Funds › Lumbard & Kellner, LLC
Lumbard & Kellner, LLC
13F for Q3 2026, filed Nov 12, 2026. 114 positions worth $352.0M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 12, 2026
Reported value
$352.0M
+$22.1M (6.7%) vs Q2 2026
Positions
114
108 in Q2 2026
Top 10 share
35.3%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | GOOG Alphabet Inc. Class C | 52,975 | $18.1M | 5.1% | +2.1% | 13F ↗ |
| 2 | PBR Petroleo Brasileiro S.A. Petrobras · ADR | 724,470 | $15.1M | 4.3% | +2.0% | 13F ↗ |
| 3 | MTRN Materion Corporation | 51,448 | $13.9M | 3.9% | -0.3% | 13F ↗ |
| 4 | HBM Hudbay Minerals Inc. | 517,356 | $13.8M | 3.9% | -0.5% | 13F ↗ |
| 5 | Spdr Series Trust St Str P400MID | 180,021 | $11.3M | 3.2% | +3.4% | 13F ↗ |
| 6 | GS Goldman Sachs Group, Inc. | 12,080 | $10.9M | 3.1% | +0.3% | 13F ↗ |
| 7 | Invesco Exchange Traded Fd T S&P500 Eql Wgt | 52,177 | $10.9M | 3.1% | +0.7% | 13F ↗ |
| 8 | Ea Series Trust Freedom 100 Em | 155,056 | $10.8M | 3.1% | +0.9% | 13F ↗ |
| 9 | MET MetLife, Inc. | 107,324 | $10.1M | 2.9% | -0.1% | 13F ↗ |
| 10 | SBC SBC Medical Group Holdings Incorporated | 1.91M | $9.5M | 2.7% | +10.8% | 13F ↗ |
| 11 | AMZN Amazon.com, Inc. | 36,473 | $9.1M | 2.6% | +9.4% | 13F ↗ |
| 12 | ETON Eton Pharmaceuticals, Inc. | 173,263 | $8.9M | 2.5% | -1.5% | 13F ↗ |
| 13 | Vanguard Whitehall Fds Etf | 81,259 | $8.2M | 2.3% | +0.2% | 13F ↗ |
| 14 | ENS EnerSys | 44,207 | $8.1M | 2.3% | +0.4% | 13F ↗ |
| 15 | Spdr Series Trust St Str Blo 1 Etf | 87,397 | $8.0M | 2.3% | -19.4% | 13F ↗ |
| 16 | KMI Kinder Morgan, Inc. | 246,516 | $7.4M | 2.1% | -0.2% | 13F ↗ |
| 17 | FSLR First Solar, Inc. | 40,235 | $7.0M | 2.0% | +10.2% | 13F ↗ |
| 18 | Franklin Templeton ETF Tr Ftse Brazil | 281,244 | $6.6M | 1.9% | +3.9% | 13F ↗ |
| 19 | FTAI FTAI Aviation Ltd. | 37,114 | $6.2M | 1.8% | New | 13F ↗ |
| 20 | CSCO Cisco Systems, Inc. | 56,178 | $6.0M | 1.7% | -0.2% | 13F ↗ |
| 21 | Franklin Templeton ETF Tr Etf | 97,236 | $5.8M | 1.7% | +0.5% | 13F ↗ |
| 22 | ORCL Oracle Corporation | 41,658 | $5.7M | 1.6% | +986% | 13F ↗ |
| 23 | Select Sector Spdr Tr St Str Finl Etf | 105,465 | $5.6M | 1.6% | +6.5% | 13F ↗ |
| 24 | LMT Lockheed Martin Corporation | 11,057 | $5.6M | 1.6% | +0.6% | 13F ↗ |
| 25 | MSFT Microsoft Corporation | 10,780 | $5.5M | 1.6% | -0.6% | 13F ↗ |
| 26 | KTOS Kratos Defense & Security Solutions, Inc. | 108,306 | $4.6M | 1.3% | +1.2% | 13F ↗ |
| 27 | Spdr Series Trust St Str Sp Regbnk | 65,211 | $4.5M | 1.3% | +18.5% | 13F ↗ |
| 28 | NOC Northrop Grumman Corporation | 9,067 | $4.4M | 1.2% | +2.1% | 13F ↗ |
| 29 | First Tr Exchange-Traded Fd | 66,159 | $4.2M | 1.2% | +14.4% | 13F ↗ |
| 30 | Vanguard Index Fds Mrngstr Ttl Stk | 11,040 | $4.1M | 1.2% | -0.5% | 13F ↗ |
| 31 | PRIM Primoris Services Corporation | 53,680 | $4.0M | 1.1% | +14.5% | 13F ↗ |
| 32 | EMN Eastman Chemical Company | 61,626 | $4.0M | 1.1% | +13.7% | 13F ↗ |
| 33 | AAPL Apple Inc. | 11,600 | $3.9M | 1.1% | -1.2% | 13F ↗ |
| 34 | OLN Olin Corporation · Com Par $1 | 247,460 | $3.8M | 1.1% | New | 13F ↗ |
| 35 | Vanguard International Equity Index F Allwrld Ex Us | 46,145 | $3.8M | 1.1% | +7.6% | 13F ↗ |
| 36 | BRK-A Berkshire Hathaway Inc. Class A | 5 | $3.7M | 1.1% | Unchanged | 13F ↗ |
| 37 | RNW ReNew Energy Global plc | 520,590 | $3.6M | 1.0% | +0.4% | 13F ↗ |
| 38 | CMCSA Comcast Corporation | 162,386 | $3.5M | 1.0% | +1321% | 13F ↗ |
| 39 | Franklin Templeton ETF Tr Franklin India | 101,667 | $3.4M | 1.0% | -0.2% | 13F ↗ |
| 40 | LLY Eli Lilly and Company | 2,595 | $3.0M | 0.9% | +2.0% | 13F ↗ |
| 41 | SMCI Super Micro Computer, Inc. | 66,850 | $2.7M | 0.8% | New | 13F ↗ |
| 42 | AMAT Applied Materials, Inc. | 5,350 | $2.7M | 0.8% | Unchanged | 13F ↗ |
| 43 | HROW Harrow, Inc. | 87,998 | $2.7M | 0.8% | -2.6% | 13F ↗ |
| 44 | iShares Tr Msci Indonia Etf | 214,952 | $2.5M | 0.7% | +3.7% | 13F ↗ |
| 45 | ASIX AdvanSix Inc. | 150,154 | $2.4M | 0.7% | +2.7% | 13F ↗ |
| 46 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 2,932 | $2.2M | 0.6% | Unchanged | 13F ↗ |
| 47 | BRK-B Berkshire Hathaway Inc. Class B | 4,388 | $2.2M | 0.6% | -0.7% | 13F ↗ |
| 48 | ALKS Alkermes plc | 52,484 | $2.1M | 0.6% | -0.2% | 13F ↗ |
| 49 | AMSC American Superconductor Corporation · Common Stocks | 71,564 | $2.1M | 0.6% | -3.5% | 13F ↗ |
| 50 | DNLI Denali Therapeutics Inc. | 100,317 | $2.1M | 0.6% | +2.1% | 13F ↗ |
Showing the top 50 of 114 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
9 new, 37 added to, 30 trimmed, 3 exited, 38 unchanged. By estimated dollars.
New positions (9)
| FTAI FTAI Aviation Ltd. | 37,114 | New | $6.2M |
| OLN Olin Corporation · Com Par $1 | 247,460 | New | $3.8M |
| SMCI Super Micro Computer, Inc. | 66,850 | New | $2.7M |
| Schwab Strategic Tr Us Lcap Gr Etf | 27,839 | New | $1.0M |
| Vaneck ETF Trust Semiconductr Etf | 900 | New | $548.1K |
| GOOGL Alphabet Inc. Class A | 1,493 | New | $513.7K |
| Vanguard Admiral Fds Inc 500 Grth Idx F | 6,000 | New | $512.9K |
| Wisdomtree Tr Us Midcap Divid | 3,641 | New | $196.4K |
| VNET VNET Group, Inc. · ADR | 2,284 | New | $12.7K |
Added to (37)
| ORCL Oracle Corporation | 41,658 | +986% | $5.2M |
| CMCSA Comcast Corporation | 162,386 | +1321% | $3.3M |
| SBC SBC Medical Group Holdings Incorporated | 1.91M | +10.8% | $919.4K |
| AMZN Amazon.com, Inc. | 36,473 | +9.4% | $779.3K |
| Spdr Series Trust St Str Sp Regbnk | 65,211 | +18.5% | $707.9K |
| FSLR First Solar, Inc. | 40,235 | +10.2% | $653.2K |
| First Tr Exchange-Traded Fd | 66,159 | +14.4% | $536.0K |
| PRIM Primoris Services Corporation | 53,680 | +14.5% | $505.5K |
| EMN Eastman Chemical Company | 61,626 | +13.7% | $481.0K |
| Spdr Series Trust St Str P400MID | 180,021 | +3.4% | $368.1K |
Trimmed (30)
| Spdr Series Trust St Str Blo 1 Etf | 87,397 | -19.4% | -$1.9M |
| BE Bloom Energy Corporation | 6,128 | -42.1% | -$1.2M |
| J P Morgan Exchange Traded F Etf | 2,920 | -65.7% | -$560.8K |
| Global X Fds 1 3 Mo T Bi Et | 13,763 | -23.8% | -$431.0K |
| ETON Eton Pharmaceuticals, Inc. | 173,263 | -1.5% | -$136.2K |
| PHYS Sprott Physical Gold Trust ETV · Physical Gold Tr | 20,147 | -16.9% | -$128.0K |
| AMSC American Superconductor Corporation · Common Stocks | 71,564 | -3.5% | -$75.0K |
| HROW Harrow, Inc. | 87,998 | -2.6% | -$71.6K |
| HBM Hudbay Minerals Inc. | 517,356 | -0.5% | -$66.3K |
| AAPL Apple Inc. | 11,600 | -1.2% | -$45.0K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Every position, puts and calls. Part of Premium.
Compare two quarters
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Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 12, 2026 | 13F-HR | 114 | $352.0M | Current | SEC ↗ |
| Q2 2026 | Aug 6, 2026 | 13F-HR | 108 | $329.9M | Current | SEC ↗ |
| Q1 2026 | May 15, 2026 | 13F-HR | 99 | $288.6M | Current | SEC ↗ |
| Q4 2025 | Feb 3, 2026 | 13F-HR | 100 | $285.5M | Current | SEC ↗ |
| Q3 2025 | Nov 12, 2025 | 13F-HR | 97 | $271.9M | Current | SEC ↗ |
| Q2 2025 | Aug 13, 2025 | 13F-HR | 88 | $229.4M | Current | SEC ↗ |
| Q1 2025 | Apr 21, 2025 | 13F-HR | 82 | $226.8M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer