No share count in the company’s recent SEC filingsNo share count in the company’s recent SEC filings, so we show no figure rather than a guess. Shares outstanding from the company’s latest SEC filing (all share classes, each priced at its own close; ADRs converted to ADS) × last close from Tiingo. Updated daily.CIK 804116The SEC’s Central Index Key, the number it uses to identify every company and person that files.
Insider trades, 12 mo
4 buys · 0 sells
$149.4K bought, open market
Congress trades, 24 mo
—
No disclosed trades
13F holders
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Lobbying, 12 mo
—
No lobbying filings
Federal contracts, 12 mo
—
None matched
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Latest 10-Q
What changed in Royce Small-Cap Trust, Inc.'s latest quarterly report, compared with the one before.
We have not read a recent 10-Q for this company yet.
Insider trades
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
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13F holders
Funds that report this stock, checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
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Top 10 holders.Premium lists every holder, with CSV downloads.
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
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Lobbying
What Royce Small-Cap Trust, Inc. and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
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Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
13F holders, Q3 2026Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
151
74 added · 34 trimmed
Insider trades
4 in 12 mo
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
No open-market insider trades reported since Sep 30, 2026. Insiders have two business days to file.
Recent insider trades
How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss.
151 funds report RVT. Values checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
Q3 2026. 15 new, 74 added to, 34 trimmed, 76 exited since Q2 2026.
One of these funds reports its values in thousands of dollars; its figures are shown in dollars.
Download CSVEvery fund that holds RVT, not only these ten. A download holds at most 10,000 rows; narrow the filters to get a smaller slice.
Trades by members of Congress
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
Recent congressional trades
How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss.
What Royce Small-Cap Trust, Inc. and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
No recent lobbying filings for this company.
Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
Funds holding the stock
Shares they report
Funds holding the stock by quarter
Q2 2013
89
—
18.35M
$278.1M
Q3 2013
94
+5
18.51M
$295.3M
Q4 2013
106
+12
19.66M
$314.7M
Q1 2014
107
+1
20.72M
$325.8M
Q2 2014
104
-3
19.84M
$317.4M
Q3 2014
107
+3
19.36M
$280.7M
Q4 2014
112
+5
19.11M
$273.8M
Q1 2015
102
-10
18.94M
$271.2M
Q2 2015
101
-1
18.90M
$260.6M
Q3 2015
108
+7
19.61M
$225.5M
Q4 2015
120
+12
22.81M
$268.4M
Q1 2016
125
+5
24.04M
$284.1M
Q2 2016
124
-1
24.48M
$288.4M
Q3 2016
122
-2
23.65M
$299.4M
Q4 2016
132
+10
27.77M
$371.2M
Q1 2017
115
-17
25.72M
$360.2M
Q2 2017
116
+1
20.87M
$304.6M
Q3 2017
109
-7
19.98M
$313.7M
Q4 2017
119
+10
19.81M
$320.2M
Q1 2018
130
+11
19.58M
$305.2M
Q2 2018
121
-9
19.30M
$304.8M
Q3 2018
120
-1
21.40M
$349.8M
Q4 2018
143
+23
21.48M
$253.5M
Q1 2019
147
+4
22.35M
$307.3M
Q2 2019
142
-5
21.55M
$299.9M
Q3 2019
138
-4
22.10M
$304.6M
Q4 2019
140
+2
22.54M
$333.0M
Q1 2020
140
0
22.11M
$214.1M
Q2 2020
134
-6
24.95M
$312.9M
Q3 2020
142
+8
26.33M
$333.0M
Q4 2020
158
+16
28.13M
$465.9M
Q1 2021
164
+6
31.98M
$579.2M
Q2 2021
168
+4
31.86M
$618.6M
Q3 2021
156
-12
31.60M
$569.6M
Q4 2021
166
+10
31.33M
$613.7M
Q1 2022
150
-16
28.18M
$478.3M
Q2 2022
144
-6
27.77M
$398.0M
Q3 2022
152
+8
27.09M
$350.1M
Q4 2022
163
+11
27.71M
$366.8M
Q1 2023
165
+2
27.30M
$370.5M
Q2 2023
157
-8
27.66M
$381.9M
Q3 2023
160
+3
28.74M
$369.7M
Q4 2023
165
+5
34.27M
$499.0M
Q1 2024
171
+6
40.89M
$620.0M
Q2 2024
176
+5
30.65M
$443.5M
Q3 2024
183
+7
31.12M
$482.8M
Q4 2024
185
+2
31.78M
$502.3M
Q1 2025
184
-1
33.08M
$471.1M
Q2 2025
189
+5
35.53M
$534.7M
Q3 2025
197
+8
35.02M
$564.4M
Q4 2025
199
+2
35.93M
$579.5M
Q1 2026
203
+4
35.98M
$599.2M
Q2 2026
211
+8
38.90M
$718.2M
Q3 2026
151
-60
22.65M
$388.0M
Each point is a quarter-end, from Q2 2013 to Q3 2026. A fund's 13F lists its long positions in US-listed securities as of the last day of the quarter and arrives up to 45 days later, so each point shows holdings at quarter-end, not on the day they were reported.
Common shares only; options and bonds are left out. When a fund amends a report, the amended version is the one counted.
The history follows the company's current CUSIP number (780910105). If the company's shares were ever re-issued under a different CUSIP, the quarters before the change are not part of this series, so the first point (Q2 2013) can be later than the stock's first appearance in 13F reports.
Share counts are adjusted for stock splits; none took place between these quarters. Values are in dollars as reported at the time and are not adjusted.
A quarter appears once our daily update has built its summary. If a summary cannot be built, older reports are kept and the chart shows the quarters it has until the next update repairs it.