Latest 10-Q

What changed in Broadridge Financial Solutions, Inc.'s latest quarterly report, compared with the one before.

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Insider trades

Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.

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13F holders

Funds that report this stock, checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.

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Trades by members of Congress

Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.

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Executive-branch trades

19 trades

Trades in Broadridge Financial Solutions, Inc. reported by the President, Cabinet members and other senior executive-branch officials. Amounts are ranges.Form 278-T is the periodic transaction report that senior executive-branch officials file with the Office of Government Ethics. They must report each trade over $1,000 within 30 days of being notified of it, and no later than 45 days after the trade. Amounts are ranges, not exact figures.

Recent executive-branch trades
The form has no ticker column. The asset is shown as the filer wrote it. We add a ticker link only when we could match the asset to a listed company.The form asks for a range, such as $1,001 - $15,000, not an exact amount. A line can be left blank when the filer's note says the amount was not more than $1,000.Report
Donald J Trump
President of the United States
BROADRIDGE FINL SOLUTION
read from scan
PurchaseJul 8, 2026$1,001 - $15,000Sep 8, 2026White House report ↗
Donald J Trump
President of the United States
BROADRIDGE FINL SOLUTION
read from scan
PurchaseJun 24, 2026$50,001 - $100,000Aug 12, 2026White House report ↗
Donald J Trump
President of the United States
BROADRIDGE FINL SOLUTIONS INC
read from scan
PurchaseJun 18, 2026$15,001 - $50,000Aug 12, 2026White House report ↗
Donald J Trump
President of the United States
BROADRIDGE FINL SOLUTION
read from scan
SaleMay 18, 2026$1,001 - $15,000Jun 25, 2026White House report ↗
Donald J Trump
President of the United States
BROADRIDGE FINL SOLUTION
read from scan
SaleMay 18, 2026$15,001 - $50,000Jun 25, 2026White House report ↗
All 19 trades in BRFree to read. Amounts are ranges.

Lobbying

What Broadridge Financial Solutions, Inc. and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.

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Lobbying and contracts

$240.0K · — in 12 mo

What Broadridge Financial Solutions, Inc. reported spending on lobbying next to the federal contracts it was awarded, by year.Lobbying: each report counts once. If a report was amended, only the newest version counts. Totals use the company's own report when it files one (it includes payments to hired firms); otherwise the hired firms' reported income. Registrations and reports with no amount are not counted. A firm that hands part of its work to another firm may report the same money as that other firm does; the filings do not allow us to tell. Contracts: each award is counted once, for the company that received it (or its listed parent when only the parent is matched), in the year of its first obligation. The amount is the total obligated to date, so a later increase is counted in the year the award began. Only awards of $1 million or more are collected. Agencies: the offices named on lobbying reports and the awarding agencies of contracts are matched to one department name (the Army, Navy and Air Force count as the Department of Defense; NIH, FDA and CMS as Health and Human Services). An agency is listed under both when the company lobbied it and was awarded a contract by it in the same period. Offices outside this list, and Congress, are not counted as agencies.

$0$100.0K$200.0K$300.0K2023 · Lobbying: $02023 · Federal contracts: $020232024 · Lobbying: $95,0002024 · Federal contracts: $020242025 · Lobbying: $290,0002025 · Federal contracts: $020252026 YTD · Lobbying: $180,0002026 YTD · Federal contracts: $02026 YTD

Lobbying Federal contractsBoth bars use one dollar scale.

Lobbying and federal contracts of Broadridge Financial Solutions, Inc. by year
Gifts by the company's PAC to candidates for Congress. They come from donations to the PAC, not from the company's own funds.
2026 (year to date)$180.0K3Financial institutions and securitiesSecurities and Exchange Commission———$4,500—
2025$290.0K6Financial institutions and securitiesSecurities and Exchange Commission———$9,500—
2024$95.0K3Financial institutions and securitiesCommodity Futures Trading Commission, Securities and Exchange Commission———$13.5K—
2023———————$2,000—

Agencies both lobbied and awarding contracts

No agency appears on both sides in the last 12 months.

Lobbying and contract awards are reported separately; showing them together does not mean one caused the other.

All companies · Contract awards · Lobbying reports

Capitol Hires at Broadridge Financial Solutions, Inc.

2 hires

Lobbyists for Broadridge Financial Solutions, Inc. who say they once worked in Congress or the executive branch.

Capitol Hires at Broadridge Financial Solutions, Inc.
The covered position the lobbyist says they held: an office of a member of Congress, a committee or an executive-branch body, as written in the filing. The member's name is a link only when exactly one member of Congress fits the name, chamber, first name and years given; otherwise it stays as written.The lobbying report (LDA form LD-2) that names this lobbyist and office, with a link to it. Report period is the quarter the report covers; Posted is the day it was filed or amended, which can be much later. The same lobbyist is named again on each quarterly report for the same client, so a row is shown once, from the newest report, with the number of filings that name them.
Justin DalyHOUSE FINANCIAL SERVICES Committee
Committee
SENIOR COUNSEL TO /SENIOR COUNSEL TO /SENIOR COUNSEL TO SECURITIES AND EXCHANGE COMMISSIONDaly Consulting Group
Report period 2026 Q3 ↗
Posted Oct 20, 2026 · in 9 filings
Justin DalySENATE BANKING Committee
Committee
SENIOR COUNSEL TO /SENIOR COUNSEL TO /SENIOR COUNSEL TO SECURITIES AND EXCHANGE COMMISSIONDaly Consulting Group
Report period 2026 Q3 ↗
Posted Oct 20, 2026 · in 9 filings

Each row reflects what was disclosed at the time of filing. A lobbyist listed may no longer be registered.

H-1B labor applications at Broadridge Financial Solutions, Inc.

69 certified in 12 mo

Labor condition applications decided by the Department of Labor, matched to Broadridge Financial Solutions, Inc. by employer name. An application is not a hire.

Median yearly wage offered, full-time certified applications, Jul 2025 to Jun 2026: $137,963The wage the employer offered, as filed, with its unit. The yearly figure restates it per year (hourly x 2,080, weekly x 52, every two weeks x 26, monthly x 12) from the low end of the offered range. It is not what the worker was paid.

H-1B labor applications decided at Broadridge Financial Solutions, Inc. by quarter
QuarterCertifiedAll decidedWorkers asked for
2024 Q3384038
2024 Q4313131
2025 Q1242424
2025 Q2343434
2025 Q3212121
2025 Q4999
2026 Q1141414
2026 Q2252625
Most common job titles at Broadridge Financial Solutions, Inc.
Lead Software Engineer14$134,423
Senior Software Engineer8$130,239
Senior Lead Software Engineer4—
Sr. Software Quality Assurance Engineer4—
Director, Software Engineering2—

We match the employer's name to a public company automatically, including a reviewed list of subsidiaries. A subsidiary can be missed and a similar name can be matched wrongly. The files carry no worker names.

Institutional ownership over time

How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.

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More filings and data

Each opens the table.

About the company

The basics from the company’s SEC registration.

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$192.45+$0.98 (+0.51%) Nov 13 close
Oct 13, 2026: $168.44Oct 14, 2026: $168.26Oct 15, 2026: $174.11Oct 16, 2026: $175.11Oct 19, 2026: $175.12Oct 20, 2026: $179.99Oct 21, 2026: $178.30Oct 22, 2026: $186.12Oct 23, 2026: $183.28Oct 26, 2026: $181.09Oct 27, 2026: $177.09Oct 28, 2026: $176.97Oct 29, 2026: $178.14Oct 30, 2026: $178.82Nov 2, 2026: $184.22Nov 3, 2026: $183.76Nov 4, 2026: $189.29Nov 5, 2026: $193.92Nov 6, 2026: $190.40Nov 9, 2026: $192.34Nov 10, 2026: $192.96Nov 11, 2026: $192.85Nov 12, 2026: $191.47Nov 13, 2026: $192.45
Oct 13, 2026Low $168.26 · High $193.92Nov 13, 2026
Aug 13, 2026: $172.24Aug 14, 2026: $171.01Aug 17, 2026: $167.84Aug 18, 2026: $169.86Aug 19, 2026: $176.03Aug 20, 2026: $178.50Aug 21, 2026: $182.18Aug 24, 2026: $185.45Aug 25, 2026: $184.82Aug 26, 2026: $181.60Aug 27, 2026: $183.08Aug 28, 2026: $183.64Aug 31, 2026: $182.38Sep 1, 2026: $180.39Sep 2, 2026: $178.06Sep 3, 2026: $178.91Sep 4, 2026: $172.88Sep 8, 2026: $168.62Sep 9, 2026: $168.10Sep 10, 2026: $168.24Sep 11, 2026: $167.74Sep 14, 2026: $174.39Sep 15, 2026: $170.25Sep 16, 2026: $167.09Sep 17, 2026: $164.31Sep 18, 2026: $163.13Sep 21, 2026: $164.62Sep 22, 2026: $163.02Sep 23, 2026: $163.45Sep 24, 2026: $162.66Sep 25, 2026: $163.77Sep 28, 2026: $162.92Sep 29, 2026: $160.95Sep 30, 2026: $161.10Oct 1, 2026: $161.15Oct 2, 2026: $156.93Oct 5, 2026: $159.08Oct 6, 2026: $158.66Oct 7, 2026: $160.13Oct 8, 2026: $165.21Oct 9, 2026: $165.45Oct 12, 2026: $166.41Oct 13, 2026: $168.44Oct 14, 2026: $168.26Oct 15, 2026: $174.11Oct 16, 2026: $175.11Oct 19, 2026: $175.12Oct 20, 2026: $179.99Oct 21, 2026: $178.30Oct 22, 2026: $186.12Oct 23, 2026: $183.28Oct 26, 2026: $181.09Oct 27, 2026: $177.09Oct 28, 2026: $176.97Oct 29, 2026: $178.14Oct 30, 2026: $178.82Nov 2, 2026: $184.22Nov 3, 2026: $183.76Nov 4, 2026: $189.29Nov 5, 2026: $193.92Nov 6, 2026: $190.40Nov 9, 2026: $192.34Nov 10, 2026: $192.96Nov 11, 2026: $192.85Nov 12, 2026: $191.47Nov 13, 2026: $192.45
Aug 13, 2026Low $156.93 · High $193.92Nov 13, 2026
Nov 13, 2025: $225.61Nov 14, 2025: $226.06Nov 17, 2025: $224.77Nov 18, 2025: $224.94Nov 19, 2025: $226.33Nov 20, 2025: $227.12Nov 21, 2025: $228.39Nov 24, 2025: $226.23Nov 25, 2025: $228.22Nov 26, 2025: $227.59Nov 28, 2025: $228.09Dec 1, 2025: $226.55Dec 2, 2025: $227.61Dec 3, 2025: $230.46Dec 4, 2025: $230.88Dec 5, 2025: $232.02Dec 8, 2025: $227.54Dec 9, 2025: $225.32Dec 10, 2025: $226.91Dec 11, 2025: $231.50Dec 12, 2025: $230.05Dec 15, 2025: $229.23Dec 16, 2025: $227.47Dec 17, 2025: $228.77Dec 18, 2025: $226.61Dec 19, 2025: $225.96Dec 22, 2025: $228.22Dec 23, 2025: $227.36Dec 24, 2025: $228.38Dec 26, 2025: $228.19Dec 29, 2025: $227.38Dec 30, 2025: $225.24Dec 31, 2025: $223.17Jan 2, 2026: $220.47Jan 5, 2026: $222.82Jan 6, 2026: $221.70Jan 7, 2026: $219.47Jan 8, 2026: $222.91Jan 9, 2026: $223.36Jan 12, 2026: $223.02Jan 13, 2026: $221.21Jan 14, 2026: $220.96Jan 15, 2026: $219.36Jan 16, 2026: $218.64Jan 20, 2026: $209.28Jan 21, 2026: $206.85Jan 22, 2026: $209.79Jan 23, 2026: $207.54Jan 26, 2026: $208.87Jan 27, 2026: $206.42Jan 28, 2026: $204.89Jan 29, 2026: $195.96Jan 30, 2026: $197.11Feb 2, 2026: $198.34Feb 3, 2026: $185.95Feb 4, 2026: $190.12Feb 5, 2026: $193.54Feb 6, 2026: $181.91Feb 9, 2026: $181.05Feb 10, 2026: $172.51Feb 11, 2026: $167.55Feb 12, 2026: $170.47Feb 13, 2026: $173.70Feb 17, 2026: $174.13Feb 18, 2026: $178.12Feb 19, 2026: $176.21Feb 20, 2026: $177.02Feb 23, 2026: $175.73Feb 24, 2026: $177.78Feb 25, 2026: $177.32Feb 26, 2026: $183.26Feb 27, 2026: $185.87Mar 2, 2026: $186.50Mar 3, 2026: $187.51Mar 4, 2026: $188.74Mar 5, 2026: $190.89Mar 6, 2026: $196.88Mar 9, 2026: $189.01Mar 10, 2026: $186.63Mar 11, 2026: $183.12Mar 12, 2026: $177.39Mar 13, 2026: $178.32Mar 16, 2026: $178.59Mar 17, 2026: $178.19Mar 18, 2026: $174.94Mar 19, 2026: $174.38Mar 20, 2026: $174.36Mar 23, 2026: $170.84Mar 24, 2026: $164.63Mar 25, 2026: $163.36Mar 26, 2026: $159.83Mar 27, 2026: $157.42Mar 30, 2026: $163.44Mar 31, 2026: $162.48Apr 1, 2026: $159.98Apr 2, 2026: $160.93Apr 6, 2026: $162.48Apr 7, 2026: $159.90Apr 8, 2026: $160.97Apr 9, 2026: $154.79Apr 10, 2026: $151.12Apr 13, 2026: $157.36Apr 14, 2026: $158.61Apr 15, 2026: $160.83Apr 16, 2026: $162.42Apr 17, 2026: $162.92Apr 20, 2026: $161.28Apr 21, 2026: $161.87Apr 22, 2026: $160.64Apr 23, 2026: $155.95Apr 24, 2026: $155.07Apr 27, 2026: $156.36Apr 28, 2026: $158.83Apr 29, 2026: $160.75Apr 30, 2026: $153.98May 1, 2026: $155.25May 4, 2026: $153.85May 5, 2026: $152.14May 6, 2026: $152.83May 7, 2026: $152.89May 8, 2026: $149.50May 11, 2026: $149.13May 12, 2026: $149.53May 13, 2026: $143.93May 14, 2026: $143.37May 15, 2026: $145.62May 18, 2026: $150.62May 19, 2026: $149.43May 20, 2026: $149.20May 21, 2026: $150.02May 22, 2026: $150.49May 26, 2026: $146.95May 27, 2026: $147.10May 28, 2026: $149.72May 29, 2026: $153.72Jun 1, 2026: $159.96Jun 2, 2026: $154.83Jun 3, 2026: $152.59Jun 4, 2026: $154.10Jun 5, 2026: $151.34Jun 8, 2026: $148.98Jun 9, 2026: $150.04Jun 10, 2026: $146.44Jun 11, 2026: $144.86Jun 12, 2026: $144.87Jun 15, 2026: $142.78Jun 16, 2026: $143.88Jun 17, 2026: $139.63Jun 18, 2026: $137.60Jun 22, 2026: $136.22Jun 23, 2026: $136.33Jun 24, 2026: $140.10Jun 25, 2026: $136.26Jun 26, 2026: $137.93Jun 29, 2026: $135.44Jun 30, 2026: $136.95Jul 1, 2026: $140.93Jul 2, 2026: $143.95Jul 6, 2026: $144.77Jul 7, 2026: $148.60Jul 8, 2026: $147.07Jul 9, 2026: $147.32Jul 10, 2026: $147.47Jul 13, 2026: $151.04Jul 14, 2026: $146.02Jul 15, 2026: $147.39Jul 16, 2026: $153.06Jul 17, 2026: $149.91Jul 20, 2026: $150.02Jul 21, 2026: $145.01Jul 22, 2026: $144.12Jul 23, 2026: $144.40Jul 24, 2026: $148.92Jul 27, 2026: $152.78Jul 28, 2026: $158.18Jul 29, 2026: $159.20Jul 30, 2026: $154.77Jul 31, 2026: $153.95Aug 3, 2026: $157.34Aug 4, 2026: $168.41Aug 5, 2026: $163.41Aug 6, 2026: $164.75Aug 7, 2026: $166.50Aug 10, 2026: $173.40Aug 11, 2026: $170.73Aug 12, 2026: $169.27Aug 13, 2026: $172.24Aug 14, 2026: $171.01Aug 17, 2026: $167.84Aug 18, 2026: $169.86Aug 19, 2026: $176.03Aug 20, 2026: $178.50Aug 21, 2026: $182.18Aug 24, 2026: $185.45Aug 25, 2026: $184.82Aug 26, 2026: $181.60Aug 27, 2026: $183.08Aug 28, 2026: $183.64Aug 31, 2026: $182.38Sep 1, 2026: $180.39Sep 2, 2026: $178.06Sep 3, 2026: $178.91Sep 4, 2026: $172.88Sep 8, 2026: $168.62Sep 9, 2026: $168.10Sep 10, 2026: $168.24Sep 11, 2026: $167.74Sep 14, 2026: $174.39Sep 15, 2026: $170.25Sep 16, 2026: $167.09Sep 17, 2026: $164.31Sep 18, 2026: $163.13Sep 21, 2026: $164.62Sep 22, 2026: $163.02Sep 23, 2026: $163.45Sep 24, 2026: $162.66Sep 25, 2026: $163.77Sep 28, 2026: $162.92Sep 29, 2026: $160.95Sep 30, 2026: $161.10Oct 1, 2026: $161.15Oct 2, 2026: $156.93Oct 5, 2026: $159.08Oct 6, 2026: $158.66Oct 7, 2026: $160.13Oct 8, 2026: $165.21Oct 9, 2026: $165.45Oct 12, 2026: $166.41Oct 13, 2026: $168.44Oct 14, 2026: $168.26Oct 15, 2026: $174.11Oct 16, 2026: $175.11Oct 19, 2026: $175.12Oct 20, 2026: $179.99Oct 21, 2026: $178.30Oct 22, 2026: $186.12Oct 23, 2026: $183.28Oct 26, 2026: $181.09Oct 27, 2026: $177.09Oct 28, 2026: $176.97Oct 29, 2026: $178.14Oct 30, 2026: $178.82Nov 2, 2026: $184.22Nov 3, 2026: $183.76Nov 4, 2026: $189.29Nov 5, 2026: $193.92Nov 6, 2026: $190.40Nov 9, 2026: $192.34Nov 10, 2026: $192.96Nov 11, 2026: $192.85Nov 12, 2026: $191.47Nov 13, 2026: $192.45
Nov 13, 2025Low $135.44 · High $232.02Nov 13, 2026
Congress purchase Congress sale Insider sale over $1M

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