Funds › Cetera Investment Advisers
Cetera Investment Advisers
13F for Q3 2026, filed Nov 13, 2026. 4,952 positions worth $114.7B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 13, 2026
Reported value
$114.7B
+$5.0B (4.5%) vs Q2 2026
Positions
4,952
4,863 in Q2 2026
Top 10 share
17.4%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | iShares Tr Core S&P500 Etf | 4.98M | $3.8B | 3.3% | +4.7% | 13F ↗ |
| 2 | AAPL Apple Inc. | 8.89M | $3.0B | 2.6% | +20.9% | 13F ↗ |
| 3 | NVDA NVIDIA Corporation | 9.94M | $2.3B | 2.0% | +0.7% | 13F ↗ |
| 4 | Vanguard Index Fds Mrngstr Val Etf | 8.19M | $1.8B | 1.5% | +2.5% | 13F ↗ |
| 5 | Invesco Qqq Tr | 2.30M | $1.7B | 1.5% | +1.8% | 13F ↗ |
| 6 | Vanguard Index Fds S&P 500 Etf Shs | 2.25M | $1.6B | 1.4% | +1.3% | 13F ↗ |
| 7 | MSFT Microsoft Corporation | 3.01M | $1.5B | 1.3% | -0.8% | 13F ↗ |
| 8 | iShares Tr Core Us Aggbd Et | 16.05M | $1.5B | 1.3% | +3.6% | 13F ↗ |
| 9 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 1.89M | $1.4B | 1.3% | +1.1% | 13F ↗ |
| 10 | Vanguard Index Fds Mrngstr Grwt Etf | 15.20M | $1.4B | 1.2% | +3.8% | 13F ↗ |
| 11 | Vanguard Index Fds Mrngstr Ttl Stk | 3.59M | $1.3B | 1.2% | +2.1% | 13F ↗ |
| 12 | Vanguard Scottsdale Fds Vng RUS1000GRW | 9.53M | $1.2B | 1.1% | -0.2% | 13F ↗ |
| 13 | AMZN Amazon.com, Inc. | 4.71M | $1.2B | 1.0% | +1.3% | 13F ↗ |
| 14 | iShares Tr Core Msci Eafe | 11.73M | $1.1B | 1.0% | +1.5% | 13F ↗ |
| 15 | Capital Group Dividend Value Units | 20.11M | $982.5M | 0.9% | +10.0% | 13F ↗ |
| 16 | Schwab Strategic Tr Us Dividend Eq | 26.30M | $855.5M | 0.7% | +3.2% | 13F ↗ |
| 17 | GOOGL Alphabet Inc. Class A | 2.39M | $823.5M | 0.7% | +5.2% | 13F ↗ |
| 18 | iShares Tr Core Univrsl Usd | 18.13M | $799.4M | 0.7% | +35.9% | 13F ↗ |
| 19 | iShares Tr Rus 1000 Grw Etf | 6.26M | $783.9M | 0.7% | +0.3% | 13F ↗ |
| 20 | iShares Tr S&P 500 Val Etf | 3.26M | $744.2M | 0.6% | +6.3% | 13F ↗ |
| 21 | iShares Tr S&P 500 Grwt Etf | 5.16M | $734.3M | 0.6% | +7.8% | 13F ↗ |
| 22 | Schwab Strategic Tr Us Lcap Gr Etf | 19.93M | $716.0M | 0.6% | +4.7% | 13F ↗ |
| 23 | Invesco Exch Traded Fd Tr II Nasdaq 100 Etf | 2.30M | $699.9M | 0.6% | -3.7% | 13F ↗ |
| 24 | Vanguard Star Fds | 7.11M | $604.4M | 0.5% | +4.8% | 13F ↗ |
| 25 | BlackRock ETF Trust Ishares Us Equit | 8.68M | $601.3M | 0.5% | +10.3% | 13F ↗ |
| 26 | Vanguard Tax-Managed Fds | 8.50M | $600.2M | 0.5% | +4.3% | 13F ↗ |
| 27 | Putnam ETF Trust Focused Lar Cap | 11.40M | $599.9M | 0.5% | +21.1% | 13F ↗ |
| 28 | AVGO Broadcom Inc. | 1.70M | $597.6M | 0.5% | +2.9% | 13F ↗ |
| 29 | META Meta Platforms, Inc. | 794,520 | $576.2M | 0.5% | -0.9% | 13F ↗ |
| 30 | iShares Inc Core Msci Emkt | 6.95M | $564.3M | 0.5% | -8.2% | 13F ↗ |
| 31 | GOOG Alphabet Inc. Class C | 1.65M | $562.7M | 0.5% | +1.0% | 13F ↗ |
| 32 | First Tr Exchng Traded Fd Vi Ft Ladd Buff Etf | 14.79M | $554.2M | 0.5% | +5.1% | 13F ↗ |
| 33 | Capital Group Growth ETF Units | 11.64M | $552.1M | 0.5% | +9.9% | 13F ↗ |
| 34 | AMD Advanced Micro Devices, Inc. | 878,622 | $537.5M | 0.5% | -0.5% | 13F ↗ |
| 35 | Vanguard Bd Index Fds Total Bnd Mrkt | 7.63M | $535.6M | 0.5% | +6.6% | 13F ↗ |
| 36 | MU Micron Technology, Inc. | 477,678 | $508.8M | 0.4% | +6.2% | 13F ↗ |
| 37 | BRK-B Berkshire Hathaway Inc. Class B | 1.01M | $504.5M | 0.4% | -0.1% | 13F ↗ |
| 38 | JPM JPMorgan Chase & Co. | 1.51M | $499.5M | 0.4% | +2.0% | 13F ↗ |
| 39 | iShares Tr Etf | 1.78M | $495.4M | 0.4% | +0.4% | 13F ↗ |
| 40 | Vanguard Whitehall Fds High Div Yld | 3.04M | $472.4M | 0.4% | +7.8% | 13F ↗ |
| 41 | Vanguard Index Fds Mrngstr Mid Cap | 5.97M | $468.4M | 0.4% | +4.9% | 13F ↗ |
| 42 | Spdr Series Trust St Str P500ETF | 4.94M | $443.1M | 0.4% | -5.5% | 13F ↗ |
| 43 | LLY Eli Lilly and Company | 379,408 | $439.0M | 0.4% | +3.7% | 13F ↗ |
| 44 | XOM ExxonMobil Holdings Corporation | 2.59M | $420.8M | 0.4% | New | 13F ↗ |
| 45 | iShares Tr National Mun Etf | 4.07M | $412.0M | 0.4% | +13.8% | 13F ↗ |
| 46 | J P Morgan Exchange Traded F Equity Premium | 6.91M | $388.4M | 0.3% | Unchanged | 13F ↗ |
| 47 | Vanguard Index Fds Mrngstr Sml Cap | 1.36M | $386.8M | 0.3% | +7.3% | 13F ↗ |
| 48 | Capital Group Gbl Growth Eqt Units | 9.66M | $384.2M | 0.3% | +9.3% | 13F ↗ |
| 49 | Pgim ETF Tr Pgim Ultra Sh Bd | 7.58M | $375.1M | 0.3% | +29.9% | 13F ↗ |
| 50 | First Tr Exchange Traded Fd Risng Divd Achiv | 4.74M | $370.7M | 0.3% | +8.8% | 13F ↗ |
Showing the top 50 of 4,952 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
286 new, 2,688 added to, 1,899 trimmed, 197 exited, 79 unchanged. By estimated dollars.
New positions (286)
| XOM ExxonMobil Holdings Corporation | 2.59M | New | $420.8M |
| Dfa Invt Dimensions Group In U.S. Sml Cp Val | 4.74M | New | $177.6M |
| Horizon Fds | 3.74M | New | $114.7M |
| Horizon Fds Managed Risk Etf | 3.48M | New | $110.1M |
| OKE ONEOK, Inc. | 987,404 | New | $84.2M |
| Horizon Fds Core Bond Etf | 2.66M | New | $63.5M |
| Horizon Fds Dividend Income | 1.68M | New | $49.2M |
| Horizon Fds NASDAQ-100 Def | 888,155 | New | $26.7M |
| J P Morgan Exchange Traded F Us Research Enhn | 382,421 | New | $26.2M |
| Horizon Fds Intl Equity Etf | 772,352 | New | $24.1M |
Added to (2,688)
| AAPL Apple Inc. | 8.89M | +20.9% | $512.4M |
| iShares Tr Core Univrsl Usd | 18.13M | +35.9% | $211.3M |
| iShares Tr Msci Acwi Ex Us | 2.97M | +348% | $174.2M |
| iShares Tr Core S&P500 Etf | 4.98M | +4.7% | $171.1M |
| BlackRock ETF Trust Isha In Ctry Etf | 6.98M | +137% | $146.7M |
| Putnam ETF Trust Focused Lar Cap | 11.40M | +21.1% | $104.6M |
| Capital Group Dividend Value Units | 20.11M | +10.0% | $89.7M |
| iShares Tr Trust Ishare 0-1 | 1.33M | +152% | $88.7M |
| First Tr Exchange-Traded Fd Vest Laddered | 5.32M | +398% | $88.7M |
| Pgim ETF Tr Pgim Ultra Sh Bd | 7.58M | +29.9% | $86.3M |
Trimmed (1,899)
| iShares Tr Mbs Etf | 489,917 | -77.2% | -$148.4M |
| iShares Tr Msci Usa Mmentm | 140,220 | -76.5% | -$144.6M |
| Spdr Series Trust St Str P500GRW | 2.12M | -34.9% | -$140.2M |
| Janus Detroit Str Tr Hendrson Aaa Cl | 4.50M | -23.7% | -$70.6M |
| Spdr Series Trust St Str P500VAL | 3.07M | -26.6% | -$68.2M |
| iShares Tr Msci Usa Qlt Fct | 738,042 | -24.6% | -$53.4M |
| iShares Tr Core Msci Total | 1.21M | -31.6% | -$53.1M |
| iShares Inc Core Msci Emkt | 6.95M | -8.2% | -$50.4M |
| iShares Tr Etf | 941,132 | -40.9% | -$50.4M |
| J P Morgan Exchange Traded F Municipal Etf | 3.30M | -19.3% | -$37.6M |
Exited (197)
| Exxon Mobil Corp | 2.44M | Exited | -$334.2M |
| Dimensional ETF Trust Us Small Cap Etf | 4.70M | Exited | -$182.3M |
| Dimensional ETF Trust Us Cor Equ 2 Etf | 1.88M | Exited | -$83.6M |
| Oneok Inc | 941,516 | Exited | -$81.9M |
| Dimensional ETF Trust Us Small Cap Etf | 679,277 | Exited | -$55.9M |
| Dimensional ETF Trust Us Targeted Vlu | 662,401 | Exited | -$46.3M |
| First Tr Exch Traded Fd III Horizon Vol Smcp | 188,638 | Exited | -$7.2M |
| Avalonbay Communities Inc Reit | 32,944 | Exited | -$6.2M |
| Sila Realty Trust Inc | 188,593 | Exited | -$5.7M |
| iShares Ethereum Tr | 444,450 | Exited | -$5.3M |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Every position, puts and calls. Part of Premium.
Compare two quarters
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Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 13, 2026 | 13F-HR | 5,066 | $114.7B | Current | SEC ↗ |
| Q2 2026 | Aug 12, 2026 | 13F-HR | 5,007 | $109.8B | Current | SEC ↗ |
| Q1 2026 | May 13, 2026 | 13F-HR | 4,790 | $94.0B | Current | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | 13F-HR | 4,685 | $91.5B | Current | SEC ↗ |
| Q3 2025 | Nov 14, 2025 | 13F-HR | 4,566 | $86.0B | Current | SEC ↗ |
| Q2 2025 | Aug 8, 2025 | 13F-HR | 4,085 | $59.3B | Current | SEC ↗ |
| Q1 2025 | May 6, 2025 | 13F-HR | 3,975 | $51.6B | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer