SEC enforcement › About this data
SEC enforcement
The SEC publishes three lists of its enforcement work: litigation releases (cases in federal court), administrative proceedings (orders of the Commission) and trading suspensions (a pause in trading in one stock). This feed shows all three, newest first, and marks the names that match a company that files with the SEC.
- Where it comes from
The SEC's own enforcement lists on sec.gov. We match the names it lists to companies that file with the SEC, and read the order of each trading suspension.
Who reports it: The SEC itself. Each row links to the release on sec.gov, where the SEC explains what it alleges or orders.
Official sources
- How often we update it
- Several times a day on SEC business days
- Last updated
- (15 hours ago)
- Coverage
- Releases since January 2020.
- Worth knowing
- A litigation release is the SEC's account of its allegations unless it states a judgment; an order may have been agreed without the respondent admitting or denying the findings; a trading suspension is a pause, not a finding. Being named is not a finding about a company, and most names are people or private firms. We match names to companies automatically: a possible match is a similar name that may be a different company, so check the release before relying on it. The SEC's list gives names and a release number, not a summary. Information, not investment advice.
See the SEC enforcement page · Use this data in your AI or app (how connecting works) · Information, not investment advice (disclaimer).