Estimated market cap $190.21MShares outstanding from the company’s latest SEC filing (all share classes, each priced at its own close; ADRs converted to ADS) × last close from Tiingo. Updated daily. This figure: shares as of Nov 9, 2026, last close Nov 13, 2026.28.18M shares, shares as of Nov 9, 2026CIK 1551901The SEC’s Central Index Key, the number it uses to identify every company and person that files.
Insider trades, 12 mo
11 buys · 0 sells
$871.0K bought, open market
Congress trades, 24 mo
—
No disclosed trades
13F holders
…
Lobbying, 12 mo
—
No lobbying filings
Federal contracts, 12 mo
—
None matched
Ask your AI:
Latest 10-Q
What changed in Stellus Capital Investment Corporation's latest quarterly report, compared with the one before.
Loading…
Insider trades
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
Loading…
13F holders
Funds that report this stock, checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
Loading…
Top 10 holders.Premium lists every holder, with CSV downloads.
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
Loading…
Lobbying
What Stellus Capital Investment Corporation and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
Loading…
Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
13F holders, Q3 2026Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
42
9.8% of shares · 14 added
Latest 10-Q
Q3 2026
What changed in Stellus Capital Investment Corporation's latest quarterly report, compared with the one before.
Filed Nov 9, 2026 · Quarter ended Sep 30, 2026
Summary text goes here once it has loaded. Summary text goes here once it has loaded.
Summary text goes here once it has loaded.
Summary text goes here once it has loaded.
AI summary of changes vs the prior report. Written by AI from the paragraphs that changed, and checked against them. This is information, not investment advice.
Compared with the 10-Q for the quarter ended Jun 30, 2026. Sections compared: management's discussion, risk factors, legal proceedings and controls and procedures.
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
No open-market insider trades reported since Sep 16, 2026. Insiders have two business days to file.
Recent insider trades
How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss.
42 funds report SCM. Values checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
Funds own 13% of shares (Q2 2026)Fund managers with more than $100 million in US-listed stocks file a 13F each quarter. It lists their long stock positions only (shorts, options and bonds are left out) and can arrive up to 45 days after the quarter ends, so this is a snapshot of the quarter end. We add up the shares every fund reports in this class and divide by the shares outstanding. The total can pass 100%: the same shares are often reported by more than one manager (an adviser and the fund it runs), lent shares can be reported twice, and the share count can be out of date after buybacks. We divided 3.78M reported shares by 28.48M shares, from the company’s SEC filing as of Aug 10, 2026.
63 funds hold the stock.
Q3 2026: 9.8% · 5,560 of ~8,900 funds reported so farFunds have 45 days after a quarter ends to file. This quarter’s reports are still arriving, so the figure only counts the funds that have filed so far and will usually rise.
Q2 202512%
Q3 202513%
Q4 202515%
Q1 202615%
Q2 202613%
Q3 2026 (so far)9.8%
Q3 2026. 10 new, 14 added to, 12 trimmed, 32 exited since Q2 2026.
Download CSVEvery fund that holds SCM, not only these ten. A download holds at most 10,000 rows; narrow the filters to get a smaller slice.
Trades by members of Congress
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
No recent congressional trades for this company.
Lobbying
What Stellus Capital Investment Corporation and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
No recent lobbying filings for this company.
Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
Funds holding the stock
Shares they report
Funds holding the stock by quarter
Q2 2013
41
—
3.78M
$56.9M
Q3 2013
42
+1
4.02M
$60.2M
Q4 2013
45
+3
4.20M
$62.8M
Q1 2014
48
+3
4.44M
$63.9M
Q2 2014
39
-9
4.01M
$58.9M
Q3 2014
30
-9
3.90M
$54.2M
Q4 2014
36
+6
4.43M
$52.2M
Q1 2015
34
-2
4.49M
$54.2M
Q2 2015
31
-3
2.57M
$29.3M
Q3 2015
35
+4
2.62M
$26.4M
Q4 2015
31
-4
2.57M
$24.8M
Q1 2016
34
+3
2.68M
$27.4M
Q2 2016
36
+2
2.95M
$30.2M
Q3 2016
38
+2
3.10M
$33.7M
Q4 2016
40
+2
3.17M
$39.3M
Q1 2017
40
0
3.27M
$47.5M
Q2 2017
45
+5
4.14M
$56.8M
Q3 2017
45
0
4.33M
$59.2M
Q4 2017
43
-2
4.65M
$61.1M
Q1 2018
42
-1
4.05M
$46.6M
Q2 2018
43
+1
3.43M
$43.8M
Q3 2018
40
-3
3.62M
$49.3M
Q4 2018
44
+4
3.05M
$39.5M
Q1 2019
56
+12
3.34M
$47.2M
Q2 2019
52
-4
3.40M
$47.0M
Q3 2019
46
-6
3.11M
$42.4M
Q4 2019
50
+4
3.16M
$44.7M
Q1 2020
48
-2
2.87M
$20.7M
Q2 2020
53
+5
3.06M
$22.2M
Q3 2020
47
-6
3.07M
$25.9M
Q4 2020
48
+1
3.40M
$35.9M
Q1 2021
47
-1
3.40M
$43.3M
Q2 2021
47
0
3.48M
$43.9M
Q3 2021
45
-2
3.29M
$43.0M
Q4 2021
49
+4
3.34M
$43.5M
Q1 2022
44
-5
2.71M
$37.7M
Q2 2022
54
+10
2.95M
$32.8M
Q3 2022
51
-3
2.69M
$32.1M
Q4 2022
51
0
2.48M
$32.9M
Q1 2023
57
+6
2.31M
$32.6M
Q2 2023
61
+4
3.32M
$46.7M
Q3 2023
63
+2
4.01M
$54.5M
Q4 2023
59
-4
3.39M
$43.6M
Q1 2024
53
-6
3.14M
$41.0M
Q2 2024
52
-1
3.55M
$48.7M
Q3 2024
53
+1
3.08M
$42.1M
Q4 2024
58
+5
2.84M
$39.0M
Q1 2025
65
+7
3.57M
$50.0M
Q2 2025
61
-4
3.40M
$47.4M
Q3 2025
71
+10
3.72M
$48.6M
Q4 2025
66
-5
4.36M
$55.3M
Q1 2026
66
0
4.24M
$39.8M
Q2 2026
63
-3
3.78M
$31.8M
Q3 2026
42
-21
2.77M
$20.6M
Each point is a quarter-end, from Q2 2013 to Q3 2026. A fund's 13F lists its long positions in US-listed securities as of the last day of the quarter and arrives up to 45 days later, so each point shows holdings at quarter-end, not on the day they were reported.
Common shares only; options and bonds are left out. When a fund amends a report, the amended version is the one counted.
The history follows the company's current CUSIP number (858568108). If the company's shares were ever re-issued under a different CUSIP, the quarters before the change are not part of this series, so the first point (Q2 2013) can be later than the stock's first appearance in 13F reports.
Share counts are adjusted for stock splits; none took place between these quarters. Values are in dollars as reported at the time and are not adjusted.
A quarter appears once our daily update has built its summary. If a summary cannot be built, older reports are kept and the chart shows the quarters it has until the next update repairs it.