Funds › Regal Investment Advisors LLC
Regal Investment Advisors LLC
13F for Q3 2026, filed Nov 13, 2026. 650 positions worth $2.0B.Managers with more than $100 million in US-listed stocks list their holdings each quarter, within 45 days of quarter end. Long positions only: no short sales or cash.
Latest report
Q3 2026
filed Nov 13, 2026
Reported value
$2.0B
+$70.7M (3.7%) vs Q2 2026
Positions
650
647 in Q2 2026
Top 10 share
22.0%
of reported value
CheckedEach line's price per share is checked against other managers' reports of the same stock. Unit mix-ups are corrected. Reports no fix can rescue are left out.
Clean
prices match other managers' reports
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Holdings, Q3 2026
Largest first. Common shares only; puts and calls are under All positions.
| # | The fund's own figures at the end of the quarter. A report can be up to 45 days old when it is filed. Options and bonds are not counted here. | Filing | ||||
|---|---|---|---|---|---|---|
| 1 | iShares Tr Core S&P500 Etf | 172,869 | $132.4M | 6.6% | +2.4% | 13F ↗ |
| 2 | AAPL Apple Inc. | 126,457 | $42.1M | 2.1% | +0.6% | 13F ↗ |
| 3 | Invesco Qqq Tr | 55,873 | $41.3M | 2.1% | -2.1% | 13F ↗ |
| 4 | SPY State Street SPDR S&P 500 ETF Trust · Trust units | 48,589 | $37.1M | 1.9% | +1.5% | 13F ↗ |
| 5 | iShares Tr Core Univrsl Usd | 821,323 | $36.2M | 1.8% | +17.5% | 13F ↗ |
| 6 | MSFT Microsoft Corporation | 63,002 | $32.3M | 1.6% | +2.9% | 13F ↗ |
| 7 | NVDA NVIDIA Corporation | 138,301 | $31.6M | 1.6% | +1.0% | 13F ↗ |
| 8 | Schwab Strategic Tr Us Dividend Eq | 943,736 | $30.7M | 1.5% | +4.1% | 13F ↗ |
| 9 | Vanguard Index Fds Mrngstr Grwt Etf | 310,789 | $28.0M | 1.4% | +0.9% | 13F ↗ |
| 10 | iShares Tr Etf | 267,576 | $27.3M | 1.4% | +4.9% | 13F ↗ |
| 11 | First Tr Exchange-Traded Fd Cap Strength Etf | 289,495 | $27.2M | 1.4% | +1.8% | 13F ↗ |
| 12 | iShares Tr S&P 500 Grwt Etf | 167,576 | $23.8M | 1.2% | -2.0% | 13F ↗ |
| 13 | Vanguard Tax-Managed Fds | 324,833 | $22.9M | 1.1% | +2.9% | 13F ↗ |
| 14 | BlackRock ETF Trust Ishares Us Equit | 287,699 | $19.9M | 1.0% | -3.1% | 13F ↗ |
| 15 | ABBV AbbVie Inc. | 70,660 | $18.5M | 0.9% | +1.9% | 13F ↗ |
| 16 | Vanguard Index Fds Mrngstr Ttl Stk | 48,870 | $18.3M | 0.9% | +9.8% | 13F ↗ |
| 17 | iShares Tr S&P 500 Val Etf | 79,456 | $18.1M | 0.9% | -1.1% | 13F ↗ |
| 18 | iShares Tr Core S&P Scp Etf | 128,741 | $17.5M | 0.9% | +3.5% | 13F ↗ |
| 19 | iShares Tr Core Msci Eafe | 180,060 | $17.4M | 0.9% | +10.2% | 13F ↗ |
| 20 | JNJ Johnson & Johnson | 63,304 | $16.8M | 0.8% | -3.1% | 13F ↗ |
| 21 | Vanguard Whitehall Fds Etf | 146,844 | $14.9M | 0.7% | +0.2% | 13F ↗ |
| 22 | Vanguard International Equity Index F Ftse Emr Mkt Etf | 248,851 | $14.8M | 0.7% | +1.9% | 13F ↗ |
| 23 | Invesco Exchange Traded Fd T Larg Cap Gro Etf | 86,806 | $14.1M | 0.7% | -0.2% | 13F ↗ |
| 24 | BlackRock ETF Trust Isha In Ctry Etf | 362,531 | $13.2M | 0.7% | +82.4% | 13F ↗ |
| 25 | First Tr Exchng Traded Fd Vi Ft Ladd Buff Etf | 344,237 | $12.9M | 0.6% | +2.6% | 13F ↗ |
| 26 | CVX Chevron Corporation | 63,033 | $12.9M | 0.6% | +1.0% | 13F ↗ |
| 27 | First Tr Exchange Traded Fd Dorsey Wrt 5 Etf | 173,896 | $12.8M | 0.6% | +0.3% | 13F ↗ |
| 28 | AMZN Amazon.com, Inc. | 46,883 | $11.7M | 0.6% | +4.8% | 13F ↗ |
| 29 | iShares Tr National Mun Etf | 113,532 | $11.5M | 0.6% | +6.2% | 13F ↗ |
| 30 | Vanguard Index Fds S&P 500 Etf Shs | 16,249 | $11.4M | 0.6% | +1.4% | 13F ↗ |
| 31 | Goldman Sachs ETF Tr Activebeta Us Lg | 77,499 | $11.2M | 0.6% | -5.8% | 13F ↗ |
| 32 | Vanguard Bd Index Fds Short Trm Bond | 146,851 | $11.2M | 0.6% | +39.8% | 13F ↗ |
| 33 | PFE Pfizer, Inc. | 392,166 | $11.2M | 0.6% | +3.5% | 13F ↗ |
| 34 | Invesco Exchange Traded Fd T Large Cap Value | 144,957 | $11.1M | 0.6% | +1.5% | 13F ↗ |
| 35 | VZ Verizon Communications Inc. | 239,101 | $11.0M | 0.5% | +8.4% | 13F ↗ |
| 36 | EMR Emerson Electric Company | 69,578 | $10.8M | 0.5% | +4.5% | 13F ↗ |
| 37 | PG Procter & Gamble Company | 72,382 | $10.5M | 0.5% | +2.4% | 13F ↗ |
| 38 | iShares Tr Us Treas Bd Etf | 478,256 | $10.5M | 0.5% | +1.4% | 13F ↗ |
| 39 | BlackRock ETF Trust Isha La Core Etf | 212,689 | $10.4M | 0.5% | +36.0% | 13F ↗ |
| 40 | iShares Tr Msci Acwi Ex Us | 137,674 | $10.4M | 0.5% | +1422% | 13F ↗ |
| 41 | MO Altria Group, Inc. | 150,698 | $10.1M | 0.5% | +2.7% | 13F ↗ |
| 42 | iShares Tr Msci Emg Mkt Etf | 151,770 | $10.1M | 0.5% | +5.3% | 13F ↗ |
| 43 | iShares Inc Core Msci Emkt | 120,874 | $9.8M | 0.5% | -34.7% | 13F ↗ |
| 44 | Vanguard Index Fds Mrngstr Md Cp Va | 49,719 | $9.7M | 0.5% | +0.7% | 13F ↗ |
| 45 | Invesco Exchange Traded Fd T Rafi Us 1500 | 180,708 | $9.5M | 0.5% | +0.7% | 13F ↗ |
| 46 | T AT&T Inc. | 385,437 | $9.4M | 0.5% | +10.5% | 13F ↗ |
| 47 | Select Sector Spdr Tr St Str Techn Etf | 47,161 | $9.2M | 0.5% | -7.9% | 13F ↗ |
| 48 | KO Coca-Cola Company | 106,181 | $9.1M | 0.5% | +6.3% | 13F ↗ |
| 49 | MDT Medtronic plc. | 100,691 | $8.7M | 0.4% | +4.3% | 13F ↗ |
| 50 | Vanguard Index Fds Mrngstr Md Cp Gr | 29,378 | $8.6M | 0.4% | +2.6% | 13F ↗ |
Showing the top 50 of 650 positions. Premium lists every position, plus puts and calls.
Changes since Q2 2026
47 new, 362 added to, 219 trimmed, 44 exited, 22 unchanged. By estimated dollars.
New positions (47)
| XOM ExxonMobil Holdings Corporation | 50,628 | New | $8.2M |
| CPRT Copart, Inc. | 70,129 | New | $1.9M |
| OKE ONEOK, Inc. | 19,824 | New | $1.7M |
| First Tr Exchange-Traded Fd Nasdaq Cyb Etf | 13,188 | New | $1.4M |
| Series Portfolios Tr | 39,436 | New | $1.0M |
| Victory Portfolios II Short Trm Bd Etf | 19,963 | New | $995.8K |
| ETF Opportunities Trust Etf | 28,999 | New | $874.3K |
| BlackRock ETF Trust II Ishar Backe Etf | 15,218 | New | $713.9K |
| SPOT Spotify Technology S.A. | 1,420 | New | $691.9K |
| American Centy ETF Tr Avantis Emgmkt | 7,356 | New | $691.6K |
Added to (362)
| iShares Tr Msci Acwi Ex Us | 137,674 | +1422% | $9.7M |
| BlackRock ETF Trust Isha In Ctry Etf | 362,531 | +82.4% | $6.0M |
| iShares Tr Core Univrsl Usd | 821,323 | +17.5% | $5.4M |
| iShares Tr 0-3 Mth Treasury | 58,405 | +456% | $4.8M |
| BlackRock ETF Trust Isha Flex Eq Etf | 235,696 | +162% | $3.7M |
| iShares Tr 0-5YR Hi Yl Cp | 107,030 | +321% | $3.4M |
| Vanguard Bd Index Fds Short Trm Bond | 146,851 | +39.8% | $3.2M |
| iShares Tr Core S&P500 Etf | 172,869 | +2.4% | $3.1M |
| SPCX Space Exploration Technologies Corp. | 21,500 | +1223% | $3.0M |
| BlackRock ETF Trust Isha La Core Etf | 212,689 | +36.0% | $2.8M |
Trimmed (219)
| iShares Tr Msci Usa Mmentm | 5,885 | -84.0% | -$9.8M |
| iShares Tr Mbs Etf | 11,504 | -87.3% | -$7.1M |
| iShares Inc Core Msci Emkt | 120,874 | -34.7% | -$5.2M |
| Vanguard Specialized Funds Div App Etf | 34,428 | -36.8% | -$4.7M |
| Kraneshares Trust Quadrtc Int Rt | 18,996 | -89.3% | -$2.7M |
| iShares Tr Trust Ishare 0-1 | 8,034 | -72.6% | -$2.4M |
| iShares Tr Eafe Grwth Etf | 71,239 | -20.5% | -$2.2M |
| Wisdomtree Tr Emer Mkt High Fd | 28,498 | -53.1% | -$1.8M |
| Invesco Exchange Traded Fd T S&P500 Quality | 17,424 | -53.1% | -$1.7M |
| PANW Palo Alto Networks, Inc. | 4,194 | -45.8% | -$1.4M |
Exited (44)
| Exxon Mobil Corp | 48,600 | Exited | -$6.6M |
| First Tr Exchange-Traded Fd First Tr Enh New | 26,546 | Exited | -$1.6M |
| Oneok Inc | 17,506 | Exited | -$1.5M |
| KRYS Krystal Biotech, Inc. | 3,913 | Exited | -$1.5M |
| iShares Tr Core Msci Euro | 18,286 | Exited | -$1.4M |
| ETF Ser Solutions Defia Quant Etf | 7,272 | Exited | -$1.2M |
| Spdr Series Trust St Str Sp Telco | 5,095 | Exited | -$1.2M |
| iShares Tr Ishs 5-10YR Invt | 21,788 | Exited | -$1.2M |
| MP MP Materials Corp. | 19,419 | Exited | -$1.1M |
| CRDO Credo Technology Group Holding Ltd | 3,998 | Exited | -$1.1M |
The 10 largest of each, by estimated dollars: shares changed times the later report's price. Index tracking, splits and mergers move positions too.
All positions
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Every position, puts and calls. Part of Premium.
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Any two quarters side by side. Part of Premium.
Reported value by quarter
Value and number of positions at the end of each quarter.
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Largest positions in earlier quarters
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Ten largest positions
By value, Q3 2026.
Filings
| Filing | ||||||
|---|---|---|---|---|---|---|
| Q3 2026 | Nov 13, 2026 | 13F-HR | 650 | $2.0B | Current | SEC ↗ |
| Q2 2026 | Aug 14, 2026 | 13F-HR | 647 | $1.9B | Current | SEC ↗ |
| Q1 2026 | May 14, 2026 | 13F-HR | 653 | $1.7B | Current | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | 13F-HR | 584 | $1.7B | Current | SEC ↗ |
| Q3 2025 | Nov 13, 2025 | 13F-HR | 516 | $1.5B | Current | SEC ↗ |
| Q2 2025 | Aug 11, 2025 | 13F-HR | 481 | $1.3B | Current | SEC ↗ |
| Q1 2025 | May 12, 2025 | 13F-HR | 460 | $1.2B | Current | SEC ↗ |
Most recent first, up to 80. An amendment can replace a report or add holdings to it. All 13F filings
Information, not investment advice. Values are the fund's own figures at quarter end; a report can be up to 45 days old when filed. Disclaimer