Funds › Principal Securities, Inc.
Principal Securities, Inc.
13F for Q3 2026, filed Nov 12, 2026. 1,566 positions worth $8.6B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 12, 2026
Reported value
$8.6B
+$280.4M (3.4%) vs Q2 2026
Positions
1,566
1,538 in Q2 2026
Top 10 share
24.9%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
Ask your AI about this
Connect Claude, ChatGPT, Gemini or Grok (Microsoft 365 Copilot coming soon) to 13F.ai and ask in plain English. Copy a question to get started:
Using 13F.ai, what are the biggest new, added, trimmed and exited positions of Principal Securities, Inc. in the latest 13F quarter?
Using 13F.ai, how has Principal Securities, Inc.'s portfolio concentration changed over the last four quarters?
Using 13F.ai, which of Principal Securities, Inc.'s top holdings have also been bought by insiders recently?
Connect your AI · Plans and the 7-day free trial (card required)
Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | Principal Exchange Traded Fd Intl Equity Etf | 10.88M | $391.8M | 4.6% | -1.5% | 13F ↗ |
| 2 | Principal Exchange Traded Fd Usmc | 4.76M | $365.5M | 4.3% | -1.2% | 13F ↗ |
| 3 | iShares Tr Core S&P500 Etf | 412,607 | $316.0M | 3.7% | +10.9% | 13F ↗ |
| 4 | Principal Exchange Traded Fd | 6.33M | $213.0M | 2.5% | +9.0% | 13F ↗ |
| 5 | Principal Exchange Traded Fd Prin U S Small | 2.56M | $170.5M | 2.0% | +4.0% | 13F ↗ |
| 6 | Principal Exchange Traded Fd Focu Blue Ch Etf | 4.31M | $161.4M | 1.9% | +1.1% | 13F ↗ |
| 7 | Principal Exchange Traded Fd | 7.31M | $143.1M | 1.7% | +13.6% | 13F ↗ |
| 8 | Goldman Sachs ETF Tr Marketbeta Us Eq | 1.24M | $130.6M | 1.5% | +2.3% | 13F ↗ |
| 9 | MSFT Microsoft Corporation | 242,851 | $124.6M | 1.5% | +3.9% | 13F ↗ |
| 10 | NVDA NVIDIA Corporation | 537,949 | $122.9M | 1.4% | +5.0% | 13F ↗ |
| 11 | AAPL Apple Inc. | 346,660 | $115.4M | 1.3% | +3.0% | 13F ↗ |
| 12 | Principal Exchange Traded Fd Prncpl Vlu Etf | 1.81M | $100.8M | 1.2% | +11.6% | 13F ↗ |
| 13 | Principal Exchange Traded Fd Active High Yl | 5.27M | $97.2M | 1.1% | +9.6% | 13F ↗ |
| 14 | iShares Tr Core Us Aggbd Et | 959,272 | $90.7M | 1.1% | +7.4% | 13F ↗ |
| 15 | AMZN Amazon.com, Inc. | 355,897 | $88.7M | 1.0% | +2.4% | 13F ↗ |
| 16 | iShares Tr Core S&P Us Vlu | 654,630 | $72.2M | 0.8% | -2.5% | 13F ↗ |
| 17 | GOOGL Alphabet Inc. Class A | 202,474 | $69.7M | 0.8% | +4.3% | 13F ↗ |
| 18 | Spdr Series Trust St Str Blo 1 Etf | 754,091 | $69.1M | 0.8% | +1491% | 13F ↗ |
| 19 | iShares Tr Trust Ishare 0-1 | 614,026 | $67.7M | 0.8% | +1534% | 13F ↗ |
| 20 | Trust For Professional Manag Activepassive Us | 1.44M | $67.4M | 0.8% | -3.3% | 13F ↗ |
| 21 | iShares Tr Rus 1000 Etf | 159,077 | $66.2M | 0.8% | +8.1% | 13F ↗ |
| 22 | iShares Tr S&P 500 Grwt Etf | 462,105 | $65.7M | 0.8% | +7.8% | 13F ↗ |
| 23 | Vanguard Index Fds Mrngstr Ttl Stk | 172,745 | $64.6M | 0.8% | +2.5% | 13F ↗ |
| 24 | Goldman Sachs ETF Tr Access Us Agrat | 1.60M | $62.7M | 0.7% | +6.0% | 13F ↗ |
| 25 | Goldman Sachs ETF Tr Activebeta Int | 1.33M | $60.8M | 0.7% | +4.8% | 13F ↗ |
| 26 | Fidelity Covington Trust Msci Info Tech I | 201,485 | $60.5M | 0.7% | +1.4% | 13F ↗ |
| 27 | iShares Tr Core Msci Eafe | 613,424 | $59.4M | 0.7% | +6.5% | 13F ↗ |
| 28 | Goldman Sachs ETF Tr Core Bond Etf | 1.18M | $56.6M | 0.7% | +6.5% | 13F ↗ |
| 29 | Goldman Sachs ETF Tr Activebeta Us Lg | 372,612 | $54.0M | 0.6% | +4.9% | 13F ↗ |
| 30 | Schwab Strategic Tr Us Lcap Gr Etf | 1.46M | $52.4M | 0.6% | +3.0% | 13F ↗ |
| 31 | META Meta Platforms, Inc. | 71,892 | $52.1M | 0.6% | -5.9% | 13F ↗ |
| 32 | AVGO Broadcom Inc. | 145,476 | $51.1M | 0.6% | +13.4% | 13F ↗ |
| 33 | iShares Tr Core S&P Us Gwt | 249,558 | $48.4M | 0.6% | +7.6% | 13F ↗ |
| 34 | iShares Inc Core Msci Emkt | 593,855 | $48.2M | 0.6% | +2.0% | 13F ↗ |
| 35 | GOOG Alphabet Inc. Class C | 135,873 | $46.3M | 0.5% | +1.2% | 13F ↗ |
| 36 | iShares Tr Us Treas Bd Etf | 2.12M | $46.3M | 0.5% | +27.7% | 13F ↗ |
| 37 | iShares Tr Core Msci Intl | 506,159 | $45.3M | 0.5% | -5.7% | 13F ↗ |
| 38 | Schwab Strategic Tr Us Tips Etf | 1.80M | $45.1M | 0.5% | -9.3% | 13F ↗ |
| 39 | Invesco Qqq Tr | 59,997 | $44.4M | 0.5% | +7.4% | 13F ↗ |
| 40 | iShares Tr Mbs Etf | 480,170 | $43.0M | 0.5% | +6.8% | 13F ↗ |
| 41 | BlackRock ETF Trust Ishares Us Equit | 537,632 | $37.2M | 0.4% | +11.6% | 13F ↗ |
| 42 | JPM JPMorgan Chase & Co. | 111,335 | $36.8M | 0.4% | +4.5% | 13F ↗ |
| 43 | iShares Tr Core Univrsl Usd | 831,216 | $36.6M | 0.4% | +9.3% | 13F ↗ |
| 44 | Vanguard Tax-Managed Fds | 503,658 | $35.6M | 0.4% | +1.6% | 13F ↗ |
| 45 | Vanguard Bd Index Fds Total Bnd Mrkt | 490,853 | $34.4M | 0.4% | +5.4% | 13F ↗ |
| 46 | Vanguard World Fd Health Car Etf | 107,161 | $33.9M | 0.4% | +69.4% | 13F ↗ |
| 47 | V Visa Inc. | 94,070 | $33.8M | 0.4% | +7.7% | 13F ↗ |
| 48 | Vanguard Index Fds Mrngstr Val Etf | 154,225 | $33.3M | 0.4% | -0.9% | 13F ↗ |
| 49 | TSM Taiwan Semiconductor Manufacturing Company Ltd. | 72,354 | $33.0M | 0.4% | -0.4% | 13F ↗ |
| 50 | Goldman Sachs ETF Tr Activebeta Eme | 634,022 | $32.4M | 0.4% | +6.3% | 13F ↗ |
Showing the top 50 of 1,566 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
115 new, 905 added to, 525 trimmed, 87 exited, 21 unchanged. By estimated dollars.
New positions (115)
| XOM ExxonMobil Holdings Corporation | 119,868 | New | $19.5M |
| First Tr Exchange-Traded Fd Vest Laddered | 245,938 | New | $5.1M |
| Principal Exchange Traded Fd Secur Debt Etf | 140,619 | New | $3.4M |
| Horizon Fds | 87,542 | New | $2.7M |
| Horizon Fds Managed Risk Etf | 81,253 | New | $2.6M |
| American Centy ETF Tr Intl Eqt Etf | 27,392 | New | $2.5M |
| Horizon Fds Core Bond Etf | 88,724 | New | $2.1M |
| First Tr Exchange-Traded Fd Ft Vest Smid | 98,307 | New | $2.1M |
| SKHY SK hynix Inc. · American Deposit | 10,545 | New | $1.9M |
| Vanguard International Equity Index F Ftse Pacific Etf | 16,667 | New | $1.9M |
Added to (905)
| Spdr Series Trust St Str Blo 1 Etf | 754,091 | +1491% | $64.8M |
| iShares Tr Trust Ishare 0-1 | 614,026 | +1534% | $63.6M |
| iShares Tr Core S&P500 Etf | 412,607 | +10.9% | $31.1M |
| iShares Tr Expanded Tech | 267,745 | +262% | $20.6M |
| Principal Exchange Traded Fd | 6.33M | +9.0% | $17.6M |
| Principal Exchange Traded Fd | 7.31M | +13.6% | $17.1M |
| iShares Tr Rus TP200 Gr Etf | 98,482 | +119% | $15.8M |
| Vanguard World Fd Health Car Etf | 107,161 | +69.4% | $13.9M |
| Fidelity Comwlth Tr Nasdaq Compsit | 155,821 | +273% | $12.1M |
| Pimco ETF Tr Enhan Shrt Ma Ac | 134,991 | +707% | $11.9M |
Trimmed (525)
| Spdr Series Trust St Str P500ETF | 85,596 | -89.8% | -$67.6M |
| iShares Tr Core Msci Total | 144,304 | -64.3% | -$24.7M |
| iShares Tr Etf | 37,274 | -87.0% | -$19.3M |
| Global X Fds Nasdaq 100 Cover | 30,983 | -97.0% | -$18.7M |
| iShares Tr Core S&P Ttl Stk | 44,816 | -70.9% | -$18.2M |
| Global X Fds S&P 500 Covered | 19,103 | -95.8% | -$18.1M |
| iShares Tr Core S&P Scp Etf | 86,591 | -56.6% | -$15.4M |
| Eaton Vance Tax-Managed Dive | 23,427 | -97.8% | -$14.8M |
| Invesco Exchange Traded Fd T S&P 100 Eql Wigh | 7,765 | -93.3% | -$14.1M |
| Spdr Series Trust St Bloo High Etf | 12,808 | -90.1% | -$10.8M |
Exited (87)
| Exxon Mobil Corp | 113,887 | Exited | -$15.6M |
| Global X Fds Exchange Traded Fund | 332,794 | Exited | -$8.1M |
| T Rowe Price Exchange-Traded Mf Closed And Mf Open | 229,827 | Exited | -$5.1M |
| Global X Fds Russell 2000 | 231,075 | Exited | -$3.7M |
| Simplify Exchange Traded Fun Short Term Trea | 135,797 | Exited | -$2.8M |
| Global X Fds S&P 500 Risk | 143,132 | Exited | -$2.5M |
| Spdr Series Trust St Term High Etf | 76,785 | Exited | -$1.9M |
| VIK Viking Holdings Ltd | 16,809 | Exited | -$1.8M |
| Eaton Vance Tax-Managed Glob | 132,165 | Exited | -$1.3M |
| Calamos ETF Tr Autoc Incom Etf | 45,558 | Exited | -$1.2M |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
Search, sort and filter every position, with puts and calls on their own tab. Premium plan.
Every position, puts and calls. Part of Premium.
Compare two quarters
Pick any two quarters: what is new, added to, trimmed or exited. Premium plan.
Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
Loading…
Largest positions in earlier quarters
Pick a quarter to see what the fund's biggest positions were then.
Loading…
Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 12, 2026 | 13F-HR | 1,567 | $8.6B | Current | SEC ↗ |
| Q2 2026 | Aug 4, 2026 | 13F-HR | 1,539 | $8.3B | Current | SEC ↗ |
| Q1 2026 | May 13, 2026 | 13F-HR | 1,411 | $6.8B | Current | SEC ↗ |
| Q4 2025 | Feb 12, 2026 | 13F-HR | 1,345 | $6.5B | Current | SEC ↗ |
| Q3 2025 | Nov 12, 2025 | 13F-HR | 3,731 | $6.1B | Current | SEC ↗ |
| Q2 2025 | Aug 11, 2025 | 13F-HR | 3,679 | $5.3B | Current | SEC ↗ |
| Q1 2025 | Apr 30, 2025 | 13F-HR | 3,553 | $4.5B | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer