NYSEConsumer StaplesFood and Kindred ProductsBERKELEY, CA

Once Upon a Farm, PBC OFRM

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Estimated market cap $407.74M42.25M shares, shares as of Nov 8, 2026CIK 1696556

Insider trades, 12 mo

1 buy · 6 sells

$67.2K sold, open market

Congress trades, 24 mo

—

No disclosed trades

13F holders, Q3 2026

19.3% of shares · 23 added

13F holders

…

Lobbying, 12 mo

—

No lobbying filings

Federal contracts, 12 mo

—

None matched

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Latest 10-Q

Q3 2026

What changed in Once Upon a Farm, PBC's latest quarterly report, compared with the one before.

Filed Nov 12, 2026 · Quarter ended Sep 30, 2026

Compared with the 10-Q for the quarter ended Jun 30, 2026. Sections compared: management's discussion, risk factors, legal proceedings and controls and procedures.

Read the 10-Q on sec.gov ↗Filing index ↗

Latest 10-Q

What changed in Once Upon a Farm, PBC's latest quarterly report, compared with the one before.

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IPO prospectus

Priced

Once Upon a Farm, PBC’s initial public offering: where it stands and what the registration statement says.

Priced · Proposed ticker OFRM, NYSE · First filed Sep 29, 2025 · Priced Feb 9, 2026

Raised

$197.9M

price times shares, before any over-allotment

Price per share

$18.00

on the final prospectus

Shares offered

11.00M

base offering

Read from the S-1/A filed Jan 28, 2026 · Read it on sec.gov ↗

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AI summary of the prospectus. Written by AI from the parts of the prospectus listed in the filing, and checked against its text. This is information, not investment advice.

All filings of this IPO Read the S-1/A on sec.gov ↗

IPO prospectus

Once Upon a Farm, PBC’s initial public offering: where it stands and what the registration statement says.

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Insider trades

7 in 12 mo

Open-market trades from Form 4. 10b5-1 marks a plan set in advance.

No open-market insider trades reported since Sep 14, 2026. Insiders have two business days to file.

Recent insider trades

Chris Folena Chief Accounting Officer	Sep 14 Form 4 ↗	Sale	−$11.2K 662 sh @ $16.98	-42.3%
Cassandra Nicole Curtis Chief Innovation Officer, Director	Sep 14 Form 4 ↗	Sale	−$1,155 68 sh @ $16.98	-42.3%
Lawrence Steven Waldman See Remarks	Sep 14 Form 4 ↗	Sale	−$18.7K 1,102 sh @ $16.98	-42.3%
Lawrence Steven Waldman See Remarks	Aug 10 Form 4 ↗	Sale	−$21.7K 1,206 sh @ $18.01	-44.0%
Chris Folena Chief Accounting Officer	Aug 10 Form 4 ↗	Sale	−$13.0K 724 sh @ $18.01	-44.0%

All OFRM insider trades →Planned sales (Form 144): see notices

Insider trades

Open-market trades from Form 4. 10b5-1 marks a plan set in advance.

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13F holders

8.13M shares

74 funds report OFRM. Values checked against market prices.

Funds own 43% of shares (Q2 2026)

95 funds hold the stock.

Q3 2026: 19% · 5,560 of ~8,900 funds reported so far

Q1 202641%
Q2 202643%
Q3 2026 (so far)19%

Q3 2026. 26 new, 23 added to, 14 trimmed, 47 exited since Q2 2026.

Top 13F holders
#
1	FMR LLC 13F ↗	1.54M	$24.2M	+21.3%
2	BlackRock, Inc. 13F ↗	985,172	$15.5M	+14.7%
3	Federated Hermes, Inc. 13F ↗	600,000	$9.4M	unchanged
4	Massachusetts Financial Services Co 13F ↗	598,787	$9.4M	-16.6%
5	Vanguard Capital Management LLC 13F ↗	590,570	$9.3M	+26.6%
6	Geode Capital Management, LLC 13F ↗	390,916	$6.2M	+29.2%
7	UBS Group AG 13F ↗	387,685	$6.1M	+18.4%
8	Nuveen, LLC 13F ↗	368,614	$5.8M	+9.8%
9	CenterBook Partners LP 13F ↗	265,762	$4.2M	New
10	State Street Corp 13F ↗	235,274	$3.7M	+41.9%

Download CSV Every fund that holds OFRM, not only these ten. A download holds at most 10,000 rows; narrow the filters to get a smaller slice.

13F holders

Funds that report this stock, checked against market prices.

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Trades by members of Congress

Disclosed in dollar ranges, up to 45 days after the trade.

No recent congressional trades for this company.

Trades by members of Congress

Disclosed in dollar ranges, up to 45 days after the trade.

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Lobbying

What Once Upon a Farm, PBC and its lobbying firms report each quarter.

No recent lobbying filings for this company.

Lobbying

What Once Upon a Farm, PBC and its lobbying firms report each quarter.

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Institutional ownership over time

How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.

Funds holding the stock

Shares they report

Funds holding the stock by quarter

Q1 2026	94	—	17.01M	$278.0M
Q2 2026	95	+1	18.26M	$367.5M
Q3 2026	74	-21	8.13M	$127.4M

Each point is a quarter-end, from Q1 2026 to Q3 2026. A fund's 13F lists its long positions in US-listed securities as of the last day of the quarter and arrives up to 45 days later, so each point shows holdings at quarter-end, not on the day they were reported.

Common shares only; options and bonds are left out. When a fund amends a report, the amended version is the one counted.

The history follows the company's current CUSIP number (68237F108). If the company's shares were ever re-issued under a different CUSIP, the quarters before the change are not part of this series, so the first point (Q1 2026) can be later than the stock's first appearance in 13F reports.

Share counts are adjusted for stock splits; none took place between these quarters. Values are in dollars as reported at the time and are not adjusted.

A quarter appears once our daily update has built its summary. If a summary cannot be built, older reports are kept and the chart shows the quarters it has until the next update repairs it.

Institutional ownership over time

How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.

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More filings and data

Each opens the table.

Ownership stakes9 in 12 mo 8-K events3 in 90 days PatentsNone on record Short interestFINRA · updated Oct 15 Planned insider salesNone in 12 mo Executive payNone on record Wikipedia attentionNone on record SEC enforcementNone on record IPO history1 registration Ownership stakes…8-K events…Patents…Short interest…Planned insider sales…Executive pay…Wikipedia attention…SEC enforcement…

About the company

The basics from the company’s SEC registration.

Legal name: Once Upon a Farm, PBC
Address: 2111 SAN PABLO AVENUE, SUITE 2216, BERKELEY, CA 94702
Phone: 3106941590
Fiscal year ends: Dec 31
Filer category: Non-accelerated filer, emerging growth company
Incorporated in: DE
Listed as: OFRM (NYSE)
Former names: Once Upon a Farm, LLC (until 2020)
SEC filings: All filings on SEC EDGAR ↗

About the company

The basics from the company’s SEC registration.

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$9.65−$0.53 (−5.21%) Nov 13 close

1M3M1Y

Oct 13, 2026Low $9.15 · High $17.42Nov 13, 2026

Aug 13, 2026Low $9.15 · High $17.91Nov 13, 2026

Feb 6, 2026Low $9.15 · High $25.92Nov 13, 2026

Congress purchase Congress sale Insider sale over $1M

Adjusted for stock splits; not for dividends. Where prices come from.

Live chart

Intraday and historical prices from TradingView. Quotes may be delayed.

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Information, not investment advice. Company matching is automatic; check the source before relying on one row.