Estimated market cap $592.55MShares outstanding from the company’s latest SEC filing (all share classes, each priced at its own close; ADRs converted to ADS) × last close from Tiingo. Updated daily. This figure: shares as of Nov 6, 2026, last close Nov 13, 2026.39.82M shares, shares as of Nov 6, 2026CIK 1321741The SEC’s Central Index Key, the number it uses to identify every company and person that files.
Insider trades, 12 mo
5 buys · 0 sells
$39.2K bought, open market
Congress trades, 24 mo
—
No disclosed trades
13F holders
…
Lobbying, 12 mo
—
No lobbying filings
Federal contracts, 12 mo
—
None matched
Ask your AI:
Latest 10-Q
What changed in Gladstone Investment Corporation - Business Development Company's latest quarterly report, compared with the one before.
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Insider trades
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
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13F holders
Funds that report this stock, checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
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Top 10 holders.Premium lists every holder, with CSV downloads.
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
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Lobbying
What Gladstone Investment Corporation - Business Development Company and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
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Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
13F holders, Q3 2026Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
73
11.4% of shares · 22 added
Latest 10-Q
Q3 2026
What changed in Gladstone Investment Corporation - Business Development Company's latest quarterly report, compared with the one before.
Filed Nov 9, 2026 · Quarter ended Sep 30, 2026
Summary text goes here once it has loaded. Summary text goes here once it has loaded.
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Summary text goes here once it has loaded.
AI summary of changes vs the prior report. Written by AI from the paragraphs that changed, and checked against them. This is information, not investment advice.
Compared with the 10-Q for the quarter ended Jun 30, 2026. Sections compared: management's discussion, risk factors, legal proceedings and controls and procedures.
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
No open-market insider trades reported since Aug 18, 2026. Insiders have two business days to file.
Recent insider trades
How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss.
73 funds report GAIN. Values checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
Funds own 17% of shares (Q2 2026)Fund managers with more than $100 million in US-listed stocks file a 13F each quarter. It lists their long stock positions only (shorts, options and bonds are left out) and can arrive up to 45 days after the quarter ends, so this is a snapshot of the quarter end. We add up the shares every fund reports in this class and divide by the shares outstanding. The total can pass 100%: the same shares are often reported by more than one manager (an adviser and the fund it runs), lent shares can be reported twice, and the share count can be out of date after buybacks. We divided 6.83M reported shares by 39.82M shares, from the company’s SEC filing as of Aug 5, 2026.
95 funds hold the stock.
Q3 2026: 11% · 5,560 of ~8,900 funds reported so farFunds have 45 days after a quarter ends to file. This quarter’s reports are still arriving, so the figure only counts the funds that have filed so far and will usually rise.
Q2 202515%
Q3 202515%
Q4 202517%
Q1 202617%
Q2 202617%
Q3 2026 (so far)11%
Q3 2026. 10 new, 22 added to, 19 trimmed, 32 exited since Q2 2026.
Download CSVEvery fund that holds GAIN, not only these ten. A download holds at most 10,000 rows; narrow the filters to get a smaller slice.
Trades by members of Congress
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
No recent congressional trades for this company.
Lobbying
What Gladstone Investment Corporation - Business Development Company and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
No recent lobbying filings for this company.
Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
Funds holding the stock
Shares they report
Funds holding the stock by quarter
Q2 2013
65
—
10.30M
$75.7M
Q3 2013
66
+1
10.97M
$77.3M
Q4 2013
73
+7
9.46M
$76.2M
Q1 2014
80
+7
11.16M
$92.3M
Q2 2014
67
-13
9.19M
$68.0M
Q3 2014
52
-15
8.22M
$58.4M
Q4 2014
56
+4
7.81M
$54.7M
Q1 2015
59
+3
8.58M
$63.6M
Q2 2015
55
-4
8.12M
$64.6M
Q3 2015
55
0
7.79M
$54.8M
Q4 2015
56
+1
7.30M
$55.8M
Q1 2016
59
+3
6.67M
$46.7M
Q2 2016
56
-3
4.98M
$35.6M
Q3 2016
70
+14
6.02M
$53.5M
Q4 2016
66
-4
6.42M
$59.1M
Q1 2017
62
-4
6.46M
$58.4M
Q2 2017
71
+9
6.10M
$57.4M
Q3 2017
66
-5
5.87M
$55.7M
Q4 2017
65
-1
5.68M
$63.5M
Q1 2018
70
+5
5.28M
$53.3M
Q2 2018
66
-4
5.42M
$109.0M
Q3 2018
72
+6
5.26M
$104.9M
Q4 2018
71
-1
4.36M
$41.2M
Q1 2019
70
-1
4.26M
$49.7M
Q2 2019
60
-10
4.46M
$50.1M
Q3 2019
68
+8
4.54M
$56.0M
Q4 2019
78
+10
5.63M
$74.6M
Q1 2020
75
-3
5.09M
$40.3M
Q2 2020
69
-6
4.75M
$48.5M
Q3 2020
68
-1
4.54M
$41.3M
Q4 2020
75
+7
4.40M
$44.4M
Q1 2021
77
+2
4.29M
$52.3M
Q2 2021
72
-5
4.11M
$59.2M
Q3 2021
72
0
4.20M
$59.6M
Q4 2021
70
-2
3.94M
$67.2M
Q1 2022
75
+5
3.73M
$60.2M
Q2 2022
81
+6
3.82M
$53.8M
Q3 2022
77
-4
4.10M
$49.6M
Q4 2022
84
+7
4.91M
$63.2M
Q1 2023
77
-7
4.49M
$59.5M
Q2 2023
77
0
4.03M
$52.5M
Q3 2023
75
-2
4.06M
$51.7M
Q4 2023
92
+17
4.49M
$63.5M
Q1 2024
81
-11
5.45M
$77.5M
Q2 2024
85
+4
5.47M
$76.4M
Q3 2024
81
-4
5.03M
$71.7M
Q4 2024
85
+4
5.18M
$68.7M
Q1 2025
87
+2
5.38M
$71.8M
Q2 2025
85
-2
5.64M
$120.5M
Q3 2025
88
+3
6.13M
$125.3M
Q4 2025
93
+5
6.67M
$125.9M
Q1 2026
91
-2
6.83M
$97.0M
Q2 2026
95
+4
6.83M
$114.3M
Q3 2026
73
-22
4.54M
$79.5M
Each point is a quarter-end, from Q2 2013 to Q3 2026. A fund's 13F lists its long positions in US-listed securities as of the last day of the quarter and arrives up to 45 days later, so each point shows holdings at quarter-end, not on the day they were reported.
Common shares only; options and bonds are left out. When a fund amends a report, the amended version is the one counted.
The history follows the company's current CUSIP number (376546107). If the company's shares were ever re-issued under a different CUSIP, the quarters before the change are not part of this series, so the first point (Q2 2013) can be later than the stock's first appearance in 13F reports.
Share counts are adjusted for stock splits; none took place between these quarters. Values are in dollars as reported at the time and are not adjusted.
A quarter appears once our daily update has built its summary. If a summary cannot be built, older reports are kept and the chart shows the quarters it has until the next update repairs it.