Funds › Joseph P. Lucia & Associates, LLC
Joseph P. Lucia & Associates, LLC
13F for Q3 2026, filed Oct 30, 2026. 194 positions worth $345.5M.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Oct 30, 2026
Reported value
$345.5M
+$13.0M (3.9%) vs Q2 2026
Positions
194
188 in Q2 2026
Top 10 share
32.7%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | Vaneck ETF Trust Semiconductr Etf | 35,388 | $21.6M | 6.2% | -0.5% | 13F ↗ |
| 2 | AAPL Apple Inc. | 46,485 | $15.5M | 4.5% | +1.3% | 13F ↗ |
| 3 | NVDA NVIDIA Corporation | 57,671 | $13.2M | 3.8% | +4.8% | 13F ↗ |
| 4 | Schwab Strategic Tr Us Brd Mkt Etf | 363,957 | $10.7M | 3.1% | +3.2% | 13F ↗ |
| 5 | AMZN Amazon.com, Inc. | 37,183 | $9.3M | 2.7% | +2.9% | 13F ↗ |
| 6 | Invesco Exchange Traded Fd T S&P500 Eql Tec | 140,193 | $9.2M | 2.7% | -2.0% | 13F ↗ |
| 7 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 11,956 | $9.1M | 2.6% | +0.4% | 13F ↗ |
| 8 | Proshares Tr S&P 500 Dv Arist | 154,341 | $8.3M | 2.4% | -0.4% | 13F ↗ |
| 9 | Select Sector Spdr Tr St Str Techn Etf | 42,008 | $8.2M | 2.4% | -0.9% | 13F ↗ |
| 10 | Schwab Strategic Tr Us Lcap Gr Etf | 220,338 | $7.9M | 2.3% | -0.2% | 13F ↗ |
| 11 | Invesco Qqq Tr | 10,674 | $7.9M | 2.3% | +2.9% | 13F ↗ |
| 12 | Invesco Exchange Traded Fd T S&P500 Eql Wgt | 35,323 | $7.3M | 2.1% | +15.1% | 13F ↗ |
| 13 | Schwab Strategic Tr Us Dividend Eq | 222,705 | $7.2M | 2.1% | +4.7% | 13F ↗ |
| 14 | BlackRock ETF Trust II Isha Flex In Etf | 134,246 | $6.8M | 2.0% | -0.9% | 13F ↗ |
| 15 | iShares Tr Select Divid Etf | 40,892 | $6.2M | 1.8% | +12.4% | 13F ↗ |
| 16 | Invesco Exchange Traded Fd T S&P500 Eql Fin | 78,533 | $6.1M | 1.8% | -0.6% | 13F ↗ |
| 17 | iShares Tr Core Us Aggbd Et | 62,933 | $5.9M | 1.7% | +0.4% | 13F ↗ |
| 18 | J P Morgan Exchange Traded F Equity Premium | 98,637 | $5.5M | 1.6% | +2.2% | 13F ↗ |
| 19 | Vanguard Index Fds S&P 500 Etf Shs | 7,802 | $5.5M | 1.6% | +21.1% | 13F ↗ |
| 20 | Amplify ETF Tr Amplify Cybersec | 45,028 | $5.5M | 1.6% | -1.0% | 13F ↗ |
| 21 | Select Sector Spdr Tr St Str Finl Etf | 97,058 | $5.2M | 1.5% | +6.7% | 13F ↗ |
| 22 | Select Sector Spdr Tr St Str Energ Etf | 78,616 | $4.8M | 1.4% | +3.4% | 13F ↗ |
| 23 | iShares Tr Etf | 46,103 | $4.7M | 1.4% | +1.4% | 13F ↗ |
| 24 | Invesco Exchange Traded Fd T S&P500 Eql Hlt | 112,240 | $4.2M | 1.2% | -0.3% | 13F ↗ |
| 25 | Select Sector Spdr Tr St Str Care Etf | 21,704 | $3.7M | 1.1% | +6.4% | 13F ↗ |
| 26 | Select Sector Spdr Tr Etf | 21,220 | $3.5M | 1.0% | +4.0% | 13F ↗ |
| 27 | META Meta Platforms, Inc. | 4,537 | $3.3M | 1.0% | +2.3% | 13F ↗ |
| 28 | iShares Tr Ishares Semicdtr | 5,399 | $3.1M | 0.9% | -4.7% | 13F ↗ |
| 29 | Select Sector Spdr Tr St Str Mater Etf | 62,370 | $3.0M | 0.9% | +10.1% | 13F ↗ |
| 30 | Vanguard Specialized Funds Div App Etf | 12,459 | $2.9M | 0.8% | -3.2% | 13F ↗ |
| 31 | Schwab Strategic Tr Us Lrg Cap Etf | 92,582 | $2.8M | 0.8% | -1.9% | 13F ↗ |
| 32 | Vanguard Bd Index Fds Intermed Term | 37,996 | $2.8M | 0.8% | -0.3% | 13F ↗ |
| 33 | Vanguard Index Fds Mrngstr Md Cp Gr | 9,359 | $2.7M | 0.8% | -0.8% | 13F ↗ |
| 34 | Schwab Strategic Tr Us Sml Cap Etf | 83,203 | $2.7M | 0.8% | -0.5% | 13F ↗ |
| 35 | Invesco Exchange Traded Fd T S&P500 Eql Enr | 25,228 | $2.7M | 0.8% | -1.7% | 13F ↗ |
| 36 | Invesco Exchange Traded Fd T S&P500 Eql Ind | 46,473 | $2.7M | 0.8% | -1.3% | 13F ↗ |
| 37 | Select Sector Spdr Tr St Str Util Etf | 67,951 | $2.7M | 0.8% | +6.4% | 13F ↗ |
| 38 | Vanguard Index Fds Mrngstr Sml Cap | 9,399 | $2.7M | 0.8% | -2.5% | 13F ↗ |
| 39 | Alps ETF Tr Sectr Div Dogs | 36,829 | $2.5M | 0.7% | -0.5% | 13F ↗ |
| 40 | J P Morgan Exchange Traded F Nasdaq Eqt Prem | 40,861 | $2.5M | 0.7% | +1.6% | 13F ↗ |
| 41 | Global X Fds Nasdaq 100 Cover | 131,626 | $2.4M | 0.7% | +2.4% | 13F ↗ |
| 42 | Aim ETF Products Trust Allianzim Us Eqt | 62,025 | $2.3M | 0.7% | -0.4% | 13F ↗ |
| 43 | GOOGL Alphabet Inc. Class A | 6,811 | $2.3M | 0.7% | -1.8% | 13F ↗ |
| 44 | Schwab Strategic Tr Us MID-CAP Etf | 68,574 | $2.3M | 0.7% | -0.1% | 13F ↗ |
| 45 | Franklin ETF Tr Shrt Dur Us Govt | 25,267 | $2.2M | 0.7% | -0.6% | 13F ↗ |
| 46 | American Centy ETF Tr Us Sml Cp Valu | 18,818 | $2.2M | 0.6% | +1.1% | 13F ↗ |
| 47 | iShares Tr Jpmorgan Usd Emg | 23,579 | $2.1M | 0.6% | +0.7% | 13F ↗ |
| 48 | Aim ETF Products Trust Allia Us Jan Etf | 44,225 | $1.7M | 0.5% | -1.2% | 13F ↗ |
| 49 | Franklin Templeton ETF Tr | 61,359 | $1.5M | 0.4% | +30.2% | 13F ↗ |
| 50 | Goldman Sachs ETF Tr S&P 500 Premium | 27,032 | $1.5M | 0.4% | -2.9% | 13F ↗ |
Showing the top 50 of 194 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
14 new, 76 added to, 72 trimmed, 8 exited, 32 unchanged. By estimated dollars.
New positions (14)
| XOM ExxonMobil Holdings Corporation | 5,212 | New | $848.2K |
| SPCX Space Exploration Technologies Corp. | 3,615 | New | $545.4K |
| HIMS Hims & Hers Health, Inc. | 17,012 | New | $506.8K |
| MU Micron Technology, Inc. | 379 | New | $403.8K |
| iShares Tr Us Digi Real Etf | 3,073 | New | $345.5K |
| Aim ETF Products Trust Allia Us Oct Etf | 6,988 | New | $293.6K |
| PLTR Palantir Technologies Inc. | 1,550 | New | $289.9K |
| BE Bloom Energy Corporation | 938 | New | $259.8K |
| Invesco Exch Traded Fd Tr II Nasdaq 100 Etf | 792 | New | $241.2K |
| NBIS Nebius Group N.V. | 982 | New | $231.6K |
Added to (76)
| Invesco Exchange Traded Fd T S&P500 Eql Wgt | 35,323 | +15.1% | $964.4K |
| Vanguard Index Fds S&P 500 Etf Shs | 7,802 | +21.1% | $954.6K |
| iShares Tr Select Divid Etf | 40,892 | +12.4% | $685.2K |
| HOOD Robinhood Markets, Inc. | 9,259 | +162% | $644.2K |
| NVDA NVIDIA Corporation | 57,671 | +4.8% | $599.2K |
| Franklin Templeton ETF Tr | 61,359 | +30.2% | $355.7K |
| Roundhill ETF Trust Memory Etf | 11,313 | +97.1% | $336.3K |
| Schwab Strategic Tr Us Brd Mkt Etf | 363,957 | +3.2% | $331.7K |
| Select Sector Spdr Tr St Str Finl Etf | 97,058 | +6.7% | $326.8K |
| Schwab Strategic Tr Us Dividend Eq | 222,705 | +4.7% | $322.9K |
Trimmed (72)
| UBER Uber Technologies, Inc. | 14,136 | -17.7% | -$208.1K |
| Invesco Exchange Traded Fd T S&P500 Eql Tec | 140,193 | -2.0% | -$186.5K |
| iShares Tr Ishares Semicdtr | 5,399 | -4.7% | -$153.0K |
| American Centy ETF Tr Short Durtn Strg | 28,810 | -8.3% | -$131.5K |
| Vaneck ETF Trust Semiconductr Etf | 35,388 | -0.5% | -$104.1K |
| DIS Walt Disney Company | 2,878 | -24.4% | -$97.4K |
| BXSL Blackstone Secured Lending Fund | 35,090 | -10.0% | -$96.1K |
| Vanguard Specialized Funds Div App Etf | 12,459 | -3.2% | -$95.4K |
| iShares Tr Etf | 10,681 | -8.3% | -$75.4K |
| Select Sector Spdr Tr St Str Techn Etf | 42,008 | -0.9% | -$72.4K |
Exited (8)
| Exxon Mobil Corp | 5,180 | Exited | -$708.2K |
| Tema ETF Trust Space Innov Etf | 7,367 | Exited | -$223.8K |
| Global X Fds Globx Supdv Us | 10,920 | Exited | -$208.0K |
| PHYS Sprott Physical Gold Trust ETV · Physical Gold Tr | 6,855 | Exited | -$206.8K |
| GLW Corning Incorporated | 791 | Exited | -$202.2K |
| UTG Reaves Utility Income Fund · Com Sh Ben Int | 4,913 | Exited | -$200.1K |
| Fidelity Covington Trust Msci Consm Dis | 1,945 | Exited | -$200.0K |
| Credit Suisse High Yield Cre Sh Ben Int | 96,335 | Exited | -$171.5K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Oct 30, 2026 | 13F-HR | 194 | $345.5M | Current | SEC ↗ |
| Q2 2026 | Aug 7, 2026 | 13F-HR | 188 | $332.6M | Current | SEC ↗ |
| Q1 2026 | May 15, 2026 | 13F-HR | 169 | $279.7M | Current | SEC ↗ |
| Q4 2025 | Jan 28, 2026 | 13F-HR | 166 | $277.3M | Current | SEC ↗ |
| Q3 2025 | Oct 20, 2025 | 13F-HR | 161 | $265.1M | Current | SEC ↗ |
| Q2 2025 | Aug 4, 2025 | 13F-HR | 151 | $244.4M | Current | SEC ↗ |
| Q1 2025 | May 14, 2025 | 13F-HR | 140 | $218.8M | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer