Insider trades › Merrill Lynch, Pierce, Fenner & Smith Inc.
Merrill Lynch, Pierce, Fenner & Smith Inc.
A corporate insider: an officer, director or owner of more than 10% of a company. Insiders report their trades to the SEC on Form 4The form insiders use to report each purchase or sale of their company's stock. It is due within two business days of the trade. · Last filing Aug 20, 2026
Companies
20
where this person reports as an insider
Open-market buys
55
among the latest 100 trades
Open-market sales
45
among the latest 100 trades
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Using 13F.ai, list Merrill Lynch, Pierce, Fenner & Smith Inc.'s open-market buys and sells across companies in the last two years, with the Form 4 links.
Using 13F.ai, how did the stocks Merrill Lynch, Pierce, Fenner & Smith Inc. bought perform after the purchase compared with the S&P 500?
Using 13F.ai, are other insiders at the same companies buying or selling at the same time as Merrill Lynch, Pierce, Fenner & Smith Inc.?
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Buying and selling by quarter
Dollars bought and sold on the open market over the last two years.
Bought Sold
By trade date, using the shares and price reported for each trade. Stock grants, option exercises and shares withheld for tax are left out.
Roles
The companies where this person reports as an insider, and their position at each, most recent first.
| PML Pimco Municipal Income Fund II | 10% owner | Aug 20, 2026 |
| NMZ Nuveen Municipal High Income Opportunity Fund | 10% owner | Aug 6, 2026 |
| NMCO Nuveen Municipal Credit Opportunities Fund | 10% owner | May 20, 2026 |
| MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | 10% owner | May 18, 2026 |
| NZF Nuveen Municipal Credit Income Fund | 10% owner | Feb 27, 2026 |
| NAD Nuveen Quality Municipal Income Fund | 10% owner | Jan 5, 2026 |
| VKI Invesco Advantage Municipal Income Trust II | 10% owner | Jan 5, 2026 |
| PNI Pimco New York Municipal Income Fund II | 10% owner | Aug 13, 2025 |
| PMF PIMCO Municipal Income Fund | 10% owner | Jun 13, 2025 |
| PCK PIMCO California Municipal Income Fund II | 10% owner | Jun 13, 2025 |
| FMN Federated Hermes Premier Municipal Income Fund | 10% owner | Apr 11, 2025 |
| NAN Nuveen New York Quality Municipal Income Fund | 10% owner | Jan 22, 2025 |
| HYB New America High Income Fund Inc | 10% owner | Dec 20, 2024 |
| PMM Franklin Managed Municipal Income Trust | 10% owner | Dec 20, 2024 |
| IQI Invesco Quality Municipal Income Trust | 10% owner | Dec 20, 2024 |
| MUJ Blackrock MuniHoldings New Jersey Quality Fund, Inc. | 10% owner | Dec 13, 2024 |
| MAV Pioneer Municipal High Income Advantage Fund, Inc. | 10% owner | Dec 13, 2024 |
| VTN Invesco Trust for Investment Grade New York Municipals | 10% owner | Dec 13, 2024 |
| MUA Blackrock MuniAssets Fund, Inc | 10% owner | Dec 13, 2024 |
| MHI Pioneer Municipal High Income Fund, Inc. | 10% owner | Nov 20, 2024 |
Roles come from the filings themselves and can change over time.
Latest open-market trades
Purchases and sales at every company, most recent filing first.
| How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss. | Filing | ||||||
|---|---|---|---|---|---|---|---|
| Aug 18, 2026 | PML Pimco Municipal Income Fund II | Buy | 100 | $7.45 | $745 | -7.3% | Form 4 ↗ |
| Aug 18, 2026 | PML Pimco Municipal Income Fund II | Sale | 100 | $7.36 | $736 | -7.3% | Form 4 ↗ |
| Aug 4, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 1 | $10.19 | $10.19 | -11.7% | Form 4 ↗ |
| Aug 4, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 1 | $10.19 | $10.19 | -11.7% | Form 4 ↗ |
| Aug 4, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 1 | $10.18 | $10.18 | -11.7% | Form 4 ↗ |
| Aug 4, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Sale | 1 | $10.24 | $10.24 | -11.7% | Form 4 ↗ |
| Aug 4, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Sale | 1 | $10.32 | $10.32 | -11.7% | Form 4 ↗ |
| Aug 4, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Sale | 1 | $10.23 | $10.23 | -11.7% | Form 4 ↗ |
| Aug 3, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 7 | $10.20 | $71.4 | -13.6% | Form 4 ↗ |
| Aug 3, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 14 | $10.21 | $143 | -13.6% | Form 4 ↗ |
| Aug 3, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 10 | $10.21 | $102 | -13.6% | Form 4 ↗ |
| Aug 3, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 5 | $10.22 | $51.1 | -13.6% | Form 4 ↗ |
| Aug 3, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Sale | 7 | $10.32 | $72.24 | -13.6% | Form 4 ↗ |
| Aug 3, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Sale | 14 | $10.24 | $143 | -13.6% | Form 4 ↗ |
| Aug 3, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Sale | 10 | $10.23 | $102 | -13.6% | Form 4 ↗ |
| Jul 31, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Sale | 5 | $10.33 | $51.65 | -14.9% | Form 4 ↗ |
| Jul 24, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 9 | $10.24 | $92.16 | -16.5% | Form 4 ↗ |
| Jul 24, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Sale | 9 | $10.18 | $91.62 | -16.5% | Form 4 ↗ |
| May 20, 2026 | PML Pimco Municipal Income Fund II | Buy | 680 | $7.36 | $5,005 | -11.0% | Form 4 ↗ |
| May 20, 2026 | PML Pimco Municipal Income Fund II | Sale | 680 | $7.33 | $4,984 | -11.0% | Form 4 ↗ |
| May 19, 2026 | NMCO Nuveen Municipal Credit Opportunities Fund | Sale | 1,000 | $10.53 | $10.5K | -21.0% | Form 4 ↗ |
| May 18, 2026 | NMCO Nuveen Municipal Credit Opportunities Fund | Buy | 1,000 | $10.61 | $10.6K | -20.1% | Form 4 ↗ |
| May 15, 2026 | MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | Buy | 407 | $12.20 | $4,965 | — | Form 4 ↗ |
| May 14, 2026 | MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | Sale | 407 | $12.33 | $5,018 | — | Form 4 ↗ |
| Apr 30, 2026 | MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | Buy | 407 | $12.33 | $5,018 | — | Form 4 ↗ |
| Mar 13, 2026 | PML Pimco Municipal Income Fund II | Buy | 65 | $7.74 | $503 | -26.3% | Form 4 ↗ |
| Mar 13, 2026 | PML Pimco Municipal Income Fund II | Sale | 65 | $7.63 | $496 | -26.3% | Form 4 ↗ |
| Feb 25, 2026 | NZF Nuveen Municipal Credit Income Fund | Buy | 8 | $12.88 | $103 | -23.3% | Form 4 ↗ |
| Feb 25, 2026 | NZF Nuveen Municipal Credit Income Fund | Sale | 8 | $12.97 | $104 | -23.3% | Form 4 ↗ |
| Jan 2, 2026 | NAD Nuveen Quality Municipal Income Fund | Buy | 6,374 | $12.01 | $76.6K | -23.7% | Form 4 ↗ |
| Jan 2, 2026 | NAD Nuveen Quality Municipal Income Fund | Sale | 6,374 | $11.99 | $76.4K | -23.7% | Form 4 ↗ |
| Jan 2, 2026 | VKI Invesco Advantage Municipal Income Trust II | Buy | 8,531 | $9.08 | $77.5K | -17.2% | Form 4 ↗ |
| Jan 2, 2026 | VKI Invesco Advantage Municipal Income Trust II | Sale | 8,531 | $9.00 | $76.8K | -17.2% | Form 4 ↗ |
| Dec 19, 2025 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 1,000 | $10.32 | $10.3K | -25.7% | Form 4 ↗ |
| Dec 19, 2025 | NMZ Nuveen Municipal High Income Opportunity Fund | Sale | 1,000 | $10.54 | $10.5K | -25.7% | Form 4 ↗ |
| Nov 7, 2025 | MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | Buy | 1 | $12.55 | $12.55 | — | Form 4 ↗ |
| Nov 7, 2025 | MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | Sale | 1 | $12.54 | $12.54 | — | Form 4 ↗ |
| Oct 9, 2025 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 190 | $10.62 | $2,018 | -30.1% | Form 4 ↗ |
| Oct 9, 2025 | NMZ Nuveen Municipal High Income Opportunity Fund | Sale | 190 | $10.62 | $2,018 | -30.1% | Form 4 ↗ |
| Oct 3, 2025 | NZF Nuveen Municipal Credit Income Fund | Buy | 683 | $12.53 | $8,558 | -23.9% | Form 4 ↗ |
| Oct 3, 2025 | NZF Nuveen Municipal Credit Income Fund | Buy | 817 | $12.53 | $10.2K | -23.9% | Form 4 ↗ |
| Oct 3, 2025 | NZF Nuveen Municipal Credit Income Fund | Buy | 750 | $12.53 | $9,398 | -23.9% | Form 4 ↗ |
| Oct 3, 2025 | NZF Nuveen Municipal Credit Income Fund | Sale | 1,500 | $12.57 | $18.9K | -23.9% | Form 4 ↗ |
| Oct 3, 2025 | NZF Nuveen Municipal Credit Income Fund | Sale | 750 | $12.58 | $9,435 | -23.9% | Form 4 ↗ |
| Sep 26, 2025 | NZF Nuveen Municipal Credit Income Fund | Buy | 197 | $12.40 | $2,443 | -24.8% | Form 4 ↗ |
| Sep 26, 2025 | NZF Nuveen Municipal Credit Income Fund | Sale | 197 | $12.40 | $2,443 | -24.8% | Form 4 ↗ |
| Sep 25, 2025 | MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | Buy | 4,780 | $12.64 | $60.4K | — | Form 4 ↗ |
| Sep 25, 2025 | MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | Sale | 4,780 | $12.68 | $60.6K | — | Form 4 ↗ |
| Aug 19, 2025 | NZF Nuveen Municipal Credit Income Fund | Buy | 1,400 | $11.81 | $16.5K | -23.9% | Form 4 ↗ |
| Aug 19, 2025 | NZF Nuveen Municipal Credit Income Fund | Buy | 300 | $11.81 | $3,543 | -23.9% | Form 4 ↗ |
| Aug 19, 2025 | NZF Nuveen Municipal Credit Income Fund | Buy | 300 | $11.81 | $3,543 | -23.9% | Form 4 ↗ |
| Aug 19, 2025 | NZF Nuveen Municipal Credit Income Fund | Buy | 100 | $11.81 | $1,181 | -23.9% | Form 4 ↗ |
| Aug 19, 2025 | NZF Nuveen Municipal Credit Income Fund | Sale | 2,100 | $11.86 | $24.9K | -23.9% | Form 4 ↗ |
| Aug 11, 2025 | PNI Pimco New York Municipal Income Fund II | Buy | 105 | $6.52 | $685 | -20.2% | Form 4 ↗ |
| Aug 11, 2025 | PNI Pimco New York Municipal Income Fund II | Sale | 105 | $6.52 | $685 | -20.2% | Form 4 ↗ |
| Jul 2, 2025 | PML Pimco Municipal Income Fund II | Buy | 111 | $7.34 | $815 | -31.7% | Form 4 ↗ |
| Jul 2, 2025 | PML Pimco Municipal Income Fund II | Sale | 111 | $7.46 | $828 | -31.7% | Form 4 ↗ |
| Jun 11, 2025 | PCK PIMCO California Municipal Income Fund II | Buy | 75 | $5.30 | $398 | -4.9% | Form 4 ↗ |
| Jun 11, 2025 | PCK PIMCO California Municipal Income Fund II | Sale | 75 | $5.30 | $398 | -4.9% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 11,313 | $7.96 | $90.1K | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 4,923 | $7.96 | $39.2K | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 4,697 | $7.96 | $37.4K | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 4,264 | $7.96 | $33.9K | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 2,313 | $7.96 | $18.4K | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 1,631 | $7.96 | $13.0K | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 1,625 | $7.96 | $12.9K | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 1,467 | $7.96 | $11.7K | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 1,449 | $7.96 | $11.5K | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 1,028 | $7.96 | $8,183 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 927 | $7.96 | $7,379 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 881 | $7.96 | $7,013 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 607 | $7.96 | $4,832 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 382 | $7.96 | $3,041 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 133 | $7.96 | $1,059 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 132 | $7.93 | $1,047 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 130 | $8.02 | $1,043 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 111 | $7.90 | $877 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 95 | $7.96 | $756 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Buy | 61 | $7.96 | $486 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Sale | 2,000 | $7.90 | $15.8K | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Sale | 1,100 | $7.91 | $8,701 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Sale | 1,000 | $7.91 | $7,910 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Sale | 700 | $7.91 | $5,537 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Sale | 625 | $7.91 | $4,944 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Sale | 600 | $7.89 | $4,734 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Sale | 565 | $7.90 | $4,464 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Sale | 512 | $7.88 | $4,035 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Sale | 512 | $7.88 | $4,035 | -5.3% | Form 4 ↗ |
| Jun 11, 2025 | PMF PIMCO Municipal Income Fund | Sale | 512 | $7.88 | $4,035 | -5.3% | Form 4 ↗ |
| Apr 9, 2025 | FMN Federated Hermes Premier Municipal Income Fund | Buy | 13 | $10.85 | $141 | -38.6% | Form 4 ↗ |
| Apr 9, 2025 | FMN Federated Hermes Premier Municipal Income Fund | Sale | 12 | $10.94 | $131 | -38.6% | Form 4 ↗ |
| Apr 9, 2025 | FMN Federated Hermes Premier Municipal Income Fund | Sale | 1 | $10.30 | $10.3 | -38.6% | Form 4 ↗ |
| Mar 11, 2025 | NZF Nuveen Municipal Credit Income Fund | Buy | 1 | $12.43 | $12.43 | -46.6% | Form 4 ↗ |
| Mar 11, 2025 | NZF Nuveen Municipal Credit Income Fund | Sale | 1 | $12.49 | $12.49 | -46.6% | Form 4 ↗ |
| Jan 17, 2025 | NAN Nuveen New York Quality Municipal Income Fund | Buy | 1,611 | $11.37 | $18.3K | -39.7% | Form 4 ↗ |
| Jan 17, 2025 | NAN Nuveen New York Quality Municipal Income Fund | Sale | 100 | $11.25 | $1,125 | -39.7% | Form 4 ↗ |
| Jan 17, 2025 | NAN Nuveen New York Quality Municipal Income Fund | Sale | 500 | $11.24 | $5,620 | -39.7% | Form 4 ↗ |
| Jan 17, 2025 | NAN Nuveen New York Quality Municipal Income Fund | Sale | 100 | $11.24 | $1,124 | -39.7% | Form 4 ↗ |
| Jan 17, 2025 | NAN Nuveen New York Quality Municipal Income Fund | Sale | 400 | $11.24 | $4,496 | -39.7% | Form 4 ↗ |
| Jan 17, 2025 | NAN Nuveen New York Quality Municipal Income Fund | Sale | 107 | $11.23 | $1,202 | -39.7% | Form 4 ↗ |
Each row links to its Form 4. Since trade compares the stock’s move from the close on the trade date (or the next trading day) to its latest close with the S&P 500 over the same days, adjusted for splits and excluding dividends. It describes the stock, not what the trader made: we don’t know their purchase price, position size or later sales. A dash means the trade isn’t matched to a listed stock, or there is no closing price after it yet.
When several people report on the same filing, we list it under the first one named, so trades by someone usually listed second may be missing here. Information, not investment advice: see the disclaimer.