Insider trades › William A. Siffermann
William A. Siffermann
A corporate insider: an officer, director or owner of more than 10% of a company. Insiders report their trades to the SEC on Form 4The form insiders use to report each purchase or sale of their company's stock. It is due within two business days of the trade. · Last filing Jul 20, 2026
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Using 13F.ai, list William A. Siffermann's open-market buys and sells across companies in the last two years, with the Form 4 links.
Using 13F.ai, how did the stocks William A. Siffermann bought perform after the purchase compared with the S&P 500?
Using 13F.ai, are other insiders at the same companies buying or selling at the same time as William A. Siffermann?
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Buying and selling by quarter
Dollars bought and sold on the open market over the last two years.
Bought Sold
By trade date, using the shares and price reported for each trade. Stock grants, option exercises and shares withheld for tax are left out.
Roles
The companies where this person reports as an insider, and their position at each, most recent first.
| ECOF Nuveen Enhanced Corporate Opportunities Fund | Vice President | Jul 20, 2026 |
| JRS Nuveen Real Estate Income Fund | Vice President | Mar 6, 2026 |
| NMZ Nuveen Municipal High Income Opportunity Fund | Vice President | Mar 6, 2026 |
| NBB Nuveen Taxable Municipal Income Fund | Vice President | Mar 6, 2026 |
| NMAI Nuveen Multi-Asset Income Fund | Vice President | Mar 6, 2026 |
| NAD Nuveen Quality Municipal Income Fund | Vice President | Mar 6, 2026 |
| JQC Nuveen Credit Strategies Income Fund | Vice President | May 6, 2025 |
| ECLO Nuveen Enhanced CLO Income Fund | Vice President | Jan 15, 2025 |
Roles come from the filings themselves and can change over time.
Latest open-market trades
Purchases and sales at every company, most recent filing first.
| How the stock has done since the trade date, measured against the S&P 500 over the same days. It describes the stock, not the trader's actual gain or loss. | Filing | ||||||
|---|---|---|---|---|---|---|---|
| Mar 5, 2026 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 100 | $10.48 | $1,048 | -27.5% | Form 4 ↗ |
| Mar 5, 2026 | NAD Nuveen Quality Municipal Income Fund | Buy | 100 | $12.06 | $1,206 | -24.5% | Form 4 ↗ |
| Mar 5, 2026 | JRS Nuveen Real Estate Income Fund | Buy | 100 | $8.11 | $811 | -16.5% | Form 4 ↗ |
| Mar 4, 2026 | NMAI Nuveen Multi-Asset Income Fund | Buy | 75 | $13.44 | $1,008 | -8.2% | Form 4 ↗ |
| Mar 4, 2026 | NBB Nuveen Taxable Municipal Income Fund | Buy | 75 | $16.20 | $1,215 | -22.6% | Form 4 ↗ |
| Mar 21, 2025 | NAD Nuveen Quality Municipal Income Fund | Buy | 300 | $11.61 | $3,483 | -44.1% | Form 4 ↗ |
| Mar 21, 2025 | NMZ Nuveen Municipal High Income Opportunity Fund | Buy | 300 | $11.08 | $3,324 | -54.5% | Form 4 ↗ |
Each row links to its Form 4. Since trade compares the stock’s move from the close on the trade date (or the next trading day) to its latest close with the S&P 500 over the same days, adjusted for splits and excluding dividends. It describes the stock, not what the trader made: we don’t know their purchase price, position size or later sales. A dash means the trade isn’t matched to a listed stock, or there is no closing price after it yet.
When several people report on the same filing, we list it under the first one named, so trades by someone usually listed second may be missing here. Information, not investment advice: see the disclaimer.