | $215.4M | 3.1% | -21.8% | 13F ↗ |
| 10 | iShares Tr Glb Infrastr Etf | 3.41M | $209.7M | 3.0% | +10.7% | 13F ↗ |
| 11 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 267,754 | $204.2M | 2.9% | -2.0% | 13F ↗ |
| 12 | iShares Tr 7-10 Yr Trsy Bd | 1.89M | $168.8M | 2.4% | +185% | 13F ↗ |
| 13 | Spdr Series Trust St Str SP400VAL | 1.55M | $137.3M | 1.9% | +8.7% | 13F ↗ |
| 14 | Spdr Series Trust St Str SP400GRW | 1.27M | $132.3M | 1.9% | +9.7% | 13F ↗ |
| 15 | AB Active Etfs Inc Tax Aw Inter Etf | 5.38M | $129.1M | 1.8% | +38.9% | 13F ↗ |
| 16 | iShares Tr Rus 1000 Etf | 295,850 | $123.1M | 1.7% | +0.2% | 13F ↗ |
| 17 | iShares Tr Hdg Msci Eafe | 2.50M | $116.2M | 1.6% | -11.8% | 13F ↗ |
| 18 | iShares Inc Core Msci Emkt | 1.32M | $107.4M | 1.5% | +20.8% | 13F ↗ |
| 19 | Spdr Series Trust St Str SP600SM C | 887,043 | $90.6M | 1.3% | +6.3% | 13F ↗ |
| 20 | Spdr Series Trust St Str SP600GRWO | 776,261 | $83.0M | 1.2% | +6.0% | 13F ↗ |
| 21 | MSFT Microsoft Corporation | 155,335 | $79.7M | 1.1% | -1.9% | 13F ↗ |
| 22 | First Tr Exchng Traded Fd Vi Ft Ladd Buff Etf | 2.00M | $74.9M | 1.1% | +18.5% | 13F ↗ |
| 23 | iShares Tr Msci Eafe Etf | 712,066 | $74.0M | 1.0% | +4.5% | 13F ↗ |
| 24 | NVDA NVIDIA Corporation | 318,301 | $72.7M | 1.0% | -2.2% | 13F ↗ |
| 25 | Lattice Strategies Tr Hartford Us Eqty | 1.07M | $71.2M | 1.0% | -11.7% | 13F ↗ |
| 26 | iShares Tr Equity Etf | 605,863 | $64.7M | 0.9% | -11.0% | 13F ↗ |
| 27 | iShares Tr Etf | 193,925 | $53.9M | 0.8% | +1.4% | 13F ↗ |
| 28 | Spdr Index Shs Fds St Port Mark Etf | 966,644 | $50.0M | 0.7% | -11.5% | 13F ↗ |
| 29 | iShares Tr Rus 1000 Grw Etf | 364,639 | $45.7M | 0.6% | -3.7% | 13F ↗ |
| 30 | iShares Tr Core S&P Scp Etf | 327,887 | $44.6M | 0.6% | +24.8% | 13F ↗ |
| 31 | iShares Tr Core Univrsl Usd | 912,443 | $40.2M | 0.6% | -21.3% | 13F ↗ |
| 32 | Vanguard Scottsdale Fds MTG-BKD Secs Etf | 780,797 | $34.7M | 0.5% | -19.5% | 13F ↗ |
| 33 | J P Morgan Exchange Traded F Ultra Sht Muncpl | 684,427 | $34.6M | 0.5% | +3.3% | 13F ↗ |
| 34 | iShares Tr Mbs Etf | 373,781 | $33.5M | 0.5% | -16.0% | 13F ↗ |
| 35 | PM Philip Morris International Inc | 173,910 | $33.2M | 0.5% | -2.4% | 13F ↗ |
| 36 | Invesco Exch Traded Fd Tr II Nasdaq 100 Etf | 107,452 | $32.7M | 0.5% | -2.7% | 13F ↗ |
| 37 | AMZN Amazon.com, Inc. | 130,518 | $32.5M | 0.5% | -0.8% | 13F ↗ |
| 38 | Vanguard Tax-Managed Fds | 457,899 | $32.3M | 0.5% | +1.0% | 13F ↗ |
| 39 | iShares Tr Core Us Aggbd Et | 324,321 | $30.7M | 0.4% | +1.1% | 13F ↗ |
| 40 | Vanguard Index Fds Mrngstr Ttl Stk | 79,557 | $29.8M | 0.4% | +2.0% | 13F ↗ |
| 41 | MDLZ Mondelez International, Inc. | 496,612 | $28.7M | 0.4% | -1.9% | 13F ↗ |
| 42 | PGR Progressive Corporation | 133,205 | $27.6M | 0.4% | -0.3% | 13F ↗ |
| 43 | Schwab Strategic Tr Us Aggregate B | 1.24M | $27.4M | 0.4% | -23.4% | 13F ↗ |
| 44 | iShares Tr 0-5 Yr Tips Etf | 250,952 | $25.0M | 0.4% | +18.3% | 13F ↗ |
| 45 | iShares Tr S&P 500 Val Etf | 108,970 | $24.9M | 0.4% | -1.0% | 13F ↗ |
| 46 | Vanguard Whitehall Fds Etf | 245,098 | $24.8M | 0.4% | -18.2% | 13F ↗ |
| 47 | Spdr Series Trust St Str Blo 1 Etf | 264,871 | $24.3M | 0.3% | +0.5% | 13F ↗ |
| 48 | Spdr Series Trust St Inter Etf | 876,972 | $23.9M | 0.3% | -15.0% | 13F ↗ |
| 49 | PG Procter & Gamble Company | 162,444 | $23.6M | 0.3% | -1.3% | 13F ↗ |
| 50 | Spdr Index Shs Fds St Str Po Ex Etf | 467,543 | $23.5M | 0.3% | +10796% | 13F ↗ |
Showing the top 50 of 687 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
61 new, 234 added to, 348 trimmed, 43 exited, 44 unchanged. By estimated dollars.
New positions (61)
| Wisdomtree Tr Etf | 287,689 | New | $13.5M |
| iShares Tr Trs Flt Rt Bd | 178,446 | New | $9.0M |
| American Centy ETF Tr Us Large Cap Vlu | 96,890 | New | $8.8M |
| Spdr Series Trust St Sho Treas Etf | 297,437 | New | $8.5M |
| XOM ExxonMobil Holdings Corporation | 47,618 | New | $7.7M |
| BlackRock ETF Trust Isha Syst Al Etf | 248,471 | New | $7.4M |
| iShares Tr Shrt Nat Mun Etf | 42,188 | New | $4.4M |
| Schwab Strategic Tr Us Reit Etf | 178,066 | New | $3.9M |
| GLDM SPDR Gold MiniShares Trust · Spdr Gld Minis | 40,042 | New | $3.3M |
| Global X Fds Defense Tech Etf | 27,234 | New | $1.6M |
Added to (234)
| iShares Tr 7-10 Yr Trsy Bd | 1.89M | +185% | $109.6M |
| Spdr Series Trust St Str P500ETF | 5.20M | +12.2% | $50.9M |
| J P Morgan Exchange Traded F Etf | 9.06M | +12.1% | $47.4M |
| AB Active Etfs Inc Tax Aw Inter Etf | 5.38M | +38.9% | $36.2M |
| Spdr Series Trust St Str P500VAL | 5.27M | +7.9% | $23.5M |
| Spdr Index Shs Fds St Str Po Ex Etf | 467,543 | +10796% | $23.3M |
| Spdr Series Trust St Str P500GRW | 2.51M | +7.7% | $22.0M |
| Vanguard Scottsdale Fds Short Term Treas | 5.07M | +7.7% | $20.9M |
| iShares Tr Glb Infrastr Etf | 3.41M | +10.7% | $20.3M |
| iShares Inc Core Msci Emkt | 1.32M | +20.8% | $18.5M |
Trimmed (348)
| iShares Tr 0-3 Mth Treasury | 2.14M | -21.8% | -$60.2M |
| Vanguard Index Fds S&P 500 Etf Shs | 523,452 | -12.7% | -$53.5M |
| Invesco Qqq Tr | 342,863 | -8.2% | -$22.8M |
| iShares Tr Hdg Msci Eafe | 2.50M | -11.8% | -$15.6M |
| CRWD CrowdStrike Holdings, Inc. | 14,998 | -75.4% | -$12.2M |
| iShares Tr Core Univrsl Usd | 912,443 | -21.3% | -$10.9M |
| AAPL Apple Inc. | 732,723 | -4.2% | -$10.7M |
| Lattice Strategies Tr Hartford Us Eqty | 1.07M | -11.7% | -$9.4M |
| Vanguard Scottsdale Fds MTG-BKD Secs Etf | 780,797 | -19.5% | -$8.4M |
| Schwab Strategic Tr Us Aggregate B | 1.24M | -23.4% | -$8.4M |
Exited (43)
| BlackRock ETF Trust Dynamic Eqty Act | 1.03M | Exited | -$28.7M |
| Dimensional ETF Trust Us Cor Equ 2 Etf | 124,735 | Exited | -$5.5M |
| Select Sector Spdr Tr St Str Mater Etf | 24,188 | Exited | -$1.2M |
| Chart Industries Inc | 3,725 | Exited | -$778.3K |
| iShares Tr Faln Angls Usd | 26,508 | Exited | -$722.1K |
| CRH Crh plc | 6,723 | Exited | -$719.4K |
| APO Apollo Global Management, Inc. | 5,464 | Exited | -$646.5K |
| VMC Vulcan Materials Company | 1,690 | Exited | -$498.7K |
| BDX Becton, Dickinson and Company | 3,295 | Exited | -$498.7K |
| HLN Haleon plc · ADR | 52,244 | Exited | -$487.4K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
Search, sort and filter every position, with puts and calls on their own tab. Premium plan.
Every position, puts and calls. Part of Premium.
Compare two quarters
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Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 13, 2026 | 13F-HR | 705 | $7.1B | Current | SEC ↗ |
| Q2 2026 | Aug 11, 2026 | 13F-HR | 680 | $6.9B | Current | SEC ↗ |
| Q1 2026 | May 15, 2026 | 13F-HR | 678 | $6.2B | Current | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | 13F-HR | 619 | $5.9B | Current | SEC ↗ |
| Q3 2025 | Nov 14, 2025 | 13F-HR | 871 | $5.5B | Current | SEC ↗ |
| Q2 2025 | Nov 14, 2025 | 13F-HR/A (restatement) | 682 | $3.8B | Current | SEC ↗ |
| Q2 2025 | Jul 25, 2025 | 13F-HR | 910 | $3.9B | Replaced | SEC ↗ |
| Q1 2025 | May 8, 2025 | 13F-HR | 852 | $3.0B | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer