Estimated market cap $813.20MShares outstanding from the company’s latest SEC filing (all share classes, each priced at its own close; ADRs converted to ADS) × last close from Tiingo. Updated daily. This figure: shares as of Nov 3, 2026, last close Nov 13, 2026.556.99M shares, shares as of Nov 3, 2026CIK 1287032The SEC’s Central Index Key, the number it uses to identify every company and person that files.
Insider trades, 12 mo
16 buys · 0 sells
$19.95M bought, open market
Congress trades, 24 mo
—
No disclosed trades
13F holders
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Lobbying, 12 mo
—
No lobbying filings
Federal contracts, 12 mo
—
None matched
Ask your AI:
Latest 10-Q
What changed in Prospect Capital Corporation's latest quarterly report, compared with the one before.
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Insider trades
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
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13F holders
Funds that report this stock, checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
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Top 10 holders.Premium lists every holder, with CSV downloads.
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
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Lobbying
What Prospect Capital Corporation and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
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Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
13F holders, Q3 2026Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
158
11.9% of shares · 59 added
Latest 10-Q
Q3 2026
What changed in Prospect Capital Corporation's latest quarterly report, compared with the one before.
Filed Nov 4, 2026 · Quarter ended Sep 30, 2026
Summary text goes here once it has loaded. Summary text goes here once it has loaded.
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AI summary of changes vs the prior report. Written by AI from the paragraphs that changed, and checked against them. This is information, not investment advice.
Compared with the 10-K for the period ended Jun 30, 2026. Sections compared: management's discussion, risk factors, legal proceedings and controls and procedures.
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
Recent insider trades
How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss.
158 funds report PSEC. Values checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
Funds own 18% of shares (Q2 2026)Fund managers with more than $100 million in US-listed stocks file a 13F each quarter. It lists their long stock positions only (shorts, options and bonds are left out) and can arrive up to 45 days after the quarter ends, so this is a snapshot of the quarter end. We add up the shares every fund reports in this class and divide by the shares outstanding. The total can pass 100%: the same shares are often reported by more than one manager (an adviser and the fund it runs), lent shares can be reported twice, and the share count can be out of date after buybacks. We divided 89.92M reported shares by 501.01M shares, from the company’s SEC filing as of May 6, 2026.
207 funds hold the stock.
Q3 2026: 12% · 5,560 of ~8,900 funds reported so farFunds have 45 days after a quarter ends to file. This quarter’s reports are still arriving, so the figure only counts the funds that have filed so far and will usually rise.
Q2 202515%
Q3 202517%
Q4 202517%
Q1 202617%
Q2 202618%
Q3 2026 (so far)12%
Q3 2026. 25 new, 59 added to, 41 trimmed, 74 exited since Q2 2026.
Download CSVEvery fund that holds PSEC, not only these ten. A download holds at most 10,000 rows; narrow the filters to get a smaller slice.
Trades by members of Congress
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
Recent congressional trades
How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss.
What Prospect Capital Corporation and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
No recent lobbying filings for this company.
Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
Funds holding the stock
Shares they report
Funds holding the stock by quarter
Q2 2013
202
—
73.09M
$779.5M
Q3 2013
219
+17
78.47M
$877.9M
Q4 2013
234
+15
88.19M
$990.8M
Q1 2014
253
+19
84.01M
$908.8M
Q2 2014
228
-25
59.02M
$625.6M
Q3 2014
206
-22
43.99M
$436.5M
Q4 2014
219
+13
52.15M
$439.4M
Q1 2015
221
+2
52.87M
$448.7M
Q2 2015
204
-17
56.02M
$413.0M
Q3 2015
209
+5
51.15M
$363.6M
Q4 2015
207
-2
49.12M
$345.7M
Q1 2016
217
+10
42.00M
$303.9M
Q2 2016
204
-13
40.15M
$313.8M
Q3 2016
216
+12
41.70M
$343.3M
Q4 2016
212
-4
54.18M
$450.9M
Q1 2017
218
+6
58.86M
$532.3M
Q2 2017
213
-5
55.10M
$447.6M
Q3 2017
210
-3
56.60M
$380.3M
Q4 2017
221
+11
51.70M
$348.4M
Q1 2018
218
-3
46.68M
$305.8M
Q2 2018
216
-2
45.71M
$306.3M
Q3 2018
224
+8
53.38M
$390.9M
Q4 2018
238
+14
48.13M
$304.0M
Q1 2019
220
-18
43.73M
$294.4M
Q2 2019
213
-7
49.14M
$320.6M
Q3 2019
206
-7
46.47M
$306.1M
Q4 2019
221
+15
54.32M
$349.9M
Q1 2020
205
-16
41.84M
$177.3M
Q2 2020
192
-13
42.11M
$216.7M
Q3 2020
189
-3
41.33M
$207.8M
Q4 2020
200
+11
40.40M
$218.5M
Q1 2021
192
-8
35.01M
$267.4M
Q2 2021
202
+10
37.77M
$316.6M
Q3 2021
193
-9
33.52M
$257.9M
Q4 2021
228
+35
30.38M
$255.2M
Q1 2022
215
-13
28.10M
$232.4M
Q2 2022
228
+13
29.57M
$206.6M
Q3 2022
229
+1
28.15M
$174.7M
Q4 2022
246
+17
31.01M
$238.7M
Q1 2023
250
+4
30.45M
$235.0M
Q2 2023
234
-16
32.63M
$226.4M
Q3 2023
234
0
33.62M
$227.3M
Q4 2023
244
+10
40.19M
$265.4M
Q1 2024
230
-14
41.17M
$251.6M
Q2 2024
230
0
40.00M
$221.9M
Q3 2024
226
-4
38.59M
$201.8M
Q4 2024
239
+13
44.86M
$193.8M
Q1 2025
226
-13
58.59M
$240.2M
Q2 2025
224
-2
65.64M
$208.8M
Q3 2025
228
+4
81.68M
$224.7M
Q4 2025
226
-2
82.79M
$214.5M
Q1 2026
220
-6
85.88M
$224.2M
Q2 2026
207
-13
89.92M
$207.8M
Q3 2026
158
-49
66.08M
$136.0M
Each point is a quarter-end, from Q2 2013 to Q3 2026. A fund's 13F lists its long positions in US-listed securities as of the last day of the quarter and arrives up to 45 days later, so each point shows holdings at quarter-end, not on the day they were reported.
Common shares only; options and bonds are left out. When a fund amends a report, the amended version is the one counted.
The history follows the company's current CUSIP number (74348T102). If the company's shares were ever re-issued under a different CUSIP, the quarters before the change are not part of this series, so the first point (Q2 2013) can be later than the stock's first appearance in 13F reports.
Share counts are adjusted for stock splits; none took place between these quarters. Values are in dollars as reported at the time and are not adjusted.
A quarter appears once our daily update has built its summary. If a summary cannot be built, older reports are kept and the chart shows the quarters it has until the next update repairs it.