Funds › Tortoise Investment Management, LLC
Tortoise Investment Management, LLC
13F for Q3 2026, filed Nov 6, 2026. 256 positions worth $1.3B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 6, 2026
Reported value
$1.3B
−$8.3M (0.6%) vs Q2 2026
Positions
256
252 in Q2 2026
Top 10 share
34.5%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | iShares Tr Core S&P500 Etf | 141,691 | $108.5M | 8.1% | -0.9% | 13F ↗ |
| 2 | iShares Tr 0-5 Yr Tips Etf | 766,483 | $76.4M | 5.7% | -14.9% | 13F ↗ |
| 3 | American Centy ETF Tr Us Eqt Etf | 435,332 | $55.8M | 4.2% | +4.7% | 13F ↗ |
| 4 | Schwab Strategic Tr Us Tips Etf | 1.76M | $44.2M | 3.3% | +79.9% | 13F ↗ |
| 5 | J P Morgan Exchange Traded F Etf | 746,428 | $36.1M | 2.7% | +5.9% | 13F ↗ |
| 6 | Pimco ETF Tr 15+ Yr Us Tips | 733,509 | $33.1M | 2.5% | +926% | 13F ↗ |
| 7 | BTT BlackRock Municipal 2030 Target Term Trust · Com Shs Ben In | 1.50M | $32.8M | 2.5% | +5.7% | 13F ↗ |
| 8 | Ea Series Trust Alpha Arch 1-3 | 230,094 | $27.2M | 2.0% | +51.0% | 13F ↗ |
| 9 | iShares Inc Core Msci Emkt | 292,259 | $23.7M | 1.8% | -1.1% | 13F ↗ |
| 10 | Schwab Strategic Tr Us Lrg Cap Etf | 728,234 | $21.8M | 1.6% | -1.3% | 13F ↗ |
| 11 | Dimensional ETF Trust Us Core Eqt Mkt | 402,521 | $21.1M | 1.6% | -0.5% | 13F ↗ |
| 12 | Vanguard Index Fds Mrngstr Val Etf | 90,910 | $19.6M | 1.5% | +0.3% | 13F ↗ |
| 13 | J P Morgan Exchange Traded F Municipal Etf | 412,280 | $19.6M | 1.5% | -37.9% | 13F ↗ |
| 14 | Vanguard Scottsdale Fds Inter Term Treas | 344,568 | $19.5M | 1.5% | +7.9% | 13F ↗ |
| 15 | iShares Tr Rus 1000 Etf | 46,425 | $19.3M | 1.4% | -0.2% | 13F ↗ |
| 16 | iShares Tr Core S&P Ttl Stk | 114,311 | $19.0M | 1.4% | -1.8% | 13F ↗ |
| 17 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 24,195 | $18.5M | 1.4% | +0.5% | 13F ↗ |
| 18 | iShares Tr 0-3 Mth Treasury | 182,798 | $18.4M | 1.4% | -30.5% | 13F ↗ |
| 19 | Schwab Strategic Tr Intl Sceqt Etf | 367,986 | $18.3M | 1.4% | +0.7% | 13F ↗ |
| 20 | Spdr Series Trust St Str P500ETF | 199,241 | $17.9M | 1.3% | +4.8% | 13F ↗ |
| 21 | Spdr Index Shs Fds St Port Mark Etf | 338,456 | $17.5M | 1.3% | +0.7% | 13F ↗ |
| 22 | AAPL Apple Inc. | 52,493 | $17.5M | 1.3% | +1.7% | 13F ↗ |
| 23 | iShares Tr Core Msci Eafe | 151,048 | $14.6M | 1.1% | -0.9% | 13F ↗ |
| 24 | Vanguard Instl Index Fd 0 3 Mo Tr Bi Etf | 192,465 | $14.6M | 1.1% | -6.5% | 13F ↗ |
| 25 | Spdr Index Shs Fds St Str Po Ex Etf | 288,576 | $14.5M | 1.1% | +1.4% | 13F ↗ |
| 26 | Vanguard Index Fds Mrngstr Ttl Stk | 38,685 | $14.5M | 1.1% | -0.2% | 13F ↗ |
| 27 | Doubleline ETF Trust Commercial Real | 278,409 | $14.2M | 1.1% | +1.6% | 13F ↗ |
| 28 | Vanguard Malvern Fds Strm Infproidx | 281,474 | $13.9M | 1.0% | +1152% | 13F ↗ |
| 29 | Dimensional ETF Trust Emgr Cre Eqt Mng | 351,134 | $13.8M | 1.0% | -0.9% | 13F ↗ |
| 30 | Dimensional ETF Trust Us Cor Equ 2 Etf | 299,953 | $13.3M | 1.0% | -0.2% | 13F ↗ |
| 31 | Dimensional ETF Trust Intl Core Eqt Mk | 319,792 | $13.2M | 1.0% | +3.1% | 13F ↗ |
| 32 | American Centy ETF Tr Ava Mar Sma Etf | 191,570 | $13.1M | 1.0% | +3.7% | 13F ↗ |
| 33 | iShares Tr Core S&P Scp Etf | 96,315 | $13.1M | 1.0% | +0.1% | 13F ↗ |
| 34 | Angel Oak Funds Trust Income Etf | 643,091 | $12.9M | 1.0% | -1.2% | 13F ↗ |
| 35 | Schwab Strategic Tr Us Reit Etf | 569,106 | $12.5M | 0.9% | -0.3% | 13F ↗ |
| 36 | Spdr Series Trust St Str SP600 Sml | 235,728 | $12.5M | 0.9% | +0.1% | 13F ↗ |
| 37 | Invesco Exch Traded Fd Tr II Taxable Mun Bd | 485,361 | $12.3M | 0.9% | +4.4% | 13F ↗ |
| 38 | Vanguard Index Fds Mrngstr Lrg Cap | 34,037 | $12.0M | 0.9% | -1.4% | 13F ↗ |
| 39 | Vanguard Tax-Managed Fds | 165,228 | $11.7M | 0.9% | -0.1% | 13F ↗ |
| 40 | American Centy ETF Tr Avantis Emgmkt | 122,631 | $11.5M | 0.9% | +1.2% | 13F ↗ |
| 41 | J P Morgan Exchange Traded F Income Etf | 248,123 | $11.1M | 0.8% | +211% | 13F ↗ |
| 42 | Dfa Invt Dimensions Group In U.S. Sml Cp Val | 289,183 | $10.8M | 0.8% | New | 13F ↗ |
| 43 | iShares Tr Core S&P Us Vlu | 97,458 | $10.7M | 0.8% | -2.6% | 13F ↗ |
| 44 | Vanguard International Equity Index F Ftse Emr Mkt Etf | 181,002 | $10.7M | 0.8% | -0.3% | 13F ↗ |
| 45 | Dimensional ETF Trust Internatnal Val | 181,982 | $10.2M | 0.8% | +0.3% | 13F ↗ |
| 46 | BRK-B Berkshire Hathaway Inc. Class B | 18,173 | $9.0M | 0.7% | +0.1% | 13F ↗ |
| 47 | Vanguard Mun Bd Fds Long Term Tax Ex | 92,807 | $8.9M | 0.7% | New | 13F ↗ |
| 48 | Vaneck ETF Trust Long Muni Etf | 530,946 | $8.7M | 0.6% | -16.3% | 13F ↗ |
| 49 | Dimensional ETF Trust Us Equi Mark Etf | 103,279 | $8.6M | 0.6% | -1.9% | 13F ↗ |
| 50 | Dimensional ETF Trust Emerging Mkts Va | 201,455 | $8.5M | 0.6% | +0.8% | 13F ↗ |
Showing the top 50 of 256 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
16 new, 104 added to, 83 trimmed, 12 exited, 53 unchanged. By estimated dollars.
New positions (16)
| Dfa Invt Dimensions Group In U.S. Sml Cp Val | 289,183 | New | $10.8M |
| Vanguard Mun Bd Fds Long Term Tax Ex | 92,807 | New | $8.9M |
| Dfa Invt Dimensions Group In U.S. High Relati | 181,469 | New | $7.6M |
| iShares Tr New York Mun Etf | 50,852 | New | $2.6M |
| XOM ExxonMobil Holdings Corporation | 5,083 | New | $827.2K |
| Goldman Sachs ETF Tr Muni Income Etf | 13,250 | New | $646.6K |
| AB Active Etfs Inc Tax Awa Long Etf | 26,500 | New | $619.6K |
| Vanguard Malvern Fds Total Inflation | 8,325 | New | $609.2K |
| Dfa Invt Dimensions Group In Real Estate Secu | 24,047 | New | $581.0K |
| LRCX Lam Research Corporation | 1,703 | New | $559.6K |
Added to (104)
| Pimco ETF Tr 15+ Yr Us Tips | 733,509 | +926% | $29.9M |
| Schwab Strategic Tr Us Tips Etf | 1.76M | +79.9% | $19.6M |
| Vanguard Malvern Fds Strm Infproidx | 281,474 | +1152% | $12.7M |
| Ea Series Trust Alpha Arch 1-3 | 230,094 | +51.0% | $9.2M |
| J P Morgan Exchange Traded F Income Etf | 248,123 | +211% | $7.6M |
| American Centy ETF Tr Us Eqt Etf | 435,332 | +4.7% | $2.5M |
| Pimco ETF Tr Etf | 63,720 | +334% | $2.4M |
| J P Morgan Exchange Traded F Etf | 746,428 | +5.9% | $2.0M |
| GOOG Alphabet Inc. Class C | 9,338 | +134% | $1.8M |
| Vanguard Mun Bd Fds Tax Exempt Bd | 103,680 | +58.2% | $1.8M |
Trimmed (83)
| Vanguard Scottsdale Fds Long Term Treas | 31,271 | -93.7% | -$23.3M |
| iShares Tr 0-5 Yr Tips Etf | 766,483 | -14.9% | -$13.4M |
| J P Morgan Exchange Traded F Municipal Etf | 412,280 | -37.9% | -$12.0M |
| iShares Tr 0-3 Mth Treasury | 182,798 | -30.5% | -$8.1M |
| Invesco Exch Traded Fd Tr II Natl Amt Muni | 181,339 | -31.7% | -$1.8M |
| Vaneck ETF Trust Long Muni Etf | 530,946 | -16.3% | -$1.7M |
| Pimco ETF Tr Muni Income Opp | 87,192 | -30.8% | -$1.7M |
| Vanguard Ny Tax Free Fds Tax Exempt Bd | 14,702 | -42.1% | -$1.0M |
| Vanguard Instl Index Fd 0 3 Mo Tr Bi Etf | 192,465 | -6.5% | -$1.0M |
| iShares Tr Core S&P500 Etf | 141,691 | -0.9% | -$954.3K |
Exited (12)
| Simplify Exchange Traded Fun Mbs Etf | 527,409 | Exited | -$25.9M |
| Dimensional ETF Trust Us Small Cap Etf | 292,404 | Exited | -$11.3M |
| Dimensional ETF Trust Us High Prof Etf | 180,837 | Exited | -$7.5M |
| iShares Tr Etf | 30,520 | Exited | -$2.6M |
| Spdr Series Trust St Lon Treas Etf | 69,051 | Exited | -$1.8M |
| Exxon Mobil Corp | 4,804 | Exited | -$656.7K |
| Dimensional ETF Trust Us Real Esta Etf | 24,047 | Exited | -$629.1K |
| Ssga Active ETF Tr St Str Bl Ln Etf | 6,580 | Exited | -$265.1K |
| iShares Inc Jp Morgan Em Etf | 5,750 | Exited | -$244.0K |
| AB Active Etfs Inc Calif Inter Etf | 8,900 | Exited | -$223.9K |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Every position, puts and calls. Part of Premium.
Compare two quarters
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Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 6, 2026 | 13F-HR | 260 | $1.3B | Current | SEC ↗ |
| Q2 2026 | Aug 7, 2026 | 13F-HR | 255 | $1.3B | Current | SEC ↗ |
| Q1 2026 | May 5, 2026 | 13F-HR | 252 | $1.2B | Current | SEC ↗ |
| Q4 2025 | Feb 6, 2026 | 13F-HR | 240 | $1.1B | Current | SEC ↗ |
| Q3 2025 | Nov 13, 2025 | 13F-HR | 1,554 | $1.1B | Current | SEC ↗ |
| Q2 2025 | Aug 8, 2025 | 13F-HR | 1,300 | $1.0B | Current | SEC ↗ |
| Q1 2025 | Aug 7, 2025 | 13F-HR/A (restatement) | 826 | $960.3M | Current | SEC ↗ |
| Q1 2025 | May 14, 2025 | 13F-HR | 826 | $960.3M | Replaced | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer