Estimated market cap $80.23MShares outstanding from the company’s latest SEC filing (all share classes, each priced at its own close; ADRs converted to ADS) × last close from Tiingo. Updated daily. This figure: shares as of Aug 3, 2026, last close Nov 13, 2026.7.90M shares, shares as of Aug 3, 2026CIK 1145255The SEC’s Central Index Key, the number it uses to identify every company and person that files.
Insider trades, 12 mo
0 buys · 7 sells
$188.9K sold, open market
Congress trades, 24 mo
—
No disclosed trades
13F holders
…
Lobbying, 12 mo
—
No lobbying filings
Federal contracts, 12 mo
—
None matched
Ask your AI:
Latest 10-Q
What changed in Hennessy Advisors, Inc.'s latest quarterly report, compared with the one before.
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Insider trades
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
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13F holders
Funds that report this stock, checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
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Top 10 holders.Premium lists every holder, with CSV downloads.
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
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Lobbying
What Hennessy Advisors, Inc. and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
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Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
13F holders, Q3 2026Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
18
12.7% of shares · 4 added
Latest 10-Q
Q2 2026
What changed in Hennessy Advisors, Inc.'s latest quarterly report, compared with the one before.
Filed Aug 5, 2026 · Quarter ended Jun 30, 2026
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AI summary of changes vs the prior report. Written by AI from the paragraphs that changed, and checked against them. This is information, not investment advice.
Compared with the 10-Q for the quarter ended Mar 31, 2026. Sections compared: management's discussion and controls and procedures.
Open-market trades from Form 4. 10b5-1 marks a plan set in advance.Open-market buys and sales by officers, directors and 10% owners, from SEC Form 4. A plan set in advance is marked 10b5-1.
No open-market insider trades reported since Sep 29, 2026. Insiders have two business days to file.
Recent insider trades
How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss.
18 funds report HNNA. Values checked against market prices.Fund managers with over $100 million in US-listed stocks file a 13F each quarter, up to 45 days after quarter end. Long positions only.
Funds own 15% of shares (Q2 2026)Fund managers with more than $100 million in US-listed stocks file a 13F each quarter. It lists their long stock positions only (shorts, options and bonds are left out) and can arrive up to 45 days after the quarter ends, so this is a snapshot of the quarter end. We add up the shares every fund reports in this class and divide by the shares outstanding. The total can pass 100%: the same shares are often reported by more than one manager (an adviser and the fund it runs), lent shares can be reported twice, and the share count can be out of date after buybacks. We divided 1.19M reported shares by 7.90M shares, from the company’s SEC filing as of Aug 3, 2026.
28 funds hold the stock.
Q3 2026: 13% · 5,560 of ~8,900 funds reported so farFunds have 45 days after a quarter ends to file. This quarter’s reports are still arriving, so the figure only counts the funds that have filed so far and will usually rise.
Q2 202514%
Q3 202516%
Q4 202514%
Q1 202615%
Q2 202615%
Q3 2026 (so far)13%
Q3 2026. 2 new, 4 added to, 4 trimmed, 12 exited since Q2 2026.
Download CSVEvery fund that holds HNNA, not only these ten. A download holds at most 10,000 rows; narrow the filters to get a smaller slice.
Trades by members of Congress
Disclosed in dollar ranges, up to 45 days after the trade.Members of Congress, their spouses and dependent children report trades in dollar ranges, up to 45 days after the trade.
No recent congressional trades for this company.
Lobbying
What Hennessy Advisors, Inc. and its lobbying firms report each quarter.A company that lobbies with its own staff reports its expenses; a lobbying firm it hires reports the income it received. We count both.
No recent lobbying filings for this company.
Institutional ownership over time
How many funds reported holding the stock at the end of each quarter, and how many shares they held between them.
Funds holding the stock
Shares they report, adjusted for splits
Funds holding the stock by quarter
Q2 2013
1
—
73,362
$355.0K
Q3 2013
1
0
80,468
$504.0K
Q4 2013
2
+1
100,718
$781.0K
Q1 2014
3
+1
114,218
$895.0K
Q2 2014
12
+9
790,047
$7.8M
Q3 2014
14
+2
957,215
$12.7M
Q4 2014
16
+2
1.04M
$15.3M
Q1 2015
22
+6
1.10M
$14.8M
Q2 2015
24
+2
1.13M
$14.2M
Q3 2015
26
+2
949,118
$15.1M
Q4 2015
30
+4
908,771
$18.1M
Q1 2016
35
+5
952,554
$17.0M
Q2 2016
45
+10
1.25M
$27.8M
Q3 2016
46
+1
1.37M
$32.3M
Q4 2016
48
+2
1.43M
$30.4M
Q1 2017
46
-2
1.39M
$23.4M
Q2 2017
41
-5
1.21M
$18.4M
Q3 2017
32
-9
1.19M
$18.4M
Q4 2017
30
-2
1.31M
$21.7M
Q1 2018
38
+8
1.46M
$28.2M
Q2 2018
36
-2
1.50M
$26.0M
Q3 2018
34
-2
1.41M
$19.4M
Q4 2018
31
-3
1.39M
$13.9M
Q1 2019
29
-2
1.35M
$12.6M
Q2 2019
26
-3
894,485
$8.7M
Q3 2019
27
+1
838,868
$9.1M
Q4 2019
24
-3
770,431
$7.8M
Q1 2020
22
-2
667,546
$5.1M
Q2 2020
22
0
662,079
$5.3M
Q3 2020
21
-1
639,624
$5.3M
Q4 2020
24
+3
677,118
$5.8M
Q1 2021
25
+1
735,697
$6.3M
Q2 2021
22
-3
699,736
$6.5M
Q3 2021
21
-1
684,142
$6.6M
Q4 2021
18
-3
577,971
$6.2M
Q1 2022
19
+1
560,011
$5.7M
Q2 2022
19
0
526,150
$5.5M
Q3 2022
18
-1
481,674
$4.2M
Q4 2022
17
-1
509,123
$4.3M
Q1 2023
16
-1
494,835
$3.8M
Q2 2023
19
+3
654,347
$4.6M
Q3 2023
18
-1
724,421
$4.9M
Q4 2023
20
+2
803,178
$5.4M
Q1 2024
20
0
796,256
$5.5M
Q2 2024
21
+1
770,455
$5.5M
Q3 2024
21
0
804,753
$8.0M
Q4 2024
25
+4
900,769
$11.4M
Q1 2025
26
+1
991,989
$10.0M
Q2 2025
27
+1
1.08M
$13.6M
Q3 2025
26
-1
1.23M
$12.9M
Q4 2025
29
+3
1.11M
$10.6M
Q1 2026
33
+4
1.16M
$11.3M
Q2 2026
28
-5
1.19M
$12.1M
Q3 2026
18
-10
1.00M
$10.1M
Each point is a quarter-end, from Q2 2013 to Q3 2026. A fund's 13F lists its long positions in US-listed securities as of the last day of the quarter and arrives up to 45 days later, so each point shows holdings at quarter-end, not on the day they were reported.
Common shares only; options and bonds are left out. When a fund amends a report, the amended version is the one counted.
The history follows the company's current CUSIP number (425885100). If the company's shares were ever re-issued under a different CUSIP, the quarters before the change are not part of this series, so the first point (Q2 2013) can be later than the stock's first appearance in 13F reports.
Share counts are adjusted for stock splits (1.5-for-1 on Mar 7, 2017): reports from before a split are multiplied by its ratio, so every quarter is on the share count of Q3 2026.
A quarter appears once our daily update has built its summary. If a summary cannot be built, older reports are kept and the chart shows the quarters it has until the next update repairs it.