Funds › Prospect Financial Services LLC
Prospect Financial Services LLC
13F for Q3 2026, filed Nov 13, 2026. 115 positions worth $209.0M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 13, 2026
Reported value
$209.0M
+$11.5M (5.8%) vs Q2 2026
Positions
115
115 in Q2 2026
Top 10 share
44.1%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | Vanguard Scottsdale Fds LG-TERM Cor Bd | 193,049 | $13.2M | 6.3% | +28.6% | 13F ↗ |
| 2 | Vanguard Index Fds S&P 500 Etf Shs | 15,706 | $11.0M | 5.3% | +6.9% | 13F ↗ |
| 3 | SLG SL Green Realty Corp | 221,110 | $10.8M | 5.2% | -9.3% | 13F ↗ |
| 4 | GOOG Alphabet Inc. Class C | 31,605 | $10.8M | 5.2% | -3.5% | 13F ↗ |
| 5 | Invesco Qqq Tr | 12,978 | $9.6M | 4.6% | +3.0% | 13F ↗ |
| 6 | Vanguard Scottsdale Fds INT-TERM Corp | 115,842 | $9.1M | 4.3% | +32.5% | 13F ↗ |
| 7 | BA Boeing Company | 41,153 | $7.7M | 3.7% | -0.7% | 13F ↗ |
| 8 | NVDA NVIDIA Corporation | 32,625 | $7.5M | 3.6% | -5.3% | 13F ↗ |
| 9 | GOOGL Alphabet Inc. Class A | 19,009 | $6.5M | 3.1% | -3.4% | 13F ↗ |
| 10 | Vanguard Index Fds Mrngstr Val Etf | 27,622 | $6.0M | 2.9% | +4.9% | 13F ↗ |
| 11 | AAPL Apple Inc. | 17,420 | $5.8M | 2.8% | -0.3% | 13F ↗ |
| 12 | PLTR Palantir Technologies Inc. | 30,742 | $5.8M | 2.8% | -1.0% | 13F ↗ |
| 13 | Vanguard Specialized Funds Div App Etf | 21,644 | $5.0M | 2.4% | +3.9% | 13F ↗ |
| 14 | Select Sector Spdr Tr St Str Care Etf | 28,400 | $4.8M | 2.3% | +18.6% | 13F ↗ |
| 15 | Vanguard Whitehall Fds High Div Yld | 30,345 | $4.7M | 2.3% | +17.4% | 13F ↗ |
| 16 | iShares Tr Mrgstr Md Cp Grw | 49,901 | $4.7M | 2.2% | +6.5% | 13F ↗ |
| 17 | Schwab Strategic Tr Us Lcap Gr Etf | 128,882 | $4.6M | 2.2% | +36.8% | 13F ↗ |
| 18 | Vanguard Index Fds Mrngstr Grwt Etf | 46,353 | $4.2M | 2.0% | -1.6% | 13F ↗ |
| 19 | AMZN Amazon.com, Inc. | 13,540 | $3.4M | 1.6% | -1.8% | 13F ↗ |
| 20 | ET Energy Transfer LP · Com Ut Ltd Ptn | 151,874 | $3.0M | 1.4% | -7.4% | 13F ↗ |
| 21 | Spdr Series Trust St Str P500ETF | 31,814 | $2.9M | 1.4% | +14.6% | 13F ↗ |
| 22 | Vanguard Mun Bd Fds Tax Exempt Bd | 59,325 | $2.8M | 1.3% | +45.5% | 13F ↗ |
| 23 | ORCL Oracle Corporation | 19,054 | $2.6M | 1.3% | +13.1% | 13F ↗ |
| 24 | Schwab Strategic Tr Us Dividend Eq | 79,430 | $2.6M | 1.2% | +39.5% | 13F ↗ |
| 25 | XOM ExxonMobil Holdings Corporation | 15,635 | $2.5M | 1.2% | New | 13F ↗ |
| 26 | MSFT Microsoft Corporation | 4,425 | $2.3M | 1.1% | -6.1% | 13F ↗ |
| 27 | Fidelity Covington Trust High Divid Etf | 32,959 | $2.0M | 1.0% | +21.1% | 13F ↗ |
| 28 | TSLA Tesla, Inc. | 5,570 | $2.0M | 0.9% | -1.5% | 13F ↗ |
| 29 | CRWD CrowdStrike Holdings, Inc. | 6,223 | $1.6M | 0.8% | -2.2% | 13F ↗ |
| 30 | Fidelity Covington Trust | 19,844 | $1.6M | 0.8% | +5.7% | 13F ↗ |
| 31 | IBIT iShares Bitcoin Trust ETF · Shs Ben Int | 30,816 | $1.5M | 0.7% | -8.2% | 13F ↗ |
| 32 | META Meta Platforms, Inc. | 1,948 | $1.4M | 0.7% | +2.5% | 13F ↗ |
| 33 | iShares Tr Core Div Grwth | 18,079 | $1.4M | 0.7% | +51.8% | 13F ↗ |
| 34 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 1,712 | $1.3M | 0.6% | +15.2% | 13F ↗ |
| 35 | AMD Advanced Micro Devices, Inc. | 2,132 | $1.3M | 0.6% | -0.5% | 13F ↗ |
| 36 | Vanguard Index Fds Mrngstr Sml Cap | 4,453 | $1.3M | 0.6% | +18.8% | 13F ↗ |
| 37 | LLY Eli Lilly and Company | 1,046 | $1.2M | 0.6% | +1.3% | 13F ↗ |
| 38 | Spdr Series Trust St Str P500VAL | 19,097 | $1.2M | 0.6% | +53.4% | 13F ↗ |
| 39 | TSM Taiwan Semiconductor Manufacturing Company Ltd. | 2,393 | $1.1M | 0.5% | +2.9% | 13F ↗ |
| 40 | Select Sector Spdr Tr St Str Techn Etf | 5,556 | $1.1M | 0.5% | +9.4% | 13F ↗ |
| 41 | PAA Plains All American Pipeline, L.P. · Units | 44,816 | $1.1M | 0.5% | -3.9% | 13F ↗ |
| 42 | iShares Tr Rus TP200 Gr Etf | 3,342 | $985.5K | 0.5% | +1.9% | 13F ↗ |
| 43 | Wisdomtree Tr Japn Hedge Eqt | 5,456 | $985.1K | 0.5% | +4.2% | 13F ↗ |
| 44 | Vanguard Ny Tax Free Fds Tax Exempt Bd | 10,051 | $978.4K | 0.5% | +8.8% | 13F ↗ |
| 45 | iShares Tr Core S&P Scp Etf | 7,177 | $976.3K | 0.5% | -3.0% | 13F ↗ |
| 46 | CAVA CAVA Group, Inc. | 17,949 | $971.0K | 0.5% | +4.5% | 13F ↗ |
| 47 | iShares Tr Core S&P Us Vlu | 8,635 | $952.3K | 0.5% | +39.6% | 13F ↗ |
| 48 | iShares Tr S&P Sml 600 Gwt | 5,890 | $944.3K | 0.5% | -2.7% | 13F ↗ |
| 49 | Vanguard Index Fds Mrngstr Sml Cp V | 4,047 | $934.9K | 0.4% | +17.4% | 13F ↗ |
| 50 | Ark ETF Tr Genomic Rev Etf | 16,485 | $893.8K | 0.4% | Unchanged | 13F ↗ |
Showing the top 50 of 115 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
7 new, 54 added to, 45 trimmed, 7 exited, 9 unchanged. By estimated dollars.
New positions (7)
| XOM ExxonMobil Holdings Corporation | 15,635 | New | $2.5M |
| Vanguard Bd Index Fds Total Bnd Mrkt | 5,300 | New | $371.8K |
| Vanguard Index Fds Mrngstr Md Cp Gr | 1,125 | New | $328.6K |
| Schwab Strategic Tr Mun Bd Etf | 12,107 | New | $292.5K |
| American Centy ETF Tr Us Sml Cp Valu | 2,076 | New | $244.5K |
| iShares Inc Core Msci Emkt | 2,737 | New | $222.1K |
| DIA State Street SPDR Dow Jones Industrial Average ETF Trust | 408 | New | $207.5K |
Added to (54)
| Vanguard Scottsdale Fds LG-TERM Cor Bd | 193,049 | +28.6% | $2.9M |
| Vanguard Scottsdale Fds INT-TERM Corp | 115,842 | +32.5% | $2.2M |
| Schwab Strategic Tr Us Lcap Gr Etf | 128,882 | +36.8% | $1.2M |
| Vanguard Mun Bd Fds Tax Exempt Bd | 59,325 | +45.5% | $878.3K |
| Select Sector Spdr Tr St Str Care Etf | 28,400 | +18.6% | $748.5K |
| Schwab Strategic Tr Us Dividend Eq | 79,430 | +39.5% | $732.2K |
| Vanguard Index Fds S&P 500 Etf Shs | 15,706 | +6.9% | $710.7K |
| Vanguard Whitehall Fds High Div Yld | 30,345 | +17.4% | $698.2K |
| iShares Tr Core Div Grwth | 18,079 | +51.8% | $464.9K |
| Spdr Series Trust St Str P500VAL | 19,097 | +53.4% | $406.3K |
Trimmed (45)
| SLG SL Green Realty Corp | 221,110 | -9.3% | -$1.1M |
| VNO Vornado Realty Trust · Sh Ben Int | 24,177 | -47.4% | -$739.1K |
| NVDA NVIDIA Corporation | 32,625 | -5.3% | -$420.7K |
| GOOG Alphabet Inc. Class C | 31,605 | -3.5% | -$395.3K |
| NFLX Netflix, Inc. | 4,433 | -50.7% | -$317.1K |
| ET Energy Transfer LP · Com Ut Ltd Ptn | 151,874 | -7.4% | -$238.3K |
| GOOGL Alphabet Inc. Class A | 19,009 | -3.4% | -$233.6K |
| UNH UnitedHealth Group Incorporated | 1,056 | -36.3% | -$220.9K |
| MSFT Microsoft Corporation | 4,425 | -6.1% | -$146.7K |
| IBIT iShares Bitcoin Trust ETF · Shs Ben Int | 30,816 | -8.2% | -$129.9K |
Exited (7)
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
Search, sort and filter every position, with puts and calls on their own tab. Premium plan.
Every position, puts and calls. Part of Premium.
Compare two quarters
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Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
Pick a quarter to see what the fund's biggest positions were then.
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 13, 2026 | 13F-HR | 115 | $209.0M | Current | SEC ↗ |
| Q2 2026 | Aug 6, 2026 | 13F-HR | 115 | $197.4M | Current | SEC ↗ |
| Q1 2026 | Apr 24, 2026 | 13F-HR | 104 | $163.8M | Current | SEC ↗ |
| Q4 2025 | Feb 6, 2026 | 13F-HR | 104 | $174.1M | Current | SEC ↗ |
| Q3 2025 | Nov 7, 2025 | 13F-HR | 104 | $173.9M | Current | SEC ↗ |
| Q2 2025 | Aug 8, 2025 | 13F-HR/A (restatement) | 100 | $160.4M | Current | SEC ↗ |
| Q2 2025 | Aug 5, 2025 | 13F-HR | 112 | $180.4M | Replaced | SEC ↗ |
| Q1 2025 | Apr 11, 2025 | 13F-HR | 112 | $180.4M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer