Funds › Ballast Rock Private Wealth LLC
Ballast Rock Private Wealth LLC
13F for Q3 2026, filed Oct 26, 2026. 202 positions worth $214.2M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Oct 26, 2026
Reported value
$214.2M
−$2.3M (1.1%) vs Q2 2026
Positions
202
192 in Q2 2026
Top 10 share
26.5%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | AAPL Apple Inc. | 31,916 | $10.6M | 5.0% | +0.1% | 13F ↗ |
| 2 | Pgim ETF Tr | 163,793 | $8.4M | 3.9% | -36.1% | 13F ↗ |
| 3 | Janus Detroit Str Tr Hendrson Aaa Cl | 107,420 | $5.4M | 2.5% | -46.0% | 13F ↗ |
| 4 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 7,097 | $5.4M | 2.5% | +30.7% | 13F ↗ |
| 5 | J P Morgan Exchange Traded F Us Qualty Fctr | 65,017 | $4.8M | 2.2% | +8.0% | 13F ↗ |
| 6 | Vanguard Calif Tax Free Fds Tax Exempt Bd Fd | 50,443 | $4.8M | 2.2% | +0.8% | 13F ↗ |
| 7 | Vanguard Index Fds S&P 500 Etf Shs | 6,627 | $4.6M | 2.2% | +5.7% | 13F ↗ |
| 8 | Innovator Etfs Trust Defined Wlt Shld | 128,508 | $4.5M | 2.1% | -0.6% | 13F ↗ |
| 9 | Schwab Strategic Tr Us Lrg Cap Etf | 136,684 | $4.1M | 1.9% | +0.1% | 13F ↗ |
| 10 | NVDA NVIDIA Corporation | 17,500 | $4.0M | 1.9% | +2.0% | 13F ↗ |
| 11 | JPM JPMorgan Chase & Co. | 11,579 | $3.8M | 1.8% | Unchanged | 13F ↗ |
| 12 | iShares Tr Core S&P500 Etf | 4,784 | $3.7M | 1.7% | +0.1% | 13F ↗ |
| 13 | Invesco Qqq Tr | 4,722 | $3.5M | 1.6% | +0.2% | 13F ↗ |
| 14 | Schwab Strategic Tr Intl Eqty Etf | 124,571 | $3.4M | 1.6% | +6.7% | 13F ↗ |
| 15 | Vanguard Scottsdale Fds Vng RUS1000IDX | 9,470 | $3.3M | 1.5% | +14.4% | 13F ↗ |
| 16 | Vanguard Index Fds Mrngstr Ttl Stk | 8,428 | $3.2M | 1.5% | +0.8% | 13F ↗ |
| 17 | LRCX Lam Research Corporation | 9,363 | $3.1M | 1.4% | Unchanged | 13F ↗ |
| 18 | Vanguard Whitehall Fds Etf | 32,230 | $3.0M | 1.4% | +9.6% | 13F ↗ |
| 19 | Dimensional ETF Trust Us Core Eqt Mkt | 57,093 | $3.0M | 1.4% | -4.6% | 13F ↗ |
| 20 | iShares Tr Equities | 54,495 | $2.9M | 1.4% | +0.5% | 13F ↗ |
| 21 | MSFT Microsoft Corporation | 5,566 | $2.9M | 1.3% | -0.4% | 13F ↗ |
| 22 | AMAT Applied Materials, Inc. | 5,209 | $2.7M | 1.2% | +0.1% | 13F ↗ |
| 23 | GOOGL Alphabet Inc. Class A | 7,558 | $2.6M | 1.2% | +0.1% | 13F ↗ |
| 24 | Schwab Strategic Tr Sht Tm Us Tres | 107,647 | $2.6M | 1.2% | +6.4% | 13F ↗ |
| 25 | Innovator Etfs Trust Quity Managd Flr | 64,341 | $2.5M | 1.2% | +35.7% | 13F ↗ |
| 26 | Dimensional ETF Trust Core Fixe In Etf | 59,350 | $2.4M | 1.1% | +6.9% | 13F ↗ |
| 27 | BlackRock ETF Trust Ishares Us Equit | 31,956 | $2.2M | 1.0% | +15.2% | 13F ↗ |
| 28 | GLD SPDR Gold Shares · Gold Shs | 5,595 | $2.1M | 1.0% | -1.2% | 13F ↗ |
| 29 | American Centy ETF Tr Calif Mun Bd Etf | 41,818 | $2.0M | 0.9% | +0.9% | 13F ↗ |
| 30 | Select Sector Spdr Tr St Str Energ Etf | 29,847 | $1.8M | 0.9% | +213% | 13F ↗ |
| 31 | iShares Tr Core Msci Eafe | 18,452 | $1.8M | 0.8% | +6.5% | 13F ↗ |
| 32 | Invesco Exchange Traded Fd T S&P500 Eql Wgt | 8,059 | $1.7M | 0.8% | +20.4% | 13F ↗ |
| 33 | SCHW Charles Schwab Corporation | 16,612 | $1.6M | 0.8% | Unchanged | 13F ↗ |
| 34 | Vanguard Bd Index Fds Intermed Term | 22,092 | $1.6M | 0.8% | -15.6% | 13F ↗ |
| 35 | iShares Tr Msci Eafe Etf | 15,436 | $1.6M | 0.7% | +302% | 13F ↗ |
| 36 | First Tr Exchng Traded Fd Vi Ft Vest U.S Eqt | 35,739 | $1.6M | 0.7% | Unchanged | 13F ↗ |
| 37 | Spdr Series Trust St Str Aggre Etf | 62,311 | $1.5M | 0.7% | +3.5% | 13F ↗ |
| 38 | Select Sector Spdr Tr St Str Techn Etf | 7,559 | $1.5M | 0.7% | -1.3% | 13F ↗ |
| 39 | iShares Tr Etf | 5,213 | $1.4M | 0.7% | Unchanged | 13F ↗ |
| 40 | iShares Tr S&P 500 Grwt Etf | 10,146 | $1.4M | 0.7% | Unchanged | 13F ↗ |
| 41 | AMZN Amazon.com, Inc. | 5,765 | $1.4M | 0.7% | -12.8% | 13F ↗ |
| 42 | iShares Inc Core Msci Emkt | 17,340 | $1.4M | 0.7% | +3.7% | 13F ↗ |
| 43 | iShares Tr Core S&P Mcp Etf | 19,122 | $1.4M | 0.6% | -45.0% | 13F ↗ |
| 44 | Vanguard Index Fds Mrngstr Val Etf | 6,160 | $1.3M | 0.6% | -0.6% | 13F ↗ |
| 45 | Wisdomtree Tr Japn Hedge Eqt | 7,210 | $1.3M | 0.6% | Unchanged | 13F ↗ |
| 46 | Innovator Etfs Trust Us Eqty Pwr Buf | 26,496 | $1.3M | 0.6% | -1.6% | 13F ↗ |
| 47 | Schwab Strategic Tr Us Brd Mkt Etf | 42,442 | $1.2M | 0.6% | -3.1% | 13F ↗ |
| 48 | Innovator Etfs Trust Equi Du Di 5 Etf | 57,389 | $1.2M | 0.6% | +19.0% | 13F ↗ |
| 49 | Vanguard Specialized Funds Div App Etf | 5,142 | $1.2M | 0.6% | +2.6% | 13F ↗ |
| 50 | Dimensional ETF Trust Intl Core Eqt Mk | 28,269 | $1.2M | 0.5% | -2.2% | 13F ↗ |
Showing the top 50 of 202 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
21 new, 94 added to, 36 trimmed, 11 exited, 51 unchanged. By estimated dollars.
New positions (21)
| VCX Fundrise Innovation Fund, LLC · Clsd Fd | 29,000 | New | $859.0K |
| Innovator Etfs Trust Innovator Inter | 17,605 | New | $614.7K |
| Dfa Invt Dimensions Group In U.S. High Relati | 13,928 | New | $583.7K |
| Simplify Exchange Traded Fun Hedged Equity | 14,575 | New | $500.2K |
| SPCX Space Exploration Technologies Corp. | 3,238 | New | $488.5K |
| Innovator Etfs Trust Etf | 14,358 | New | $399.7K |
| iShares Tr Ibonds Dec 29 | 17,371 | New | $394.1K |
| iShares Tr Ibonds Dec 2030 | 18,521 | New | $391.5K |
| iShares Tr Ibonds 27 Etf | 15,597 | New | $376.2K |
| Innovator Etfs Trust Etf | 11,303 | New | $345.5K |
Added to (94)
| SPY State Street SPDR S&P 500 ETF Trust · Trust units | 7,097 | +30.7% | $1.3M |
| Select Sector Spdr Tr St Str Energ Etf | 29,847 | +213% | $1.2M |
| iShares Tr Msci Eafe Etf | 15,436 | +302% | $1.2M |
| Innovator Etfs Trust Quity Managd Flr | 64,341 | +35.7% | $660.3K |
| Vanguard Scottsdale Fds Vng RUS1000IDX | 9,470 | +14.4% | $409.7K |
| J P Morgan Exchange Traded F Active Bond Etf | 12,307 | +185% | $408.5K |
| J P Morgan Exchange Traded F Us Qualty Fctr | 65,017 | +8.0% | $355.0K |
| BlackRock ETF Trust Ishares Us Equit | 31,956 | +15.2% | $291.9K |
| Invesco Exchange Traded Fd T S&P500 Eql Wgt | 8,059 | +20.4% | $284.2K |
| Vanguard Whitehall Fds Etf | 32,230 | +9.6% | $266.3K |
Trimmed (36)
| Pgim ETF Tr | 163,793 | -36.1% | -$4.8M |
| Janus Detroit Str Tr Hendrson Aaa Cl | 107,420 | -46.0% | -$4.6M |
| iShares Tr Core S&P Mcp Etf | 19,122 | -45.0% | -$1.1M |
| iShares Tr Shrt Nat Mun Etf | 6,262 | -60.7% | -$1.0M |
| Vanguard Wellington Fd Short Trm Tax Ex | 2,035 | -81.3% | -$875.0K |
| Vanguard Bd Index Fds Intermed Term | 22,092 | -15.6% | -$297.1K |
| AMZN Amazon.com, Inc. | 5,765 | -12.8% | -$210.0K |
| Dimensional ETF Trust Us Core Eqt Mkt | 57,093 | -4.6% | -$145.2K |
| Innovator Etfs Trust Us Eqty Pwr Buf | 11,311 | -9.6% | -$50.7K |
| Vanguard Bd Index Fds Total Bnd Mrkt | 6,237 | -9.1% | -$43.7K |
Exited (11)
| iShares Tr Msci Emg Mkt Etf | 21,198 | Exited | -$1.5M |
| iShares Tr U.S. Real Es Etf | 12,520 | Exited | -$1.3M |
| iShares Tr National Mun Etf | 9,142 | Exited | -$983.9K |
| Dimensional ETF Trust Us High Prof Etf | 14,259 | Exited | -$595.0K |
| Spdr Series Trust St Sho Treas Etf | 12,330 | Exited | -$357.7K |
| iShares Tr Etf | 3,470 | Exited | -$299.9K |
| Dimensional ETF Trust Us Real Esta Etf | 10,812 | Exited | -$282.8K |
| CMI Cummins Inc. · Equities | 333 | Exited | -$237.5K |
| CAT Caterpillar, Inc. | 200 | Exited | -$213.0K |
| Spdr Series Trust St Str Tips Etf | 7,886 | Exited | -$202.5K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer